Manager - Compliance - Mumbai

4 weeks ago


mumbai, India ICICI Prudential Life Insurance Full time
Job Details

Manager - Compliance - Mumbai

3 - 5 Yrs Mumbai Manager-II Job description

The role requires the employee to execute the tasks allotted by the reporting manager(s), in relation to the following compliance areas:

Regulatory updates, IRDAI reporting and implementation- Review regulatory updates, timely and accurate regulatory reporting and regular tracking and implementation of regulatory requirements Advisory role including agreement, process and advertisement reviews - Providing advisories to stakeholder on various regulatory aspects relating to processes and agreements etc. Compliance Monitoring/ Certification- Ensuring monitoring and risk mitigation through various tools like self- certification, reviews if any, etc. Regulatory engagement - Engaging with regulators through representations, draft responses and notes on various subjects etc. Management engagement - Engaging with management on certain requirements and escalations, preparing presentations etc. IRDAI correspondence management, SOX compliance and other projects- Recording the to and fro correspondence with IRDAI, ensuring compliance to SOX and other projects as identified from time to time
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