Compliance Assistant

1 day ago

Gurugram, India Green Portfolio Full time

Role Objective:

To support the Compliance Officer in ensuring adherence to SEBI regulations (PMS, RA, AIF) and provide secretarial assistance for smooth functioning of compliance and governance processes.

Key Responsibilities:

Assist in regulatory filings, record-keeping, and compliance checklists under SEBI guidelines.

Maintain and update investor documents, agreements, registers, and compliance trackers.

Draft, file, and organize compliance-related correspondence, minutes of meetings, and audit documents.

Prepare reports/MIS for internal use and support responses to SEBI/auditors.

Provide secretarial assistance — scheduling meetings, preparing agendas, drafting minutes, coordinating with stakeholders.

Keep track of circulars, regulatory updates, and timely reminders for filings/renewals.

Skills & Qualifications:

0–2 years of experience in compliance/secretarial support, preferably in financial services.

Graduate in Commerce/Law/Finance; NISM certifications preferred.

Basic understanding of SEBI regulations (PMS, RA, AIF).

Good documentation and communication, drafting, and organizational skills.

Proficiency in MS Office and comfort with regulatory reporting formats.

  • Compliance Executive

    1 day ago

    Gurugram, India Jobixo Full time

    Job Title: Compliance ExecutiveLocation: (Gurgaon Sector - 32)Experience: 3+ yearsIndustry: Facility ManagementEmployment Type: Full-time Job Summary: We are seeking a dedicated and detail-oriented Compliance Executive to support and ensure adherence to statutory and regulatory compliance requirements within our facility management operations. The ideal...

  • Compliance Executive

    6 days ago

    Gurugram, Haryana, India Millennium Skill Assessor PVT ltd Full time

    **Job Title**: Compliance Executive **Location**: Gurgaon **Department**: Compliance **Key Responsibilities**: - **Regulatory Compliance**: - Monitor and interpret relevant regulations, laws, and guidelines to ensure company practices comply with legal requirements. - Assist in maintaining the company’s compliance program and develop policies for...

  • Compliance Intern

    1 day ago

    Gurugram, India Jobizo Full time

    Job Title: Compliance InternCompany: IFANGLOBAL/ JOBIZOLocation: Gurgaon, Haryana, OnsiteType: Internship (Full-Time)Experience: Fresher or up to 1 year of relevant coursework or internship About the Company IFANglobal, a renowned worldwide healthcare and recruitment and training company with a legacy of more than 20 years. The transfer comes at a pivotal...

  • Accounts and Compliance Executive

    1 day ago

    Gurugram, India pSAN^ Full time

    PSAN Advisors Private Limited– Gurgaon, Haryana (On-site) Full-time | Entry Level (0–2 years) About the Role PSAN Advisors is looking for a dedicated and proactive professional to join as anAccounts & Compliance Executive. The role provides exposure to accounting, audit, and statutory compliance and regulatory assignments while offering excellent...

  • Manager - Compliance

    1 day ago

    Gurugram, India Axis Max Life Insurance Full time

    Job Summary: This position will be responsible for managing the Anti-Money Laundering (AML) framework across Axis Max Life Insurance along with other compliance related activities including business advisory, compliance training and awareness, culture building activities, etc. This role involves monitoring suspicious transactions, ensuring regulatory...

  • Compliance - Asset Management/Portfolio Compliance - Professional

    1 day ago

    Gurugram, India KKR Full time

    Company OverviewKKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR...

  • Ethics & Compliance Specialist

    1 day ago

    Gurugram, India McDermott International, Ltd Full time

    Job DescriptionJob Overview:The Ethics & Compliance Specialist will apply their conceptual knowledge of Ethics and Compliance and, with a moderate level of guidance and direction from colleagues and leadership, are responsible for solving a range of straightforward Ethics and Compliance problems. They will be responsible for analyzing possible solutions...

  • Compliance Executive

    2 weeks ago

    Gurugram, Haryana, India Arcos group of companies Full time

    **Job Summary**: **Key Responsibilities**: - Monitor and ensure compliance with applicable laws, regulations, and internal policies - Assist in the development of challans & registers - Conduct regular internal audits and risk assessments - Maintain compliance records and documentation - Assist in managing licenses, statutory filings, and registrations -...

  • Compliance Analyst

    1 day ago

    Gurugram, India Trexquant Investment LP Full time

    We're looking for a curious, careful, and energetic individual to join our team as aCompliance Analystin our India office. This opportunity is ideal for an early career compliance professional who strives to work on diverse projects in an academically-influenced technologist culture, with mentoring and guidance from veteran staff. Responsibilities Work...

  • Compliance Intern

    3 days ago

    Gurugram, Gurugram, India Policybazaar.com Full time

    Job Description About PolicyBazaar.com is India&aposs leading digital insurance marketplace and one of the most valuable insur-tech companies globally. We started our journey in 2008; in 2018 we became just the third Unicorn in India and went public in 2021. Policybazaar is at heart a data and technology company that has revolutionized the insurance market...