Head of Compliance
1 week ago
Job Title - Head Compliance Location - Mumbai Experience - 10 - 20 years Qualification - B.Com / Company Secretary Open to other Professional Degrees as well Responsibilities : To safeguard the Company against Regulatory/Compliance risks in its activities and operations related to BSE, NSE and Metropolitan exchange for cash, F&O segment, debt segment and currency derivative segment. To monitor and ensure filing of all regulatory reports in time with exchanges/regulators. To assist the management in rolling out risk management policies and procedures and policies on guidelines issued by Exchanges/SEBI. To participate in the New Products Committee and provide inputs from Compliance perspective To interface/interact/co-ordinate with the Regulators on a regular basis and handle BSE/NSE/SEBI inspections/internal audit as well as co-ordinate with other departments for audit/inspection. To follow and implement Group policies for entity. To continuously ensure the maintenance of secretarial books and records in accordance with Company Law and organize Board/General meetings/committee meetings. To review legal documents/agreements Candidates with broking and capital market exposure will be preferred.
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Head of Compliance
4 hours ago
mumbai, India Vahura Full timeOur client, a leading name in the REIT space in Mumbai is looking to hire a Head of Compliance for their team. The role requires someone with 12+ years of experience in REIT and InvIT compliances, SEBI Liasoning and the ability to manage compliance and secretarial functions across multiple subsidiaries and SPVs. Interested professionals can reach out to and...
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Head of Compliance
12 hours ago
mumbai, India Vahura Full timeOur client, a leading name in the REIT space in Mumbai is looking to hire a Head of Compliance for their team. The role requires someone with 12+ years of experience in REIT and InvIT compliances, SEBI Liasoning and the ability to manage compliance and secretarial functions across multiple subsidiaries and SPVs. Interested professionals can reach out to...
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Head of Compliance
11 hours ago
Mumbai, India Vahura Full timeOur client, a leading name in the REIT space in Mumbai is looking to hire a Head of Compliance for their team. The role requires someone with 12+ years of experience in REIT and InvIT compliances, SEBI Liasoning and the ability to manage compliance and secretarial functions across multiple subsidiaries and SPVs. Interested professionals can reach out to...
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Head of Compliance
8 hours ago
Mumbai, India Vahura Full timeOur client, a leading name in the REIT space in Mumbai is looking to hire a Head of Compliance for their team. The role requires someone with 12+ years of experience in REIT and InvIT compliances, SEBI Liasoning and the ability to manage compliance and secretarial functions across multiple subsidiaries and SPVs. Interested professionals can reach out to...
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Head of Compliance
8 hours ago
Mumbai, India Vahura Full timeOur client, a leading name in the REIT space in Mumbai is looking to hire a Head of Compliance for their team. The role requires someone with 12+ years of experience in REIT and InvIT compliances, SEBI Liasoning and the ability to manage compliance and secretarial functions across multiple subsidiaries and SPVs. Interested professionals can reach out to...
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Head of Compliance
14 hours ago
Mumbai, India Vahura Full timeOur client, a leading name in the REIT space in Mumbai is looking to hire a Head of Compliance for their team. The role requires someone with 12+ years of experience in REIT and InvIT compliances, SEBI Liasoning and the ability to manage compliance and secretarial functions across multiple subsidiaries and SPVs. Interested professionals can reach out to...
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Head of Compliance
3 weeks ago
Mumbai, India Artha Group Full timeAbout Artha Group Artha Group is a performance-led investment house managing over ₹1,250 crores (USD 150M+) across five fund platforms including Artha Venture Fund, Artha Select Fund, and Artha Continuum Fund. Our vertically integrated model spans venture capital, renewable energy assets, and global fund-of-fund structures. With 130+ investments and 30+...
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Head of Compliance
1 week ago
Mumbai, India People Tree Consultants Full timeJob Title - Head Compliance Location - Mumbai Experience - 10 - 20 years Qualification - B.Com / Company Secretary Open to other Professional Degrees as well Responsibilities : To safeguard the Company against Regulatory/Compliance risks in its activities and operations related to BSE, NSE and Metropolitan exchange for cash, F&O segment, debt segment and...
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Head of Compliance
1 week ago
Mumbai, India People Tree Consultants Full timeJob Title - Head Compliance Location - Mumbai Experience - 10 - 20 years Qualification - B.Com / Company Secretary Open to other Professional Degrees as well Responsibilities : To safeguard the Company against Regulatory/Compliance risks in its activities and operations related to BSE, NSE and Metropolitan exchange for cash, F&O segment, debt segment and...
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Head of Compliance
1 week ago
Mumbai, India People Tree Consultants Full timeJob Title - Head Compliance Location - Mumbai Experience - 10 - 20 years Qualification - B.Com / Company Secretary Open to other Professional Degrees as well Responsibilities : - To safeguard the Company against Regulatory/Compliance risks in its activities and operations related to BSE, NSE and Metropolitan exchange for cash, F&O segment, debt segment and...
