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Associate / Senior Associate - Regulatory Reporting

2 months ago

Mumbai, India CSC Full time

Associate/Senior Associate, Regulatory Reporting

Location: Mumbai/Bangalore/Chennai

Department: Fund Services

Vacancy Type: Permanent

Work Timings: APAC/EMEA/Americas

Work Mode: Hybrid


The position:

This position is for a member of the client facing fund services team catering to Global Hedge Fund, Private Equity & Debt Fund clients. The fund services team deals with complex fund structures along with multiple asset classes across jurisdictions with specialized accounting services


Roles & Responsibilities:

  • understanding of regulations and interpretations like Form N-Q, Form PF & CPO PQR reporting, AIFMD / Annex IV & SFTR (Knowledge of Regulatory Framework)
  • & validating various regulatory reports that are required for submission/filings to Identify potential compliance risks and effectively escalate to appropriate individuals
  • on experience in filing these reporting for large clients and good understanding of multiple asset classes and fund accounting
  • will be responsible for obtaining data from Fund managers for preparation of regulatory filing requirements
  • analyse the data and prepare the report including uploading and validating data where required and investigation of any ad-hoc issues
  • liaising with the fund managers for consulting the regulation related queries
  • monitor the regulatory updates from the SEC (Securities Exchange Commission), NFA (National Futures Association), ESMA etc
  • interpret the regulations and ensure the system has been upgraded accordingly
  • for the development of system automation.
  • and stay knowledgeable of industry, regulatory, and accounting developments and issuance of new reporting requirement standards
  • quality assurance is integral across all deliverables to ensure reporting is in compliance with the regulations


You’re Profile:

  • Any graduate or masters in Finance & Accounting or Chartered Accountant
  • 1-4yrs experience in Financial Services / Capital Markets Industry with min 2+yrs work experience in Regulatory Reporting
  • Experience in working across country lines and operating in a global, multinational organization, ideally in a matrix structure
  • Demonstrable accomplishments relating to organizational change activities in a fast-paced environment
  • Willing to work in fast paced dynamic industry
  • Positive attitude, team player, pro-active and ready to accept challenges High level of numeracy and literacy, attention to detail and well-developed analytical skills
  • Excellent communication and presentation skills and ability to communicate across multiple region