Company Secretary

4 weeks ago

Bengaluru, India 4S Advisory Full time

Job Summary:

  • We are seeking an experienced and highly skilled Company Secretary (CS) with 7-8 years of expertise in financial services, particularly within the discount broking sector.

  • The ideal candidate will be well-versed in the Companies Act, SEBI, and RBI regulations and possess a deep understanding of compliance requirements specific to stockbroking and financial advisory businesses.

Key Responsibilities:

  • Ensure compliance with the Companies Act, SEBI, RBI, and other relevant regulatory frameworks governing the financial services industry.

  • Manage corporate governance, regulatory filings, and compliance reporting for Mintcap Enterprises and its subsidiaries.

  • Liaise with SEBI, RBI, stock exchanges, and depositories for licensing, approvals, and regulatory submissions.

  • Oversee the preparation and filing of statutory documents, board resolutions, and annual returns.

  • Guide the management team on legal and regulatory requirements, ensuring adherence to industry best practices.

  • Monitor and implement compliance processes for discount broking operations, depository participant services, and mutual fund distribution.

  • Assist in obtaining and maintaining the RBI Account Aggregator License and other relevant future licenses.

  • Develop and implement risk management strategies, ensuring timely audits and regulatory inspections.

  • Organize and conduct board meetings, annual general meetings (AGMs), and committee meetings while maintaining accurate records.

  • Stay updated with amendments in laws and regulations affecting the stockbroking and financial services industry.

Requirements:

  • Qualified Company Secretary (CS) with 7-8 years of relevant experience.

  • In-depth knowledge of the Companies Act, SEBI, RBI, and other financial sector regulations.

  • Prior experience in a discount broking firm or financial services company is highly preferred.

  • Strong understanding of compliance requirements for stockbroking, mutual funds, and depository participants.

  • Excellent communication and stakeholder management skills.

  • Detail-oriented with strong analytical and problem-solving abilities.

  • Ability to work in a fast-paced startup environment and manage multiple priorities.

What We Offer:

  • Competitive salary and benefits package.

  • Opportunity to work in a fast-growing financial services company.

  • Exposure to cutting-edge fintech innovations and regulatory landscapes.

  • A collaborative and dynamic work culture in the heart of Bangalore's startup ecosystem.

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