Regulatory Reporting

3 weeks ago


Mumbai, India JPMorgan Chase & Co. Full time

You will be responsible for Rates Regulatory reporting and controls which are run across APAC/US ,EMEA regions .You will need to provide oversight and supervise remediation of the exception management queue, review cross LOBs metrics and create and/or execute timely remediation plans to senior management . This will need clear understanding of the break and root cause , ability to communicate this Technology , Operation leads to ensure a path to improved metrics. You will need to supervise the BAU operation team to ensure any manual remediation is managed within agreed timelines.

Job Responsibilities:

Investigation and Exception management of Reg reporting breaks. Resolution of breaks via manual remediation or Strategic Technology fixes and tracking of the same . Continuous Focus on deep dive and fixing on upstream issues to keep the breaks to minimum. Routing of Breaks to Middle Offices, Valuation Control Group etc Contribution to regulatory reporting in coordination with the global projects team and DCO MIS team for compliance with Dodd Frank, EMIR, and other regulations. Improving controls in the process & ensure 100% accuracy and compliance to Regulatory rules Manage any new analysis requirements across multiple stakeholders. Regular update to senior management on regulatory reporting changes, compliance, projects updated and issues. Stakeholder Management – Daily in terms of exception management, performance, feedback etc. Continuous Focus on deep dive and fixing on upstream issues to keep the breaks to minimum. Routing of Breaks to Middle Offices/Confirmations teams etc. Testing when required of any fixes applied co-ordination / partnership with multiple teams as required to ensure completion . Key role in regulatory reporting in coordination with the Tech for compliance with Dodd Frank, EMIR, and other regulations

Required Qualifications, Skills and Capabilities:

Graduate or Post-Graduate with 10+ years’ experience in operations. Familiarity with a global bank's process & operational environment including management and external reporting is a must. Strong business knowledge . Investment Banking, including OTC product, process and system knowledge. Ability to think and act strategically: Deal with day-to-day issues as well as planning and executing projects / initiatives Ensuring the team's activities support Operations in attaining its strategic goals Excellent attention to detail, and an ability to know when a deep-dive approach is appropriate Can operate effectively in a dynamic environment with tight deadlines, and can prioritize one's own work to achieve them Skilled in identifying talent, recruiting, coaching, mentoring, and developing team members Excellent verbal and written communication skills, and adept at communicating with all levels of the business and technical parts of the organization Skilled in MS office applications including Outlook, PowerPoint, Excel, Word, Access and Project
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