Investment Compliance

3 days ago

mumbai, India JPMorgan Chase & Co. Full time

Worldwide Securities Services (WSS) Summary:

Morgan Worldwide Securities Services (WSS) is a premier securities servicing provider that helps institutional investors, alternative asset managers, broker dealers and equity issuers optimize efficiency, mitigate risk and enhance revenue. A division of JPMorgan Chase Bank, WSS leverages the firm’s global scale, leading technology and deep industry expertise to service investments around the world. It has $16.1 trillion in assets under custody and $7.3 trillion in funds under administration. For more information, go to .

Department Summary:

Market-leading post-trade compliance reporting services for portfolio risk management. . Morgan's market-leading Compliance Reporting Services enables asset managers, fund sponsors and trustees to efficiently detect and manage violations of client-specified investment rules, facilitating risk reduction and demonstrating industry best practices. With more than 200 clients and 6,000 portfolios-including more than 2,000 mutual funds-the firm services a large number of sophisticated investors globally, representing approximately $2 trillion in assets. Our diverse client list includes corporate and public pensions, investment managers, endowments and foundations, corporate cash, insurers and central banks.

Key Accountabilities/Major Responsibilities:

Investigating all investment guideline/regulatory breaches to assist the client in the breach resolution process. Recommending a course of action based on the investigation to assist the fund managers to take corrective action.  Constantly improving the quality of work to the client in terms of better recommendations and providing industry best standard for breach analysis. Providing solutions to reduce the number of false exceptions/violations. Standard Client & regulatory reporting

Skills:

2 years or more in Banking / Financial services industry or with accounting firm. Excellent Team Player Excellent interpersonal skills, customer service orientation Good understanding of global/ Local investment markets and instrument types A willingness to work hard and go beyond expectations

Qualifications/Experience/Knowledge

Knowledge and Experience Required:

Graduate with at least 2 year related work experience  Knowledge of financial instruments and their accounting treatment is a plus Ability to work in a deadline driven environment  Client focused  Uses initiative & readily questions  Strong analytical skills  Control orientated  Proficiency with computers Exhibits a 'can do' attitude  Good written & spoken English communication skills Ability to partner effectively with peers, colleagues and clients Time management and organizational skills

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