Trade Survelliance- PAN India

3 weeks ago

Gurugram, India Deloitte Full time

Your potential, unleashed.


India’s impact on the global economy has increased at an exponential rate and Deloitte presents an opportunity to unleash and realize your potential amongst cutting edge leaders, and organizations shaping the future of the region, and indeed, the world beyond.


At Deloitte, your whole self to work, every day. Combine that with our drive to propel with purpose and you have the perfect playground to collaborate, innovate, grow, and make an impact that matters.


The Team

Background verification is the process of verifying the accuracy of the information provided by an employee or applicant on their resume or job application. Checking the credibility of the candidate's past employment details, their educational qualifications, if there are any ongoing or past court cases against the candidate. Learn more about our Financial Advisory Practice


About the Role


As a Assistant Manager in the team, you’ll build and nurture positive working relationships with teams and clients with the intention to exceed client expectations:


Key Responsibilities:


  • Investigation of transactions which appear not to have been executed at either prevailing market rates OR done beyond the acceptable thresholds of market price range and the inception profit.
  • Challenging traders on best execution reasons
  • Documenting and assessing for reasonableness of explanation from front office.
  • Escalating unreasonable rationale or pattern of suspicious activity to management.
  • Monitor human trading for potential trading while in possession of material non-public information.
  • Monitor emails using to identify potential market abuse or violations of policy.
  • Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry experts/consultants around various market sectors to avoid potential trading while in possession of material non-public information
  • Review reports relating to trading activities to assist the firm in meeting its regulator obligations
  • Assist in filing regulatory obligations which require complex quantitative and qualitative analysis of the firm’s data
  • Work on long-term projects with development and analytics teams to maintain the firm’s high standards of compliance with new and existing regulations.
  • Design, understand & document the requirements for controls and procedures to enhance surveillance function while controlling access to sensitive data aligned with trading, compliance & surveillance objectives
  • Continuous review of processes with the objective of improving the service delivery timeframes and identify areas of improvement
  • Work closely with members of Compliance across different offices and functions to discuss the implementation of policies and procedures for underlying processes


Qualifications:


The candidate should have a master’s degree in finance, along with work experience in the financial services industry.

Experience in Capital Markets and strong Risk Domain & Financial product knowledge like Equities, Foreign Exchange, fixed income, Derivatives - Options, Interest rate swaps, Equity Derivatives, Credit Derivatives etc.

Knowledge around Market abuse, Manipulations and Trade surveillance scenarios commonly used across industry.

Good understanding of business change and exposure to SDLC process and development methodologies (Agile and waterfall), Trade life cycle, Scrum ceremonies and collaboration tools like JIRA.

Strong understanding of Determining Business scenarios, hands on experience on Gap analysis and BRD / FRD preparation and agile scrum workflow framework.

Candidate should be self-motivated, with a result-oriented mindset, robust analytical and problem-solving skills, the ability to learn quickly, high attention to detail, and the capacity to meet tight deadlines.

The ideal candidate should have excellent written and oral communication skills along with exceptional interpersonal skills.

Global certification CFA, FRM, CQF and an appropriate Business Analyst certification is desirable.


Location and way of working

Base location: Pune, Bangalore, Gurgaon, Mumbai


How you’ll grow


Connect for impact


Our exceptional team of professionals across the globe are solving some of the world’s most complex business problems, as well as directly supporting our communities, the planet, and each other. Know more in our Global Impact Report and our India Impact Report .


Empower to lead


You can be a leader irrespective of your career level. Our colleagues are characterised by their ability to inspire, support, and provide opportunities for people to deliver their best and grow both as professionals and human beings. Know more about Deloitte and our One Young World partnership.

  • Deloitte | Trade Survelliance- PAN India | gurugram

    3 weeks ago

    gurugram, India Deloitte Full time

    Your potential, unleashed. India’s impact on the global economy has increased at an exponential rate and Deloitte presents an opportunity to unleash and realize your potential amongst cutting edge leaders, and organizations shaping the future of the region, and indeed, the world beyond. At Deloitte, your whole self to work, every day. Combine that with...

  • Head - Regional Operations, Pan-India

    6 days ago

    Gurugram, India Prozo Full time

    About Prozo:Prozo is an integrated supply chain company revolutionizing fulfillment across India. With our pan-India warehousing and freight network, we provide fast, efficient, and cost-effective fulfillment solutions. Powered by an end-to-end supply chain tech stack and control tower, Prozo is akin to the 'AWS of supply chain,' offering enterprise-grade...

  • UNISOURCE TRADING

    4 weeks ago

    gurugram, India UNISOURCE TRADING (INDIA) PVT. LTD. Full time

    Company Description Unisource Trading (India) Pvt. Ltd. is a leading provider of comprehensive supply chain solutions in Home Goods and Apparel, leveraging expertise in Southeast Asia and the Indian Subcontinent. The company focuses on innovation, quality, and efficiency to meet global market demands. Unisource is committed to redefining supply chains with...

  • Java Backend Developer

    4 weeks ago

    Gurugram, India 2coms Full time

    Looking For Java Backend Development Professionals For Global IT MNCGreetings From 2COMS Group!Notice Period: Immediate to 15 daysLocation: PAN INDIASkillset: Java, Spring boot, Hibernate, Rest API, Cloud application developmentExp: 6 - 10YrsMust-Have: The candidate should have 4 years of relevant experience in Java with Spring boot, Hibernate, Rest...

  • Trade Compliance Specialist

    6 months ago

    Gurugram, India International Flavors & Fragrances Full time

    Req ID: 502466 Job Description Are you inspired to contribute your expertise to a global leading Ingredients organization? We are a global leader in taste, scent and nutrition, offering our customers a broader range of solutions for the food & beverage industry. We are looking for a dedicated and passionate individual to join our Pharma...

  • Automobile Sales Executive(PAN India)

    1 month ago

    Gurugram, India 2coms Full time

    We have an Excellent Opportunity for Freshers and Experienced to work as an Automobile Sales Executive for Pan India.About Client:Our Client is an Indian multinational ride-sharing company.Location: Maharashtra/Chattisgarh/Madhya Pradesh/West Bengal/Bihar/Jharkhand/Uttar Pradesh/Uttrakhand/Delhi/Rajasthan/Kerala/Gujarat/Andra PradeshRoles and...

  • Trade Marketing

    6 months ago

    Gurugram, Haryana, India The Ayurveda Co. Full time

    Gurugram Full time **Company Profile**: **Know T.A.C.** The Ayurveda Co. (T.A.C) is a thriving, direct-to-consumer startup that translates the ancient wisdom of Ayurveda into the language of the young and dynamic India - the millennials and Gen Z. We offer a broad range of Ayurvedic beauty and wellness products, crafted especially to resonate with the...

  • Elite Sales Ambassador for Luxury Brand

    7 months ago

    Gurugram, India 2coms Full time

    We have Excellent Opportunity for fresher and experienced as a Retail Sales Executive in Pan India. Apply Now.About Company:It is India's largest and most definitive place for fine writing instruments and accessories and a leader in personalised corporate...

  • Trade & Transaction Reporting Associate

    3 weeks ago

    Gurugram, Haryana, India NatWest Digital X Full time

    Customer Service & Operations, Customer Trade & Transaction Reporting Associate - Gurugram, India- Permanent- Full Time#R-00246041 Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. - This role is based in India and as such all normal working days...

  • UNISOURCE TRADING

    4 weeks ago

    gurugram, India UNISOURCE TRADING (INDIA) PVT. LTD. Full time

    REQUIRE VERY EXPERIENCED CANDIDATE FOR IMMEDIATE OPENING FOR EXPORT DEPARTMENT. Capable of handling all procedures of trading including various formalities of shipping documentation for clearance of consignments and logistics.Knowledge of shipping, export documentation, customs documentation.Handling export-related documents(i.e Invoice, packing list, bill...

  • Marsh India | Senior Relationship Manager/ Relationship Manager – Trade Credit: Surety

    1 month ago

    gurugram, India Marsh India Full time

    We are seeking a talented individual to join our Trade Credit team at Marsh India Insurance Brokers Pvt Ltd. This role will be based in Gurugram. This is a hybrid role that has a requirement of working at least three days a week in the office.Senior Relationship Manager/ Relationship Manager – Trade Credit: SuretyWe will count on you to:Key Relationship...

  • Marsh India | Senior Relationship Manager/ Relationship Manager – Trade Credit: Surety

    1 month ago

    gurugram, India Marsh India Full time

    We are seeking a talented individual to join our Trade Credit team at Marsh India Insurance Brokers Pvt Ltd. This role will be based in Gurugram. This is a hybrid role that has a requirement of working at least three days a week in the office. Senior Relationship Manager/ Relationship Manager – Trade Credit: Surety We will count on you to: Key...

  • OLX - Assistant Manager - Trade Marketing

    3 hours ago

    Gurugram, India Sobek Auto Full time

    Job Title: Assistant Manager - Trade MarketingReports to: Head of BrandLocation: Gurgaon, Work from OfficeJob Summary:We're seeking an experienced Assistant Manager - Trade Marketing to develop and execute trade marketingstrategies, promoting our products to Dealer Partners across 12 categories that Olx operates in like Cars, Bikes, Realestate & more ....

  • Trade & Transaction Reporting Associate

    6 months ago

    Gurugram, Haryana, India NatWest Group Full time

    Customer Service & Operations, Customer Trade & Transaction Reporting Associate - Gurugram, India- Permanent- Full Time#R-00223428

  • BPO Trade Settlement Sr Associate

    2 weeks ago

    Gurugram, India NTT DATA Full time

    Job Description Roles and ResponsibilitiesYou will act as an intermediary between the funds and their investment managers and serve as the official record keeper for the funds.Prepare daily Net Assets Values, yields, distributions and other fund accounting output timely and accurately for subsequent review.Ensuring fund income and expenses, including...

  • Tax - Indirect - Assistant Manager

    4 weeks ago

    Gurugram, India KPMG India Full time

    About KPMG in India KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in...

  • G & PS Economic Growth Assistant Manager

    4 weeks ago

    Gurugram, India KPMG India Full time

    About KPMG in India KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in...

  • Software Engineer

    1 month ago

    gurugram, India Wipro Full time

    Hi All, We're currently looking for a Right Angle Developer with 5-9 years of experience to join our team at Wipro, with a preference for candidates in PAN India. Key job requirements include expertise in Right Angle (preferably v15 or higher) within the Trading domain, hands-on experience with .NET framework, and the ability to develop RA customization in...

  • Software Engineer

    2 months ago

    Gurugram, India Wipro Full time

    Hi All,We're currently looking for a Right Angle Developer with 5-9 years of experience to join our team at Wipro, with a preference for candidates in PAN India.Key job requirements include expertise in Right Angle (preferably v15 or higher) within the Trading domain, hands-on experience with .NET framework, and the ability to develop RA customization in...

  • Software Engineer

    2 months ago

    Gurugram, India Wipro Full time

    Hi All, We're currently looking for a R ight Angle Developer with 5-9 years of experience to join our team at Wipro, with a preference for candidates in PAN India. Key job requirements include expertise in Right Angle (preferably v15 or higher) within the Trading domain, hands-on experience with .NET framework, and the ability to develop RA customization in...