Associate, Trading Services II
3 weeks ago
Associate, Trading Services II(New Accounts Review)
Bring your ideas. Make history.
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital.
With 240 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about.
We’re seeking a future team member for the role of Associate Trading Services II to join our Investment Management team. This role is located in Pune, Maharashtra - HYBRID
In this role, you’ll make an impact in the following ways:
The role is New Account review, to ensure the clients Investor Profile is in line with their Investment Selection
Pursuant to SEC Rule 206(4)-7, upon the receipt of a new account, BNYMA will complete a detailed review of the investor’s Investment Profile to ascertain suitability for the overall risk of his/her designated Investment Vehicle. The follow data provides a general guideline of the investor’s information, which will be reviewed as part of the process in an attempt to ensure due diligence in confirming the client’s suitability for placement within his/her designated Investment Vehicle(s). If any information from the new account review was gleaned from NetX360, then evidence of that information (e.g. screenshots) must be included with the rest of the new account documentation.
- Account Type
- Annual Income
- Completeness of Client Documentation
- Corporate Holder / Stock
- Date of Birth
- Distributions
- Employed Status
- Inception Value
- Investment Experience
- Investment Objective
- Investment Time Horizon
- Investment Vehicle
- Net Worth
- Time Horizon
To be successful in this role, we’re seeking the following:
- MBA Finance or equivalent
- 2-6 years of relevant work experience
- Ability to learn quickly and having high degree of problem solving skills
- Ability to work in high pressure environment.
- Comfortable working in evening shifts
At BNY Mellon, our inclusive culture speaks for itself. Here’s a few of our awards:
- Fortune World’s Most Admired Companies & Top 20 for Diversity and Inclusion, 2023
- Bloomberg’s Gender Equality Index (GEI), 2023
- Human Rights Campaign Foundation, Corporate Equality Index, 2023
- Best Places to Work for Disability Inclusion , Disability: IN – 100% score, 2023
- Dow Jones Sustainability Indices, Top performing company for Sustainability, 2023
- Forbes Blockchain 50, 2023
Our Benefits:
BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
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