Compliance Conduct Risk

5 days ago

Delhi, India EmpHire Full time
Job Description

Join our team as a Compliance Conduct Risk Expert In this role, you'll be responsible for staying abreast of legislative and regulatory changes across various compliance domains, including investor protection (MiFID), product governance, Sustainable Finance Disclosure Regulation (ESG) for banking products, advertising and publicity for banking and investment products, borrower protection rules, conflicts of interest, complaint handling, Vendor Risk Management (VRM), Privacy (GDPR), insider trading, and market abuse.

Your key responsibilities will include:

Monitoring relevant laws and regulations and ensuring that internal policies, procedures, and guidelines for headquarters and agents are up-to-date.

Analyzing laws and regulations, identifying any gaps or deficiencies, and collaborating with management and the compliance officer to develop action plans.

Tracking and reporting on the progress of action plans to the compliance officer.

Promoting awareness among agents, staff, and management about compliance domains and ensuring adherence to procedures, laws, and regulations.

Overseeing the implementation of laws and regulations, providing guidance on operational proposals, and validating training materials for compliance.

Approving all advertising and publicity materials for investment and banking products.

Providing advice on new investment product proposals as part of the product approval process.

Assisting colleagues in implementing or adjusting controls based on findings and analyses.

Representing the compliance function in committees and working groups, and contributing to internal and external compliance reporting.

If you're passionate about ensuring regulatory compliance and want to make a meaningful impact, apply now to join our team

RequirementsYou have a master's degree in law or a master's degree in economics and you have at least 5 years of experience in the compliance domains.

You have extensive background knowledge of banking activities and procedures.

You have a critical and analytical mind but also a general synthetic ability. Attention to detail is your strength.

In addition, you have excellent communication skills in both national languages.

Benefits

Option to work in their Brussels or Antwerp.

Extensive training

A good work/life balance

A competitive salary and fringe benefits.

RequirementsYou have a master's degree in law or a master's degree in economics and you have at least 5 years of experience in the compliance domains. You have extensive background knowledge of banking activities and procedures. You have a critical and analytical mind but also a general synthetic ability. Attention to detail is your strength. In addition, you have excellent communication skills in both national languages.

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