Senior Manager

4 days ago

bangalore, India Navi Full time
About Navi
Navi is one of the fastest-growing financial services companies in India providing Personal & Home Loans, UPI, Insurance, Mutual Funds, and Gold. Navi's mission is to deliver digital-first financial products that are simple, accessible, and affordable. Drawing on our in-house AI/ML capabilities, technology, and product expertise, Navi is dedicated to building delightful customer experiences.
Founders: Sachin Bansal & Ankit Agarwal.
Know what makes you a “Navi_ite” :
1. Perseverance, Passion and Commitment
Passionate about Navi's mission and vision
Demonstrates dedication, perseverance and high ownership
Goes above & beyond by taking on additional responsibilities
2. Obsession with high quality results
Consistently creates value for the customers and stakeholders through high-quality outcomes
Ensuring excellence in all aspects of work
Efficiently manages time, prioritises tasks and achieves higher standards
3. Resilience and Adaptability
Adapts quickly to new roles, responsibilities and changing circumstances showing resilience and agility.
Key Responsibilities:
Develop and implement a comprehensive compliance testing strategy aligned with regulatory requirements and industry best practices.
Lead a team of compliance testing professionals, providing guidance, mentoring, and performance management support.
Design and execute compliance testing plans and procedures to evaluate the effectiveness of internal controls and adherence to regulatory standards.
Conduct risk assessments to identify key compliance risks and prioritize testing efforts accordingly.
Collaborate with business units, legal, risk management, and internal audit teams to coordinate compliance testing activities and ensure alignment with organizational objectives.
Analyze testing results, identify trends, and communicate findings to senior management, highlighting areas of improvement and recommending corrective actions.
Stay abreast of regulatory developments, emerging risks, and industry trends to continuously enhance the compliance testing program.
Foster a culture of compliance awareness and accountability throughout the organization, promoting adherence to regulatory requirements.
Qualifications:
Bachelor's degree in finance, business administration, law, or a related field.
Proven experience (8+ years) in compliance testing, audit, or regulatory compliance within the financial services industry. A focus on non-banking financial services, asset management, and insurance will be desirable.
Strong understanding of relevant regulatory requirements and industry standards.
Demonstrated leadership skills with the ability to effectively manage teams, prioritize tasks, and drive results in a fast-paced environment.
Excellent analytical and problem-solving skills, with a keen attention to detail and the ability to interpret complex regulations and policies.
Outstanding communication and interpersonal skills, with the ability to influence and build relationships across all levels of the organization.
Proactive mindset, self-motivated, and able to work independently with minimal supervision.
Commitment to integrity, ethics, and professionalism, with a passion for promoting a culture of compliance excellence.

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