Head of Compliance

1 week ago

Mumbai, India People Tree Consultants Full time

Job Title - Head Compliance Location - Mumbai Experience - 10 - 20 years Qualification - B.Com / Company Secretary Open to other Professional Degrees as well Responsibilities : To safeguard the Company against Regulatory/Compliance risks in its activities and operations related to BSE, NSE and Metropolitan exchange for cash, F&O segment, debt segment and currency derivative segment. To monitor and ensure filing of all regulatory reports in time with exchanges/regulators. To assist the management in rolling out risk management policies and procedures and policies on guidelines issued by Exchanges/SEBI. To participate in the New Products Committee and provide inputs from Compliance perspective To interface/interact/co-ordinate with the Regulators on a regular basis and handle BSE/NSE/SEBI inspections/internal audit as well as co-ordinate with other departments for audit/inspection. To follow and implement Group policies for entity. To continuously ensure the maintenance of secretarial books and records in accordance with Company Law and organize Board/General meetings/committee meetings. To review legal documents/agreements Candidates with broking and capital market exposure will be preferred.

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    Mumbai, India Artha Group Full time

    About Artha Group Artha Group is a performance-led investment house managing over ₹1,250 crores (USD 150M+) across five fund platforms including Artha Venture Fund, Artha Select Fund, and Artha Continuum Fund. Our vertically integrated model spans venture capital, renewable energy assets, and global fund-of-fund structures. With 130+ investments and 30+...

  • Head of Compliance

    1 week ago

    Mumbai, India People Tree Consultants Full time

    Job Title - Head Compliance Location - Mumbai Experience - 10 - 20 years Qualification - B.Com / Company Secretary Open to other Professional Degrees as well Responsibilities : To safeguard the Company against Regulatory/Compliance risks in its activities and operations related to BSE, NSE and Metropolitan exchange for cash, F&O segment, debt segment and...

  • Head of Compliance

    1 week ago

    Mumbai, India People Tree Consultants Full time

    Job Title - Head Compliance Location - Mumbai Experience - 10 - 20 years Qualification - B.Com / Company Secretary Open to other Professional Degrees as well Responsibilities : - To safeguard the Company against Regulatory/Compliance risks in its activities and operations related to BSE, NSE and Metropolitan exchange for cash, F&O segment, debt segment and...

  • Head of Compliance

    1 week ago

    Mumbai, India People Tree Consultants Full time

    Job Title - Head Compliance Location - Mumbai Experience - 10 - 20 years Qualification - B.Com / Company Secretary Open to other Professional Degrees as well Responsibilities : To safeguard the Company against Regulatory/Compliance risks in its activities and operations related to BSE, NSE and Metropolitan exchange for cash, F&O segment, debt segment and...

  • Head of Compliance

    7 days ago

    Mumbai, India People Tree Consultants Full time

    Job Title - Head Compliance Location - Mumbai Experience - 10 - 20 years Qualification - B.Com / Company Secretary Open to other Professional Degrees as well Responsibilities : To safeguard the Company against Regulatory/Compliance risks in its activities and operations related to BSE, NSE and Metropolitan exchange for cash, F&O segment, debt segment and...

  • Head of Compliance

    6 days ago

    mumbai, India People Tree Consultants Full time

    Job Title - Head ComplianceLocation - MumbaiExperience - 10 - 20 yearsQualification - B.Com / Company SecretaryOpen to other Professional Degrees as wellResponsibilities :To safeguard the Company against Regulatory/Compliance risks in its activities and operations related to BSE, NSE and Metropolitan exchange for cash, F&O segment, debt segment and currency...

  • Head of Compliance

    1 week ago

    Mumbai, India People Tree Consultants Full time

    Job Title - Head ComplianceLocation - MumbaiExperience - 10 - 20 yearsQualification - B.Com / Company SecretaryOpen to other Professional Degrees as wellResponsibilities :To safeguard the Company against Regulatory/Compliance risks in its activities and operations related to BSE, NSE and Metropolitan exchange for cash, F&O segment, debt segment and currency...

  • Head of Compliance

    1 week ago

    Mumbai, India People Tree Consultants Full time

    Job Title - Head ComplianceLocation - MumbaiExperience - 10 - 20 yearsQualification - B.Com / Company SecretaryOpen to other Professional Degrees as wellResponsibilities :To safeguard the Company against Regulatory/Compliance risks in its activities and operations related to BSE, NSE and Metropolitan exchange for cash, F&O segment, debt segment and currency...

  • Head of Compliance

    1 week ago

    Mumbai, India People Tree Consultants Full time

    Job Title - Head ComplianceLocation - MumbaiExperience - 10 - 20 yearsQualification - B.Com / Company SecretaryOpen to other Professional Degrees as wellResponsibilities :To safeguard the Company against Regulatory/Compliance risks in its activities and operations related to BSE, NSE and Metropolitan exchange for cash, F&O segment, debt segment and currency...

  • Head of Compliance

    7 days ago

    Mumbai, India People Tree Consultants Full time

    Job Title - Head ComplianceLocation - MumbaiExperience - 10 - 20 yearsQualification - B.Com / Company SecretaryOpen to other Professional Degrees as wellResponsibilities :- To safeguard the Company against Regulatory/Compliance risks in its activities and operations related to BSE, NSE and Metropolitan exchange for cash, F&O segment, debt segment and...