Senior Compliance Manager
7 days ago
Job Description :-
Secretarial:
o Drafting Agenda and minutes for Board meeting, Shareholders meeting, Audit Committee meeting, Risk Management
Committee meeting and other committees of the Board
o Assisting in conducting statutory meetings
o Filing of various statutory forms required under the Companies Act, 2013 and RBI regulations
o Preparation of Board’s report, annual return, AGM notices etc.
o Maintaining and safe keeping the statutory records of the Company
o Liaising with regulatory authorities, statutory auditors, internal auditors, RTA, trustees etc as required
o Any other matters relating to the company secretarial assignment and compliance of various statutory, regulatory and
other reporting
• Compliance - Statutory:
o Assisting in compliance with the shareholders agreement and policies framed by the Company
o Assist in the development and implementation of corporate governance policies and procedures
o Monitor adherence to corporate governance standards and recommend improvements where necessary
• Compliance - Regulatory:
o Ensuring all compliances applicable to a Non- Banking Financial Company under the Companies Act, secretarial standards,
FEMA, RBI and other corporate laws and keeping the management/Directors up to date of all necessary compliances
o Have an updated view on new/ evolving regulations; help shape the organization’s preparedness towards upcoming
regulatory requirements
o Work closely with department managers to help implement required policies for regulatory compliances
o Design & conduct Compliance testing activities
o Report key outcomes of Compliance testing to Management committees, with recommended remedial plan
Qualification Criteria
LLB+CS
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