Compliance & Operational Risk Control - Market Conduct Taxonomy

22 hours ago

Mumbai Metropolitan Region, India UBS Full time ₹ 4,00,000 - ₹ 12,00,000 per year

Job Reference #
323099BR

Job Type
Full Time

Your role
Are you interested in making financial markets sounder and safer? Would you like to make an impact whilst working at the forefront of the compliance and operational risk agenda of a top tier bank? Would you like to shape the next generation of processes and controls for market conduct risks?

We are looking for someone to:

Support our mandate as Subject Matter Experts (SMEs) for market conduct risks and controls

Help us update and maintain market conduct policies and guidelines

Review and assess internal data to provide insights on market conduct risk, assess external events and conduct control reviews

Support development and delivery of market conduct training (computer based modules, and in person training materials)

Your team
You will be working in Group Compliance, Regulatory & Governance (GCRG) within our Market Conduct Taxonomy (MCT) team. Our team's mandate includes assessing market conduct risk for UBS, horizon scanning (including external events and regulatory developments), setting policy requirements, providing training and guidance for internal stakeholders, external engagement and performing second line of defense challenge and oversight focused on market conduct risks. Our remit is global and covers all UBS business divisions.

Your expertise
Prior experience in banking and financial services

Degree level education

Strong desire to learn and demonstrable intellectual curiosity

Strong problem solving/ analytical skills with great attention to detail

Proven ability to work collaboratively and deliver on time

About Us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.

We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your Career Comeback
We are open to applications from career returners. Find out more about our program on

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