Senior Manager _ CDD Review

4 weeks ago

chennai, India Standard Chartered Bank Full time

RESPONSIBILITIES

Review accounts against all set internal standards for Client Due Diligence 
Check on the quality of the Static Information and Source of Wealth if it meets all set standards for Account Opening, Maintenance and Trigger review.
Review the other Due Diligence requirements such as adverse media findings, Sanctions link, Tax red flags etc.
Determine and advice the frontline if other searches are needed to supplement those already done for Account Opening.
Advise on PvB CDD policy and procedures and applicable local laws and regulations
Advise on and escalate higher risk relationships and reputation risks arising from CDD to Compliance or Local Client Committee (LCC)
Consultation with functional experts ( Legal, Compliance, Financial Crime compliance) as needed
Contribute to the implementation and controls for daily processes and assist with the update of procedures
Leverage on expertise and train the frontline in order to produce high quality SOW and complete Account Opening Pack to avoid reworks and to aid in faster turnaround time.
Comply to agreed Turn Around Times for assigned activities as detailed in the Document Operating Instructions and the Service Level Agreements 
Promote the spirit of continuous improvement by flagging any procedural issues that impact delivery of responsibilities with suggestions improvements and work around. 
Provide a final recommendation to proceed/not proceed on accounts submitted for Account Opening or Account Maintenance.

Processes

KYC/CDD Account Opening, Maintenance and Trigger Review


People & Talent

Lead through example and build the appropriate culture and values. Set appropriate tone and expectations from their team and work in collaboration with risk and control partners

Risk Management

Execution responsibility for identifying, assessing, monitoring, controlling and mitigating financial crime risk, sanctions risk and reputational risks to the Group. Also, an awareness and understanding of the main risks facing the Group and the role the individual plays in managing them


Regulatory & Business Conduct

Display exemplary conduct and live by the Group’s Values and Code of Conduct. 
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
Lead the (country / business unit / function/(team) to achieve the outcomes set out in the Bank’s Conduct Principles: (Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment.) 
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.

Key stakeholders

PvB Market and Business Heads 
PvB Relationship Managers, Team Leaders and Client Services Managers
PvB Heads of Compliance and Compliance teams
Financial Crime Compliance network
Country On-boarding Team.
CoE Team Leaders

QUALIFICATIONS
TRAINING, LICENSES, MEMBERSHIPS AND CERTIFICATIONS

Adequate knowledge and understanding of regulatory requirements relating to CDD/AML and internal procedures
Minimum 10+ years relevant experience in AML/KYC and/or client onboarding, from banking and/or financial services sector with a focus on private banking clients, including corporate
Compliance knowledge applicable to the Financial Services industry, including relevant professional certification on AML/CFT
Excellent verbal, presentation and written communication skills 
Ability to think globally / see the overall picture and multi-task
High level of integrity and professionalism 
High attention to detail

Our Ideal Candidate 

Risk assessment CDD AML/KYC MS Office

  • Specialist CDD Checker, Operations, Account Services, Corporate Banking

    3 weeks ago

    chennai, India DBS Bank Full time

    Specialist CDD Checker, Operations, Account Services, Corporate Banking-(WD56954) Position Title: KYC CDD Specialist Department: IBG COO Job Purpose KYC Quality Controller performs a critical function that involves an independent checker role to ensure high quality standards are maintained in strict adherence with bank policy. Ensures customer...

  • Specialist CDD Checker, Operations, Account Services, Corporate Banking

    4 weeks ago

    Chennai, India DBS Bank Full time

    Specialist CDD Checker, Operations, Account Services, Corporate Banking-(WD56954) Position Title: KYC CDD Specialist Department: IBG COO Job Purpose KYC Quality Controller performs a critical function that involves an independent checker role to ensure high quality standards are maintained in strict adherence with bank policy. Ensures customer On...

  • Senior Review Manager

    4 weeks ago

    Chennai, India KLDiscovery Full time

    KLDiscovery, a leading global provider of electronic discovery, information governance and data recovery services, is currently seeking a Senior Document Review Manager (eDiscovery).The position will be responsible for managing document review projects for our clients. In this key role, you will oversee teams of attorneys and ensure the quality of those...

  • Senior Review Manager

    4 weeks ago

    Chennai, India KLDiscovery Full time

    KLDiscovery, a leading global provider of electronic discovery, information governance and data recovery services, is currently seeking a Senior Document Review Manager (eDiscovery).The position will be responsible for managing document review projects for our clients. In this key role, you will oversee teams of attorneys and ensure the quality of those...

  • Senior Review Manager

    4 weeks ago

    Chennai, India KLDiscovery Full time

    KLDiscovery, a leading global provider of electronic discovery, information governance and data recovery services, is currently seeking a Senior Document Review Manager (eDiscovery). The position will be responsible for managing document review projects for our clients. In this key role, you will oversee teams of attorneys and ensure the quality of those...

  • Manager - Controls Review

    3 weeks ago

    Chennai, Tamil Nadu, India Apollo Hospitals Enterprise Limited Full time

    The position would manage and drive the implementation of IFC Controls for the organization The Corporate finance team is in charge of the consolidation of the audited accounts of the different Units. Each Unit is subject to audit and has to comply with ICOFR requirements. Hence each Unit has to ensure that Internal Financial Controls (IFC) are monitored...

  • Manager - Controls Review

    3 weeks ago

    Chennai, India Apollo Hospitals Enterprise Limited Full time

    The position would manage and drive the implementation of IFC Controls for the organization The Corporate finance team is in charge of the consolidation of the audited accounts of the different Units.  Each Unit is subject to audit and has to comply with ICOFR requirements. Hence each Unit has to ensure that Internal Financial Controls (IFC) are...

  • Spl'st, Client Delivery

    4 weeks ago

    Chennai, India Standard Chartered Bank Full time

    Role Responsibilities Manage the assigned portfolio for NTB Onboarding and CDD/GIC /SRAF reviews Onboarding within TAT Manage the end to end onboarding process till S2B implementation Timely initiation and completion of all horizon cases including trigger reviews Understand the risk framework and keep abreast of all relevant policies, processes,...

  • Spl'st, Client Delivery

    4 weeks ago

    chennai, India Standard Chartered Bank Full time

    Role Responsibilities Manage the assigned portfolio for NTB Onboarding and CDD/GIC /SRAF reviews Onboarding within TAT Manage the end to end onboarding process till S2B implementation Timely initiation and completion of all horizon cases including trigger reviews Understand the risk framework and keep abreast of all relevant policies,...

  • Associate, Client Delivery

    4 weeks ago

    chennai, India Standard Chartered Bank Full time

    Role Responsibilities Manage the assigned portfolio for NTB Onboarding and CDD/GIC /SRAF reviews Onboarding within TAT Manage the end to end onboarding process till S2B implementation Timely initiation and completion of all horizon cases including trigger reviews Understand the risk framework and keep abreast of all relevant policies,...

  • Associate, Client Delivery

    4 weeks ago

    Chennai, India Standard Chartered Bank Full time

    Role Responsibilities Manage the assigned portfolio for NTB Onboarding and CDD/GIC /SRAF reviews Onboarding within TAT Manage the end to end onboarding process till S2B implementation Timely initiation and completion of all horizon cases including trigger reviews Understand the risk framework and keep abreast of all relevant policies, processes,...

  • Associate Client Delivery

    4 weeks ago

    Chennai, India Standard Chartered Full time

    **Job***: Operations **Primary Location***: Asia-India-Chennai **Schedule***: Full-time **Employee Status***: Permanent **Posting Date***: 22/Feb/2023, 10:09:06 PM **Unposting Date***: Ongoing **JOB SUMMARY** - CDD and Straight2Bank related activity of the unit and training of the client on the Straight2Bank...

  • KYC Quality Analyst

    1 week ago

    Chennai, India 2coms Full time

    Opening for Quality Analyst (Retail/Commerical)-KYC forLeading MNC-Chennai/KochiAbout Client:Our client is a leading technology services and consulting company focused on building innovative solutions that address clients’ most complex digital transformation needs.Designation:Experience: 5+ yearsJob Location: Chennai/KochiCTC- 12 LNotice- Immediate Joiner...

  • Trainee - Cdd

    4 weeks ago

    Anna Nagar, Chennai, Tamil Nadu, India Iny Digital India Pvt LTd Full time

    We have opening for the post of Trainee - Customer Due Deligence for our banking domain in Chennai - Conducting customer due diligence and Enhanced Due Diligence (EDD) reviews in accordance with applicable laws, regulations, and company policies. - Investigating customer information to ensure that it is accurate and complete. - Identifying and assessing the...

  • Senior Process Associate

    18 hours ago

    chennai, India Guidehouse Full time

    Job Family: GIC Process (India)Travel Required: NoneClearance Required: None What You Will Do: PRIMAY DUTIES AND RESPONSIBILITIES Performs customer due diligence reviews and seeks to mitigate risks associated to customers risk profile. They apply research and analytic techniques to digest complex information sets to make logical and adequately...

  • Senior AUTOSAR Developer

    3 weeks ago

    Chennai, India SRM Technologies Full time

    Job DescriptionExperience: 6 to 9yearsLocation:Perungudi,ChennaiAbout SRM:SRM Technologies, part of the SRM Group, was established in 1998 and provides Cloud and Infrastructure, Digital Transformation, Managed IT Services, Application Lifecycle, Quality Assurance, eCommerce, and Product Engineering services. These are offered to the Education, Automotive,...

  • Senior AUTOSAR Developer

    3 weeks ago

    Chennai, India SRM Technologies Full time

    Experience          : 6 to 9 yearsLocation              : Perungudi,Chennai About SRM:SRM Technologies, part of the SRM Group, was established in 1998 and provides Cloud and Infrastructure, Digital Transformation, Managed IT Services, Application Lifecycle, Quality Assurance, eCommerce, and Product Engineering services. These are...

  • Qm Reviewer

    4 weeks ago

    Chennai, India TÜV SÜD South Asia Pvt Ltd Full time

    QM Reviewer - (MHS-Document Management Process) **Administrative support from GAC to project execution for MHS-Document Management Process** The tasks include: - QM Review for both Quality Document and Marketing materials in MHS BU. - Validating update information in the metadata based on the changes and updates in the document. - Verifying information in...

  • Senior Process Associate

    4 weeks ago

    Chennai, India Guidehouse Full time

    Job Family:GIC Process (India)Travel Required:NoneClearance Required:NoneWhat You Will Do:PRIMAY DUTIES AND RESPONSIBILITIESPerforms customer due diligence reviews and seeks to mitigate risks associated to customers risk profile. They apply research and analytic techniques to digest complex information sets to make logical and adequately supported...

  • KYC Quality Analyst

    1 week ago

    chennai, India 2coms Full time

    Opening for Quality Analyst (Retail/Commerical)-KYC for  Leading MNC-Chennai/KochiAbout Client: Our client is a leading technology services and consulting company focused on building innovative solutions that address clients’ most complex digital transformation needs. Designation:Experience: 5+ years Job Location: Chennai/Kochi CTC- 12 L Notice- Immediate...