Associate / Senior Associate - Regulatory Reporting

4 weeks ago


mumbai, India CSC Full time
Associate/Senior Associate, Regulatory Reporting
Location: Mumbai/Bangalore/Chennai
Department: Fund Services
Vacancy Type: Permanent
Work Timings: APAC/EMEA/Americas
Work Mode: Hybrid
The position:
This position is for a member of the client facing fund services team catering to Global Hedge Fund, Private Equity & Debt Fund clients. The fund services team deals with complex fund structures along with multiple asset classes across jurisdictions with specialized accounting services
Roles & Responsibilities:
understanding of regulations and interpretations like Form N-Q, Form PF & CPO PQR reporting, AIFMD / Annex IV & SFTR (Knowledge of Regulatory Framework)
& validating various regulatory reports that are required for submission/filings to Identify potential compliance risks and effectively escalate to appropriate individuals
on experience in filing these reporting for large clients and good understanding of multiple asset classes and fund accounting
will be responsible for obtaining data from Fund managers for preparation of regulatory filing requirements
analyse the data and prepare the report including uploading and validating data where required and investigation of any ad-hoc issues
liaising with the fund managers for consulting the regulation related queries
monitor the regulatory updates from the SEC (Securities Exchange Commission), NFA (National Futures Association), ESMA etc
interpret the regulations and ensure the system has been upgraded accordingly
for the development of system automation.
and stay knowledgeable of industry, regulatory, and accounting developments and issuance of new reporting requirement standards
quality assurance is integral across all deliverables to ensure reporting is in compliance with the regulations
You’re Profile:
Any graduate or masters in Finance & Accounting or Chartered Accountant
2-6yrs experience in Financial Services / Capital Markets Industry with min 2+yrs work experience in Regulatory Reporting
Experience in working across country lines and operating in a global, multinational organization, ideally in a matrix structure
Demonstrable accomplishments relating to organizational change activities in a fast-paced environment
Willing to work in fast paced dynamic industry
Positive attitude, team player, pro-active and ready to accept challenges High level of numeracy and literacy, attention to detail and well-developed analytical skills
Excellent communication and presentation skills and ability to communicate across multiple region

  • Mumbai, India Crédit Agricole CIB Full time

    Job description Business type Types of Jobs - Finance / Accounting Job title Associate - Regulatory Reporting Contract type Permanent Contract Expected start date 04/06/2024 Management position No Job summary Regulatory reporting  · Responsible for updating the management with the regulatory changes & its...

  • Regulatory Operations

    4 weeks ago


    Mumbai, India JPMorgan Chase & Co. Full time

    Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in the Regulatory Operations team to partner with the Business. As a Regulatory Operations - Regulatory Reporting - Associate within the Regulatory Operations CoE, you will cater to private...

  • Regulatory Operations

    4 weeks ago


    Mumbai, India JPMorgan Chase & Co. Full time

    Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in the Regulatory Operations team to partner with the Business. As a Regulatory Operations - Regulatory Reporting - Associate within the Regulatory Operations CoE, you will cater to private...


  • Mumbai, India JPMorgan Chase & Co. Full time

    You will be responsible for Rates Regulatory reporting and controls which are run across APAC/US ,EMEA regions .You will need to provide oversight and supervise remediation of the exception management queue, review cross LOBs metrics and create and/or execute timely remediation plans to senior management . This will need clear understanding of the break and...


  • mumbai, India JPMorgan Chase & Co. Full time

    You will be responsible for Rates Regulatory reporting and controls which are run across APAC/US ,EMEA regions .You will need to provide oversight and supervise remediation of the exception management queue, review cross LOBs metrics and create and/or execute timely remediation plans to senior management . This will need clear understanding of the break and...


  • Mumbai, Maharashtra, India MoSahay Associate Full time

    The **Guest Service Associate (GSA)** is responsible for providing exceptional customer service to guests, ensuring their stay is memorable and pleasant. The GSA will handle all aspects of guest check-in and check-out, answer inquiries, and manage reservations. A background in hotel management is essential to understand the operational and service-oriented...


  • Mumbai, India Crédit Agricole CIB Full time

    Description du poste Regulatory reporting  · Responsible for updating the management with the regulatory changes & its impacts on the bank.  · Ensure smooth flow of data/ reports and resolution of RBI queries during inspection as well ad-hoc requirement from regulator.  · Responsible for analyzing the impact of new products on regulatory...


  • mumbai, India Crédit Agricole CIB Full time

    Description du poste Regulatory reporting  · Responsible for updating the management with the regulatory changes & its impacts on the bank.  · Ensure smooth flow of data/ reports and resolution of RBI queries during inspection as well ad-hoc requirement from regulator.  · Responsible for analyzing the impact of new products on...

  • Regulatory Reporting

    3 weeks ago


    mumbai, India JPMorgan Chase & Co. Full time

    You are a strategic thinker passionate about driving solutions in Regulatory Reporting . You have found the right team. As a Regulatory Reporting Professional within our Finance team, you will be tasked with defining, refining, and achieving set objectives for our firm. Your role will be pivotal within the Data Controllers & Reporting (DCR), a global...


  • Goregaon, Mumbai, Maharashtra, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** You will be responsible for Rates Regulatory reporting and controls which are run across APAC/US ,EMEA regions.You will need to provide oversight and supervise remediation of the exception management queue, review cross LOBs metrics and create and/or execute timely remediation plans to senior management. This will need clear understanding...

  • Sales Associate

    7 days ago


    Mumbai, India Associate Allied Chemicals India Pvt Ltd Full time

    Associate Allied Chemicals has been delivering ingredient solutions for the fragrance, flavor, food and personal care industries for over 45 years. As we expand our presence, we looking for a motivated Sales Associate (Fragrances) to become a part of our team.We are looking for a performance-driven, customer-centric individual with a strong work ethic to...


  • Mumbai, Maharashtra, India MoSahay associate pvt ltd. Full time

    Guest service associate experiance : frescer skill: - Good english communication required from Hostel management sector. **Job Types**: Full-time, Fresher Pay: ₹18,000.00 - ₹20,000.00 per month **Benefits**: - Health insurance Schedule: - Day shift Supplemental pay types: - Performance bonus **Education**: - Bachelor's...


  • Mumbai, India Parexel Full time

    When our values align, there's no limit to what we can achieve.   Senior Regulatory Affairs Associate Around 4-8 y ears of relevant experience in handling of pre and post approval life cycle management of drug products (small molecules as well as biologics) in various markets. Good understanding of regulatory framework, including regional trends,...

  • Regulatory Reporting

    4 weeks ago


    Mumbai, India JPMorgan Chase Bank, N.A. Full time

    **Responsibilities**: - Responsible for regulatory reporting implementation and ongoing remediation - Understand the regulatory requirements working with Legal / Compliance / Industry (ISDA/Equities industry groups/DTCC etc.) and internal stakeholders - Establish the end-to-end control processes. Establish a strategic attestation process on regulatory...


  • mumbai, India JPMorgan Chase & Co. Full time

    Job Title:  Client Data Associate – Exam Management Short Description: Join the team that is supporting regulatory submission for one of the world’s most innovative banks. As an individual contributor, you will manage stakeholder and deadlines. Posting description: As the client data associate in the exam management team, you will...


  • Mumbai, India JPMorgan Chase & Co. Full time

    Job Title:  Client Data Associate – Exam Management Short Description: Join the team that is supporting regulatory submission for one of the world’s most innovative banks. As an individual contributor, you will manage stakeholder and deadlines. Posting description: As the client data associate in the exam management team, you will spend...


  • Bandra East, Mumbai, Maharashtra, India MoSahay associate pvt ltd. Full time

    Guest service associate exp: - Fresher package: - 22k communicate with guests with good manner **Job Types**: Full-time, Fresher Pay: ₹18,000.00 - ₹20,000.00 per month **Benefits**: - Health insurance - Provident Fund Schedule: - Day shift Supplemental pay types: - Performance bonus Ability to commute/relocate: - Bandra East, Mumbai,...

  • JP Morgan Chase

    4 weeks ago


    Mumbai, India JP Morgan Chase Full time

    Description: Regulatory Operations CoE caters to private clients globally with offices in the US, Europe and Asia. The team is part of the Asset & Wealth Management LoB and works closely with clients and our onshore partners, to meet the regulatory demands across various frequencies (daily / weekly / monthly / quarterly / annual). The team's remit...


  • Mumbai, India JPMorgan Chase Bank, N.A. Full time

    **Responsibilities**: - Investigation and Exception management of Reg reporting breaks. Resolution of breaks via manual remediation or Strategic Technology fixes and tracking of the same. - Continuous Focus on deep dive and fixing on upstream issues to keep the breaks to minimum. Routing of Breaks to Middle Offices, Valuation Control Group etc -...

  • Sales Associate

    6 days ago


    Mumbai, India Associate Allied Chemicals India Pvt Ltd Full time

    Associate AlliedChemicals has been delivering ingredientsolutions for thefragrance flavor food andpersonal care industries for over 45 years. Asweexpand our presence we looking for a motivatedSales Associate(Fragrances) tobecomea part of our team.We are looking for aperformancedriven customercentric individual with astrongwork ethic to join our team as...