Associate / Senior Associate - Regulatory Reporting
10 hours ago
Location: Mumbai/Bangalore/Chennai
Department: Fund Services
Vacancy Type: Permanent
Work Timings: APAC/EMEA/Americas
Work Mode: Hybrid
The position:
This position is for a member of the client facing fund services team catering to Global Hedge Fund, Private Equity & Debt Fund clients. The fund services team deals with complex fund structures along with multiple asset classes across jurisdictions with specialized accounting services
Roles & Responsibilities:
understanding of regulations and interpretations like Form N-Q, Form PF & CPO PQR reporting, AIFMD / Annex IV & SFTR (Knowledge of Regulatory Framework)
& validating various regulatory reports that are required for submission/filings to Identify potential compliance risks and effectively escalate to appropriate individuals
on experience in filing these reporting for large clients and good understanding of multiple asset classes and fund accounting
will be responsible for obtaining data from Fund managers for preparation of regulatory filing requirements
analyse the data and prepare the report including uploading and validating data where required and investigation of any ad-hoc issues
liaising with the fund managers for consulting the regulation related queries
monitor the regulatory updates from the SEC (Securities Exchange Commission), NFA (National Futures Association), ESMA etc
interpret the regulations and ensure the system has been upgraded accordingly
for the development of system automation.
and stay knowledgeable of industry, regulatory, and accounting developments and issuance of new reporting requirement standards
quality assurance is integral across all deliverables to ensure reporting is in compliance with the regulations
You’re Profile:
Any graduate or masters in Finance & Accounting or Chartered Accountant
1-4yrs experience in Financial Services / Capital Markets Industry with min 2+yrs work experience in Regulatory Reporting
Experience in working across country lines and operating in a global, multinational organization, ideally in a matrix structure
Demonstrable accomplishments relating to organizational change activities in a fast-paced environment
Willing to work in fast paced dynamic industry
Positive attitude, team player, pro-active and ready to accept challenges High level of numeracy and literacy, attention to detail and well-developed analytical skills
Excellent communication and presentation skills and ability to communicate across multiple region
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