Compliance Officer | GIFT City | Financial Services
4 weeks ago
About Our Client
Our client is one of India's most esteemed and diversified financial services firms with decades of experience in equity investing.
Job Description
Compliance:
IFSCA/SEZ/SEBI reporting for AIFs (alternative investment funds) and VCFs (venture capital funds) All applicable compliances under AIF Regulations and PPM of AIFs/VCFs pertains to IFSCA/SEZ/SEBI SEBI compliances for Portfolio Management Services (PMS) RBI Compliances such as: InVi reporting, FC-TRS reporting and FLA Reporting Assist in various audits: PPM Audit, Internal Audit and Statutory Audit pertains to an area of compliance and legal Obtain other necessary regulatory registrations such as SERF, BLUT, LUT etc related SEZ & IFSCA at Gift City. Further SCORES, CKYC, KRA, LEI, FATCA, FLA, RBI - FIRMS Portal for InVi, FC-TRS, etc. Draft/ Prepare/ Review/ Annual Trustee Compliance Test Report Assist in preparation/drafting of applications/letters/communications with IFSCA, SEZ, SEBI, RBI, trustee, investors or other applicable stakeholders for AIFs/VCFs Ensuring compliances around investor due diligence: AML/KYC checks, world check screening, FATCA compliances etc. Investment process: Review condition precedents documents, condition subsequent documents related to investments made by AIFs Liaising/Communicating with SEBI, RBI, trustee, lawyer, Investment Team, Fund Administration Team, portfolio companies, investors etc. To assist nominee directors in applicable Companies Act compliances such as DIR-3 KYC, MBP-1, DIR-8, DIR-2, etc. Keep track on regulatory update for AIFs / VCFs / PMS businesses, timely update to management and ensure implementation of the same
Legal:
The Successful Applicant
You must be a qualified CS preferably with an LLB qualification and at-least three years of experience especially having exposure to regulators SEBI and RBI. You must have good communication and stakeholder management skills
-
Compliance Officer
4 weeks ago
Ahmedabad, India Arin Consultancy Full timeLegal / Law Ahmedabad _Ahmedabad_ December 1, 2023 - December 1, 2024 Financial Services **Job Overview**: - **Office Location (Area) **Ahmedabad - **Salary Offer **15 - 18 LPA - **Required Education **CS - **Course Type **Full Time - **Min Required Experience (Years) **5 - **Max Required Experience (Years) **10 **Designation**: Compliance Officer -...
-
Compliance Officer – BFSI
4 weeks ago
ahmedabad, India Arin Consultancy Private Limited Full timeDesignation: Compliance Officer Responsible for day to day operations of the FME and Fund incl. but not limited to review of fund NAV, compliances, liaising with auditors, undertaking middle-office functions, responding to investor queries, Liaising with third party service providers such as auditors, fund administrators, RTAs, counsels and so on. ...
-
Compliance Officer
1 week ago
Ahmedabad, India Arin Consultancy Full timeLegal / Law Ahmedabad _Ahmedabad_ November 24, 2023 - November 24, 2024 Financial Services **Job Overview**: - **Office Location (Area) **Ahmedabad - **Salary Offer **15 - 18 - **Required Education **CS - **Course Type **Full Time - **Min Required Experience (Years) **3 - **Max Required Experience (Years) **5 **Designation**: Compliance Officer -...
-
Institutional Sales
1 month ago
Ahmedabad, India RARR Technologies Full timeFor Body Care Product Manufacturing & Trading - 2 - 5 Years- Full Time- AHMEDABAD**Job Skills**: INSTITUTIONAL SALES CORPORATE SALES Institutional Sales - Corporate Gifting Location : - Ahemdabad Exp -2-6year Job Summary: As an Institutional Sales Executive for Corporate Gifting, you will be responsible for developing and managing relationships with...
-
Institutional Sales
1 week ago
Ahmedabad, India RARR Technologies Full time**Job ID**: - BMC Job 185**Job Title**: **Job Type**: - Permanent**Job Location**: - Ahmedabad**Total Experience**: - 2 - 5 Years**Skills**: - Corporate Sales, Institutional Sales**Posted - **12/05/2023 **Job Description**: Institutional Sales - Corporate Gifting Location : - Ahemdabad Exp -2-6year Job Summary: As an Institutional Sales Executive...
-
Service Desk
4 weeks ago
Ahmedabad, India Lancesoft Full timeJob Description: Title : Senior Technical Process Executive/Technical Process Specialist ( Semi Voice ) Experience : 1 - 4 Years Max Grid : 4 - 6 LPA Job Location : Mumbai and GIFT City Mumbai : Bandra East, Mumbai GIFT City : Gandhinagar, Gujarat Shift : 18*7 EST Notice Period : Immediate - 30 Days Roles and Responsibilities: - Resolving L1 Service...
-
Fund Controller
4 weeks ago
Ahmedabad, India Peoplenomic Full timeFund Controller - GIFT CITY - Responsible for Funds accounting involving for AIF CAT 1, II- Co-coordinating with Administrators for day-to-day accounting, Drawdown, distribution etc;- Overseeing the book-keeping, accounting, and tax aspects of various entities of various Funds, including offshore entities- Responsible for Quarterly and Annual financial...
-
RE Investment Associate
4 weeks ago
ahmedabad, India Michael Page Full timeHands-on investment experience Participate in the management of investments and perform reviews About Our Client Client is a 3000Cr+ RE Fund with primary focus is investing in mid-income residential projects of well-known developers. We have expertise across all investment structures (equity, structured equity, mezzanine debt, senior debt) and...
-
Dealing Associate
1 month ago
Ahmedabad, India PMS Financial services Full time**PMS Financial Services** Experience: 1-2 years Job Title - **Dealing Associate** **Job Summary**: PMS Financial Services is looking to hire a Dealing Associate who can support the investment, trading and client handling team with the below. The role will be crucial in business development and planning market strategies for the business. **Job...
-
Compliance Executive
6 days ago
Ahmedabad, India C.D Integrated Services Ltd Full timeGreetings from CD Group ! **Company Profile** We have an active Capital Markets Algorithmic Stock Trading Division, which designs algorithms and trades these markets, through algorithms. While CD Group is a more than 50 year old and a creditable business group, C D Integrated Services Ltd., the flagship company of CD Group is into its 20thyear of business...
-
Compliance Officer
1 week ago
Ambawadi, Ahmedabad, Gujarat, India PerfectRecruit Services Full time**Job Description for Compliance Officer** 1. Read all circulars issued by all exchanges carefully. (I.E. BSE, NSE, MCX, CDSL).Take necessary steps to resolve the matter through its concerned department. 2. Communicate with all exchanges for other new developments. 3. To submit quarterly, half yearly and annual reports to all exchangers before due date. 4....
-
ahmedabad, India Michael Page Full timeDrive strategic investments Opportunity to work with a leading domestic private equity fund About Our Client Our client is a leading domestic private equity fund Job Description Analyse Real Estate Investment Opportunities Assist the Investment Management team in analysing, structuring, negotiating, recommending, conducting due...
-
Financial Services Advisory
2 days ago
Ahmedabad, Gujarat, India career point Consltancy Full time**Financial Services Advisory**: - Assist in the setup of funds in International Financial Services Centre (IFSC) and compliance with Securities and Exchange Board of India (SEBI) regulations. - Skillfully analyze and interpret intricate regulatory provisions set forth by the International Financial Services Centres Authority (IFSCA). - Provide strategic...
-
Chief Financial Officer
4 weeks ago
Ahmedabad, India Whiteice Network Full timeWhiteice Network was established in April 2004 through an idea sharing a common vision of enhancing net worth of business services in Overseas and Domestic Recruitment Services. The path chosen was to not only offer and ensure high quality business services but also to have wide range scalability for the services. - We would like to take this opportunity to...
-
Chief Financial Officer
4 weeks ago
Ahmedabad, India Whiteice Network Full time**Chief Financial Officer (CFO) **- **WNSCFO27012023** - Drive the company’s financial planning. - Perform risk management by analyzing the organization’s liabilities and investments. - Decide on investment strategies by considering cash and liquidity risks. - Control and evaluate the organization’s fundraising plans and capital structure. - Ensure...
-
Compliance Officer
4 weeks ago
Ahmedabad, India Medecho Ltd Full time**Job Title**: Compliance Officer **Location**: Ahmedabad **Company: Kbsa Staffing Solutions Pvt Ltd** **About Us**:KBSA is a leading healthcare company dedicated to providing high-quality healthcare services to the UK community. We are committed to upholding the highest standards of compliance and ethical conduct. **Qualifications**: - Any diploma,...
-
Looking for Compliance Officer @ Stockbroker
1 week ago
Ahmedabad, India ESTABIZZ FINTECH PRIVATE LIMITED Full timeJoin at pioneering Stock broker firm for one of our client where integrity, transparency, and compliance are at the heart of everything do. The hunt for a detail-oriented Compliance Officer who's passionate about maintaining regulatory standards and enhancing our compliance frameworks.ResponsibilitiesInterpret and implement directives from...
-
Looking for Compliance Officer @ Stockbroker
7 days ago
Ahmedabad, India ESTABIZZ FINTECH PRIVATE LIMITED Full timeJoin at pioneering Stock broker firm for one of our client where integrity, transparency, and compliance are at the heart of everything do. The hunt for a detail-oriented Compliance Officer who's passionate about maintaining regulatory standards and enhancing our compliance frameworks.ResponsibilitiesInterpret and implement directives from...
-
Dish Washer Operator
7 days ago
Ahmedabad, India Sodexo India On-site Services Full timeHARD WORKER **EXPERIENCE**: - 0 - 1 years **LOCATION**: - Gift City, Gandhinagar AHMEDABAD GUJARAT 121001 **CONTACT**: - Ruksanabanu Mustufakhan Pathan
-
Associate - Housekeeping
1 month ago
Ahmedabad, India Sodexo India On-site Services Full timeGood Operational Knowledge. **EXPERIENCE**: - 1 - 2 years **LOCATION**: - Gift City, Gandhinagar AHMEDABAD GUJARAT 121001 **CONTACT**: - NiharikabenArvindgiri Goswami