![ArthAlpha](https://media.trabajo.org/img/noimg.jpg)
Compliance Associate
4 days ago
Company Description
ArthAlpha is an investment management and investment technology company cofounded by Rohit Beri (ex-CIO of True Beacon, hedge fund arm of Zerodha) and Rohit Jha (ex-Portfolio Manager at Tower Research Capital). We are backed by one of the leading mutual fund houses in India. We are building a quant research platform with AI/ML integration, eliminating the need for each investment house to develop the entire infrastructure for quant investing. Our long-only product, powered by in-house technology for stock selection, has outperformed the market by more than 40% over the past 22 months. We are now setting up our investment management business (PMS/CAT 3 AIF) and looking for a legal and compliance associate.
Role Description
This is a full-time role for a Legal and Compliance Associate at ArthAlpha. The Compliance Associate will manage regulatory relationships, ensure regulatory compliance, utilise analytical skills for monitoring, and ensure that the business and team operate within legal, ethical, moral and regulatory boundaries. The role will require effective communication and collaboration with internal stakeholders.
Qualifications
- At least one of the three qualifications: CA, CS, or LLB
- Having 2 or more of the above will be advantageous
- 1-5 years experience in SEBI regulations
- Ideally working for Big 4 or Asset Management Industry
- Rank holders strongly encouraged to apply
#Chartered Accountants, #CA, #ICAI, #SEBI, #AIF
-
Compliance Associate
3 days ago
Bengaluru, India ArthAlpha Full timeCompany DescriptionArthAlpha is an investment management and investment technology company cofounded by Rohit Beri (ex-CIO of True Beacon, hedge fund arm of Zerodha) and Rohit Jha (ex-Portfolio Manager at Tower Research Capital). We are backed by one of the leading mutual fund houses in India. We are building a quant research platform with AI/ML integration,...
-
Associate Compliance Manage
2 weeks ago
Bengaluru, India neoworks technology llp Full timeRoles & Responsibilities **Compliance monitoring and reporting: The Associate Compliance Officer is responsible for monitoring compliance with applicable laws, regulations, and internal policies and procedures. This may involve reviewing transactions, conducting risk assessments, and preparing reports for senior management. ** Compliance training and...
-
Compliance Associate
4 days ago
Bengaluru, India ArthAlpha Full timeCompany DescriptionArthAlpha is an investment management and investment technology company cofounded by Rohit Beri (ex-CIO of True Beacon, hedge fund arm of Zerodha) and Rohit Jha (ex-Portfolio Manager at Tower Research Capital). We are backed by one of the leading mutual fund houses in India. We are building a quant research platform with AI/ML integration,...
-
Compliance Associate
2 weeks ago
Bengaluru, Karnataka, India Novo Nordisk Full timeCompliance AssociateCategory:Legal, Compliance & AuditLocation:Bangalore, Karnataka, INDepartment:Compliance-The position As a Compliance Associate at Novo Nordisk, you will be responsible for implementing the Global and IO (International Operations) Business Ethics Compliance plan, policies, and procedures. This includes managing and coordinating compliance...
-
Compliance Associate
3 weeks ago
Bengaluru, India Wells Fargo Full time**About this role**: Wells Fargo is seeking a Compliance Associate. **In this role, you will**: - Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements - Oversee the Front Line's execution and challenges appropriately on compliance related...
-
Compliance Associate
1 week ago
Bengaluru, Karnataka, India Novo Nordisk Full timeCompliance Associate **Category**:Legal, Compliance & Audit**Location**:Bangalore, Karnataka, IN**Department**:Compliance- **The position** - As a Compliance Associate at Novo Nordisk, you will be responsible for implementing the Global and IO (International Operations) Business Ethics Compliance plan, policies, and procedures. This includes managing and...
-
Associate Compliance
4 weeks ago
Bengaluru, India Corporation Service Company Full timeTitle: Associate KYC process Department : CoE Operations Location : Bangalore, India Vacancy : Permanent KYC Associate will be part of the Central AML/KYC team, providing support in performing AML/KYC analysis, client outreach, screening, CDD for client entities, participants, shareholders, and other relevant parties. Your...
-
Associate Compliance
2 weeks ago
Bengaluru, Karnataka, India Corporation Service Company Full timeTitle: Associate KYC process Department : CoE Operations Location : Bangalore, India Vacancy : Permanent KYC Associate will be part of the Central AML/KYC team, providing support in performing AML/KYC analysis, client outreach, screening, CDD for client entities, participants, shareholders, and other relevant parties. Your...
-
Finance & Compliance Associate
2 weeks ago
Bengaluru, Karnataka, India Xeed Ventures Full timeRole DescriptionThis is a full-time on-site role for a Finance & Compliance Associate at Xeed Ventures located in Bengaluru. As a Finance & Compliance Associate, you will be responsible for managing financial activities, ensuring compliance with regulatory requirements, and assisting with financial reporting.Responsibilities (but not limited to)Fund...
-
Associate Compliance
4 weeks ago
Bengaluru, Karnataka, India CSC (Corporation Service Company) Full time**Title: Associate KYC process** **Department : CoE Operations** **Location : Bangalore, India** **Vacancy : Permanent KYC Associate will be part of the Central AML/KYC team, providing support in performing AML/KYC analysis, client outreach, screening, CDD for client entities, participants, shareholders, and other relevant parties. **Your...
-
Compliance Associate
2 weeks ago
Bengaluru, Karnataka, India Pro Team Solutions Pvt Ltd Full time**COMPLIANCE ASSOCIATE ( ESIC, Labour Laws, PF, etc... )** - Resolving legal queries arising from the implementation of the Statutory Compliance Tool across the Hitachi group - Handholding, training, and guiding Hitachi compliance teams, to ensure compliance - Conduct regular validation of compliance proofs submitted on Statutory Compliance Tool and provide...
-
Compliance Associate
3 days ago
Bengaluru, Karnataka, India Gain.pro Full time**The role**: We are seeking a highly motivated and experienced Security Compliance Associate to join our team. The Security Compliance Associate will be responsible for developing, implementing, and managing the company's security compliance program. This role involves ensuring that our organization complies with industry-specific regulations, standards,...
-
Associate - Compliance
2 weeks ago
Bengaluru, Karnataka, India Corporation Service Company Full timeDesignation : Associate Compliance Location : Bangalore Schedule : 45 hours per week Hybrid Join our vibrant team at CSC, where growth and development are at the core of our values. We're dedicated to nurturing your professional journey, offering unparalleled opportunities across our local and global offices. In today's corporate and trust...
-
Associate - Compliance
4 weeks ago
Bengaluru, India Corporation Service Company Full timeDesignation : Associate Compliance Location : Bangalore Schedule : 45 hours per week Hybrid Join our vibrant team at CSC, where growth and development are at the core of our values. We're dedicated to nurturing your professional journey, offering unparalleled opportunities across our local and global offices. In today's corporate and trust...
-
Quality and Compliance Associate
2 weeks ago
Bengaluru, Karnataka, India JuliaHub Full timeWe are looking for a Quality and Compliance Associate to join our team.mission is to develop products that bring Julia's superpowers to its customers. JuliaHub's flagship product is JuliaHub, a secure, cloud based, software-as-a-service platform for developing Julia programs, deploying them, and scaling to thousands of nodes. JuliaHub was founded in 2015 by...
-
Quality and Compliance Associate
2 weeks ago
Bengaluru, Karnataka, India JuliaHub Full timeWe are looking for a Quality and Compliance Associate to join our team. JuliaHub's mission is to develop products that bring Julia's superpowers to its customers. JuliaHub's flagship product is JuliaHub, a secure, cloud based, software-as-a-service platform for developing Julia programs, deploying them, and scaling to thousands of nodes. JuliaHub was founded...
-
Quality and Compliance Associate
2 weeks ago
Bengaluru, Karnataka, India JuliaHub Full timeWe are looking for a Quality and Compliance Associate to join our team. JuliaHub's mission is to develop products that bring Julia's superpowers to its customers. JuliaHub's flagship product is JuliaHub, a secure, cloud based, software-as-a-service platform for developing Julia programs, deploying them, and scaling to thousands of nodes. JuliaHub was...
-
Associate - Secretarial & Compliance
4 weeks ago
Bengaluru, India Mangalam Placement Full time**Location** Bengaluru/Bangalore **Experience** 2-3 Years **Key Skills** Company Secretary, Company Secretarial Functions, Compliance, Secretarial Activities, Company Law, Secretarial compliance **Position: Associate - Secretarial & Compliance** **Qualification: CS** **Experience: 0 to 3 years** **Location: Bengaluru** **Job description** **Roles and...
-
Compliance Associate
2 weeks ago
Bengaluru, Karnataka, India CSC Full timeDesignation : Associate ComplianceLocation : BangaloreSchedule : 45 hours per weekHybridJoin our vibrant team at CSC, where growth and development are at the core of our values. We're dedicated to nurturing your professional journey, offering unparalleled opportunities across our local and global offices.In today's corporate and trust landscape, the focus on...
-
Associate - Compliance
3 weeks ago
Bengaluru, Karnataka, India CSC (Corporation Service Company) Full time**Designation : Associate Compliance**: - **Location : Bangalore**: - **Schedule : 45 hours per week**: - **Hybrid Join our vibrant team at CSC, where growth and development are at the core of our values. We're dedicated to nurturing your professional journey, offering unparalleled opportunities across our local and global offices. In today's corporate...