Compliance & Operational Risk Control - Market Conduct Taxonomy

6 days ago

Mumbai, India UBS Full time

India

Compliance, Risk

Group Functions

Job Reference #

BR

City

Mumbai

Job Type

Full Time

Your role

Are you interested in making financial markets sounder and safer? Would you like to make an impact whilst working at the forefront of the compliance and operational risk agenda of a top tier bank? Would you like to shape the next generation of processes and controls for market conduct risks?
We are looking for someone to:
Support our mandate as Subject Matter Experts (SMEs) for market conduct risks and controls
Help us update and maintain market conduct policies and guidelines
Review and assess internal data to provide insights on market conduct risk, assess external events and conduct control reviews
Support development and delivery of market conduct training (computer based modules, and in person training materials)

Your Career Comeback

We are open to applications from career returners. Find out more about our program on

Your team

You will be working in Group Compliance, Regulatory & Governance (GCRG) within our Market Conduct Taxonomy (MCT) team. Our team's mandate includes assessing market conduct risk for UBS, horizon scanning (including external events and regulatory developments), setting policy requirements, providing training and guidance for internal stakeholders, external engagement and performing second line of defense challenge and oversight focused on market conduct risks. Our remit is global and covers all UBS business divisions.

Your expertise

Prior experience in banking and financial services
Degree level education
Strong desire to learn and demonstrable intellectual curiosity
Strong problem solving/ analytical skills with great attention to detail
Proven ability to work collaboratively and deliver on time

About us

UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.

We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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