Senior Compliance Specialist
3 weeks ago
Shift Timings: 7:00 PM IST to 4:00 AM IST Job Title: Analyst/Senior Analyst - Compliance Location: Hyderabad
Job Description: A compliance analyst's primary goal is to ensure a company complies with the industry's laws and regulations. Serving as a point of contact for questions related to various global policies from employees at all levels. In their work, they may examine practices and policies within the business, identify areas where they are out of compliance, and offer suggestions for how to make necessary modifications.
Ongoing responsibilities of a Compliance Analyst – COE: - Conduct periodic, annual, and ad hoc compliance reviews. Analyse errors, violations, and potential personal trading conflicts making appropriate recommendations Client, ensuring a resolution of all cases, and issuing Violations as required. Creation of broker feed setups for the required approved broker accounts by reaching out to brokers Ensure to validate and approve the preclearance requests of all the employee trade requests. To conduct primary review on email monitoring on all employee sources of communications such as employee emails, Microsoft Teams, Bloomberg, Tele messages Ensure the assignment of correct designations to employees under various global policies through the review of designations and conversations with clients. Review, evaluate, and process requests pertaining to policies with having a keen knowledge in star compliance, I-Comply applications. Good understanding on Code of Ethics and code of Conduct subjectivities
Note: Candidates having 3+ years of experience, who can join us in 15 days or 30 days.
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Senior Customs Compliance Specialist
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Senior Compliance Specialist
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Delhi, India R1 RCM Full timeR1 is a leading provider of technology-driven solutions that help hospitals and health systems to manage their financial systems and improve patients’ experience. We are the one company that combines the deep expertise of a global workforce of revenue cycle professionals with the industry's most advanced technology platform, encompassing sophisticated...
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delhi, India Excis Compliance Full timeJOB DESCRIPTIONEnsure that all aspects of a project are organized and in conformance with timeline and deliverables requirementDevelop and maintain project performance database that tracks overall progress and achievement of milestonesAssign and monitor resources effectively to boost project efficiency and maximize deliverables outputReport project risks and...
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delhi, India Kapson HR Compliance Consultants LLP Full timeCompany Description Kapson HR Compliance Consultants LLP is a leading service provider of comprehensive HR compliance solutions based in Delhi, India. The company is committed to helping businesses navigate the complexities of workforce regulations with ease and confidence. Kapson's team of experienced consultants offers tailored support to ensure...
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delhi, India Kapson HR Compliance Consultants LLP Full timeCompany DescriptionKapson HR Compliance Consultants LLP is a leading service provider of comprehensive HR compliance solutions based in Delhi, India. The company is committed to helping businesses navigate the complexities of workforce regulations with ease and confidence. Kapson's team of experienced consultants offers tailored support to ensure...
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Contractual Compliance Specialist
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CES | Senior Compliance Specialist
4 weeks ago
Delhi, India CES Full timeCES is currently looking for an Analyst/Senior Analyst - Compliance,We are looking for 3 years of experience in Compliance - Code of Ethics.Shift Timings: 7:00 PM IST to 4:00 AM ISTJob Title: Analyst/Senior Analyst - ComplianceLocation: HyderabadJob Description:A compliance analyst's primary goal is to ensure a company complies with the industry's laws and...
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Financial Compliance Specialist
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Financial Compliance Specialist
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Delhi, Delhi, India VA Mehta & Co. Full timeJob Description for Financial Compliance Specialist at VA Mehta & Co.Company OverviewVA Mehta & Co. is a reputable auditing firm that prides itself on delivering high-quality services to its clients. Our team of experts works closely with corporates to ensure compliance with statutory and internal audit requirements.We are seeking an experienced Financial...
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Cybersecurity Compliance Specialist
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Tax Compliance Specialist
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Risk Management and Compliance Specialist
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Compliance Expert for Labour Law Management
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ESG Regulatory Compliance Specialist
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Compensation and Compliance Specialist
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Cybersecurity Compliance Specialist
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Senior Compliance Manager(Global)
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Ethics Compliance Specialist
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Taxation and Secretarial Compliance Specialist
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Safety and Compliance Specialist
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