Compliance Associate

Roles & Responsibilities **Compliance monitoring and reporting: The Associate Compliance Officer is responsible for monitoring compliance with applicable laws, regulations, and internal policies and procedures. This may involve reviewing transactions, conducting risk assessments, and preparing reports for senior management. ** Compliance training and...

Company DescriptionArthAlpha is an investment management and investment technology company cofounded by Rohit Beri (ex-CIO of True Beacon, hedge fund arm of Zerodha) and Rohit Jha (ex-Portfolio Manager at Tower Research Capital). We are backed by one of the leading mutual fund houses in India. We are building a quant research platform with AI/ML integration,...

Company DescriptionArthAlpha is an investment management and investment technology company cofounded by Rohit Beri (ex-CIO of True Beacon, hedge fund arm of Zerodha) and Rohit Jha (ex-Portfolio Manager at Tower Research Capital). We are backed by one of the leading mutual fund houses in India. We are building a quant research platform with AI/ML integration,...

Compliance AssociateCategory:Legal, Compliance & AuditLocation:Bangalore, Karnataka, INDepartment:Compliance-The position As a Compliance Associate at Novo Nordisk, you will be responsible for implementing the Global and IO (International Operations) Business Ethics Compliance plan, policies, and procedures. This includes managing and coordinating compliance...

**About this role**: Wells Fargo is seeking a Compliance Associate. **In this role, you will**: - Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements - Oversee the Front Line's execution and challenges appropriately on compliance related...

Compliance Associate **Category**:Legal, Compliance & Audit**Location**:Bangalore, Karnataka, IN**Department**:Compliance- **The position** - As a Compliance Associate at Novo Nordisk, you will be responsible for implementing the Global and IO (International Operations) Business Ethics Compliance plan, policies, and procedures. This includes managing and...

Title: Associate KYC process  Department : CoE Operations Location : Bangalore, India Vacancy : Permanent KYC Associate will be part of the Central AML/KYC team, providing support in performing AML/KYC analysis, client outreach, screening, CDD for client entities, participants, shareholders, and other relevant parties. Your...

Title: Associate KYC process Department : CoE Operations Location : Bangalore, India Vacancy : Permanent KYC Associate will be part of the Central AML/KYC team, providing support in performing AML/KYC analysis, client outreach, screening, CDD for client entities, participants, shareholders, and other relevant parties. Your...

Role DescriptionThis is a full-time on-site role for a Finance & Compliance Associate at Xeed Ventures located in Bengaluru. As a Finance & Compliance Associate, you will be responsible for managing financial activities, ensuring compliance with regulatory requirements, and assisting with financial reporting.Responsibilities (but not limited to)Fund...

**Title: Associate KYC process** **Department : CoE Operations** **Location : Bangalore, India** **Vacancy : Permanent KYC Associate will be part of the Central AML/KYC team, providing support in performing AML/KYC analysis, client outreach, screening, CDD for client entities, participants, shareholders, and other relevant parties. **Your...

**COMPLIANCE ASSOCIATE ( ESIC, Labour Laws, PF, etc... )** - Resolving legal queries arising from the implementation of the Statutory Compliance Tool across the Hitachi group - Handholding, training, and guiding Hitachi compliance teams, to ensure compliance - Conduct regular validation of compliance proofs submitted on Statutory Compliance Tool and provide...

**The role**: We are seeking a highly motivated and experienced Security Compliance Associate to join our team. The Security Compliance Associate will be responsible for developing, implementing, and managing the company's security compliance program. This role involves ensuring that our organization complies with industry-specific regulations, standards,...

Designation : Associate Compliance Location : Bangalore Schedule : 45 hours per week Hybrid Join our vibrant team at CSC, where growth and development are at the core of our values. We're dedicated to nurturing your professional journey, offering unparalleled opportunities across our local and global offices. In today's corporate and trust...

Designation : Associate Compliance Location : Bangalore Schedule : 45 hours per week Hybrid Join our vibrant team at CSC, where growth and development are at the core of our values. We're dedicated to nurturing your professional journey, offering unparalleled opportunities across our local and global offices. In today's corporate and trust...

We are looking for a Quality and Compliance Associate to join our team.mission is to develop products that bring Julia's superpowers to its customers. JuliaHub's flagship product is JuliaHub, a secure, cloud based, software-as-a-service platform for developing Julia programs, deploying them, and scaling to thousands of nodes. JuliaHub was founded in 2015 by...

We are looking for a Quality and Compliance Associate to join our team. JuliaHub's mission is to develop products that bring Julia's superpowers to its customers. JuliaHub's flagship product is JuliaHub, a secure, cloud based, software-as-a-service platform for developing Julia programs, deploying them, and scaling to thousands of nodes. JuliaHub was founded...

We are looking for a Quality and Compliance Associate to join our team. JuliaHub's mission is to develop products that bring Julia's superpowers to its customers. JuliaHub's flagship product is JuliaHub, a secure, cloud based, software-as-a-service platform for developing Julia programs, deploying them, and scaling to thousands of nodes. JuliaHub was...

**Location** Bengaluru/Bangalore **Experience** 2-3 Years **Key Skills** Company Secretary, Company Secretarial Functions, Compliance, Secretarial Activities, Company Law, Secretarial compliance **Position: Associate - Secretarial & Compliance** **Qualification: CS** **Experience: 0 to 3 years** **Location: Bengaluru** **Job description** **Roles and...

Designation : Associate ComplianceLocation : BangaloreSchedule : 45 hours per weekHybridJoin our vibrant team at CSC, where growth and development are at the core of our values. We're dedicated to nurturing your professional journey, offering unparalleled opportunities across our local and global offices.In today's corporate and trust landscape, the focus on...

**Designation : Associate Compliance**: - **Location : Bangalore**: - **Schedule : 45 hours per week**: - **Hybrid Join our vibrant team at CSC, where growth and development are at the core of our values. We're dedicated to nurturing your professional journey, offering unparalleled opportunities across our local and global offices. In today's corporate...