Compliance Audit Associate

1 week ago

mumbai, India Third Bridge Full time
Job Description

Position Overview

At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Audit Associate to join Third Bridge Audit Team in Mumbai. The main purpose of this role is to provide an internal audit of the compliance framework across products and international offices working closely with the businesses and other internal stakeholders.
 

Skills

  • Organised with excellent attention to detail and analytical skills. 

  • Ability to develop strong working relationships across the organisation working with individuals at all levels and across offices in order to gather information. 

  • Excellent team player who is outcome-oriented and self-motivated

  • Ability to respond effectively to changing business needs

  • Ability to perform end-to-end business process analysis and design gap

  • Ability to critically evaluate and identify risks with a commercial mindset.

  • Excellent oral and written communication skills.

Responsibilities

  • Perform reviews of internal audits focusing on compliance policies and procedures to ensure we are compliant with applicable laws, internal compliance procedures and pre-agreed client specific processes.

  • Prepare draft Compliance Audit Reports in liaison with Senior Associate and Associate.

  • Identify gaps, review responses and recommend improvements to business processes so that a strict compliance standard is maintained. 

  • Provide written and oral feedback on findings and ensure concerns are drawn to the attention of Compliance Audit Senior Management and Business Team in a timely manner.

  • Stay up-to-date with the latest compliance requirements and any relevant legislative changes.

  • Work closely with our IT team to gather or explore internal data as required. 

  • Undertake risk-based special projects which have arisen through Compliance Audit Reports, input from internal stakeholders based on business objectives, and communication between the business and Compliance Audit senior management.


Qualifications

Qualifications

  • Previous internal audit experience is required.

  • Degree level qualification (or equivalent).

  • Fluent in both written and spoken English is essential

  • Minimum 1 year Internal Audit Experience


Additional Information

How will you be rewarded? 

  • Competitive Compensation:  Enjoy a competitive salary reflective of your skills and experience.
  • Time Off:  Benefit from 18 days of paid time off (PTO), 8 fixed holidays, 1 floating holiday, and 8 casual leaves. PTO increases with tenure.
  • Learning & Development:  Receive a personal development reimbursement yearly for customised learning programs. Additionally, a dedicated budget supports studies and job-related qualifications.
  • Health & Well-being:  Access private medical insurance, maternity benefits, and engage in various events promoting mental health.
  • Life Cover:  Automatically enrolled in Life Insurance cover from your date of hire, providing coverage 4x the annual CTC.
  • Flexibility:  Embrace our work-from-anywhere policy, hybrid work options, and enjoy "Winter Fridays."
  • Fun at Work:  Unwind in our breakout area with games like foosball, Table Tennis, and PlayStation5.
  • Recognition & Rewards:  Earn points through our colleague-to-colleague recognition program, redeemable for hotels, gift cards, charity donations, and more.
  • Snacks & Refreshments:  Stay energised with daily snacks, tea, and coffee provided.
  • CSR Days:  Contribute to social responsibility with 2 CSR days annually – take time off to volunteer.
  • Equal Opportunity Employer:  Third Bridge is proud to foster diversity and inclusion. All qualified applicants will be considered without regard to race, color, religion, sex, national origin, disability, veteran status, or any other status protected under local laws.

The successful candidate must, by the start of the employment, have permission to work in the country they are applying. 

We know that to be truly innovative, we need to have a diverse team around us. That is why Third Bridge is committed to creating an inclusive environment and is proud to be an equal opportunity employer. If you are not 100% sure if you are right for the role, please apply anyway and we will be happy to consider your application

 

  • Compliance Audit Associate

    5 days ago

    Mumbai, Maharashtra, India Third Bridge Full time

    Job Description Position Overview At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Audit Associate to join Third Bridge Audit Team in Mumbai. The main purpose of this role is to provide an internal audit of the compliance framework across products and international offices working...

  • Compliance Audit Associate

    2 weeks ago

    mumbai, India Third Bridge Full time

    Job Description Position Overview At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Audit Associate to join Third Bridge Audit Team in Mumbai. The main purpose of this role is to provide an internal audit of the compliance framework across products and international offices working...

  • Compliance Audit Associate

    6 days ago

    Mumbai, India Third Bridge Full time

    Job Description Position Overview At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Audit Associate to join Third Bridge Audit Team in Mumbai. The main purpose of this role is to provide an internal audit of the compliance framework across products and international offices working...

  • Compliance Audit Associate

    5 days ago

    Mumbai, Maharashtra, India Third Bridge Full time

    Job DescriptionPosition OverviewAt Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Audit Associate to join Third Bridge Audit Team in Mumbai. The main purpose of this role is to provide an internal audit of the compliance framework across products and international offices working closely with the...

  • Compliance Audit Associate

    5 days ago

    Mumbai, Maharashtra, India Third Bridge Full time

    Company Description Company Overview**Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world's top investors and business leaders to help them make smarter and faster decisions.No other company in the world provides the same holistic investment offering: our superpower is the combination of human insights and...

  • Compliance Audit Associate

    2 months ago

    Mumbai, India Third Bridge Full time

    Company Description - Third Bridge Connections provides private equity firms, hedge funds and strategy consultants with the information that they need to understand the value of their investment opportunities. - Our vision for delivering deep insight and unbiased market intelligence has evolved into a business with a range of complementary services, eight...

  • Compliance Audit Associate

    2 months ago

    Mumbai, India Third Bridge Full time

    Company Description - Third Bridge Connections provides private equity firms, hedge funds and strategy consultants with the information that they need to understand the value of their investment opportunities. - Our vision for delivering deep insight and unbiased market intelligence has evolved into a business with a range of complementary services, eight...

  • Compliance Audit Associate

    2 weeks ago

    Mumbai, Maharashtra, India Third Bridge Full time

    **Company Description** Company Overview** Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world’s top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is the combination of human...

  • Compliance Audit Associate

    2 weeks ago

    Mumbai, India Third Bridge Full time

    Job DescriptionPosition OverviewAt Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Audit Associate to join Third Bridge Audit Team in Mumbai. The main purpose of this role is to provide an internal audit of the compliance framework across products and international offices working closely with the...

  • Compliance Audit Associate

    5 days ago

    Mumbai, Maharashtra, India Third Bridge Full time

    Company Description Third Bridge Connections provides private equity firms, hedge funds and strategy consultants with the information that they need to understand the value of their investment opportunities. Our vision for delivering deep insight and unbiased market intelligence has evolved into a business with a range of complementary services, eight...

  • Compliance Audit Associate

    5 days ago

    Mumbai, Maharashtra, India Third Bridge Full time

    Company Description Third Bridge Connections provides private equity firms, hedge funds and strategy consultants with the information that they need to understand the value of their investment opportunities. Our vision for delivering deep insight and unbiased market intelligence has evolved into a business with a range of complementary services, eight...

  • Third Bridge

    3 days ago

    Mumbai, India Third Bridge Full time

    Compliance Audit AssociateOne World Centre, Tower 2A, 1501 & 1502 Senapati Bapat Marg, Lower Parel, Mumbai, Maharashtra, COOCompany DescriptionCompany OverviewThird Bridge is a market-leading investment research firm. We provide integrated solutions for the world's top investors and business leaders to help them make smarter and faster decisions. No...

  • Audit Associate

    2 months ago

    Mumbai, India Shah Kapadia And Associates Full time

    About Us: The firm is a pioneer in the field of the securities market for process review, SEBI compliance assistance, audit & assurance, and risk management. SKA has successfully managed to serve more than 80+ SEBI intermediaries with the strong support of our 200+ employees PAN India level. With continuous efforts and dedication, Shah Kapadia & Associates...

  • Audit Associate

    1 day ago

    Mumbai, India Shah Kapadia And Associates Full time

    About Us: The firm is a pioneer in the field of the securities market for process review, SEBI compliance assistance, audit & assurance, and risk management. SKA has successfully managed to serve more than 80+ SEBI intermediaries with the strong support of our 200+ employees PAN India level. With continuous efforts and dedication, Shah Kapadia & Associates...

  • Avp - Compliance Audit

    5 days ago

    Mumbai, Maharashtra, India TransUnion Full time

    TransUnion's Job Applicant Privacy NoticeWhat We'll Bring:At TransUnion, we have a welcoming and energetic environment that encourages collaboration and innovation. We are consistently exploring new technologies and tools to be agile. This environment gives our people the opportunity to hone current skills and build new capabilities, while discovering their...

  • Audit Associate

    2 months ago

    Mumbai, India Bolt-tech Services Pvt Ltd Full time

    **Designation: Audit Associate** Experience: 4-5 years **Job Description**: - Leading the media / creative agency contract compliance audits for US / APAC clients; - Physical document verification and analyzing the variances in billing, payments and other operating parameters; - In-depth analysis of the agency billing, AR and media payments in contractual...

  • Audit Associate

    1 month ago

    Mumbai, India NCR Atleos Full time

    Job Description Position Summary : At NCR Atleos, our Internal Audit Department (IAD) purpose is to help enable competent and informed decisions to add value and improve operations, while contributing meaningfully to Board and organizational confidence. We are indispensable business partners, with a brand focused on insight, impact and excellence. We believe...

  • IT Audit and Compliance

    5 days ago

    Mumbai, Maharashtra, India Harjai Computers Full time

    Details need to ask to client during kick off callDuring kick off meeting along with Technical panel preferred Roles req understanding IT Audit and Compliance Experience details Min Max 3+ years- relevant Location Kurla Kohinoor City (5 days WFO, sometimes Saturday will work depending upon the workload) Budget Need to Quote ( Max salary can be offered 50k to...

  • Audit and Compliance Agm

    2 months ago

    Mumbai, India Quadrangle Full time

    **Expectations/ Requirements**: 1. Facilitating external audits thus ensuring compliance with regulatory requirements. 2. Responsible for internal audit process & ensure compliance in line with RBI guidelines. 3. Creating and reviewing potential SOPs/ Policies/ Process Map on the basis of business requirements/ standardization as per Market. 4. Ensuring...

  • Internal Audit Associate

    2 months ago

    Mumbai, India Advetaya Construction Pvt. Ltd Full time

    Internal Audit Department: Audit Title: Senior Associate Job Description Summary: The Internal Audit Associate will be responsible for handing with the internal audit function of our clients, explicitly for planning, implementing, and controlling the internal audit activities. The position is responsible for ensuring Internal Audit is closely aligned...