
Compliance - Asset Management/Portfolio Compliance - Professional
24 hours ago
Company Overview
KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds. KKR's insurance subsidiaries offer retirement, life and reinsurance products under the management of Global Atlantic Financial Group. References to KKR's investments may include the activities of its sponsored funds and insurance subsidiaries.
KIOPL
Management Solutions India Private Limited provides best in class services and solutions to our internal stakeholders and clients, drive organization wide process efficiency and transformation, and reflect KKR's global culture and values of teamwork and innovation. The office contains multifunctional business capabilities and will be integral in furthering the growth and transformation of KKR.
Team Overview
KKR's Compliance team is responsible for developing and enforcing compliance policies and procedures, as well as tracking ongoing regulatory changes that may affect the firm. The team is also involved in the investment process to monitor and advise on compliance with guidelines for both strategic partners and clients. The team implements and monitors the firm's compliance programs to train employees, review and analyze conflicts of interests, etc. The Compliance team also handles the due diligence process, assists with operational support for investing activities, and maintain compliance with the firm's Code of Ethics.
Position Summary
We are seeking a highly motivated and detail-oriented professional to support compliance and operational oversight for the Firm's leverage facilities, FX and interest rate hedging programs. This role involves managing regulatory and lender reporting, coordinating cross-functional processes, and ensuring data integrity across systems. The ideal candidate will bring a strong understanding of private markets and credit operations, excellent project management skills, and the ability to thrive in a fast-paced, collaborative environment.
Roles & Responsibilities
DLM Compliance
- Provide compliance support and oversight for the Firm's leverage facilities and FX/Interest Rate hedging platform, ensuring adherence to global and business-specific policies.
- Manage quarterly internal CERTS processes and compliance reporting obligations to lenders and investors.
- Support FX compliance, ISDA compliance programs, and handle ad hoc FX counterparty requests.
- Assist in escalation and resolution of covenant breaches, trade errors, and operational issues.
- Support onboarding and setup of new and follow-on debt facilities.
- Review Transparency Reports quarterly for both private and public funds.
- Ensure data accuracy and integrity across key platforms (Everest, Appian, Investran, Leo).
- Assist in quarterly and ad hoc lender reporting, including LP transfers and new fund closes.
- Contribute to capital activity reporting (e.g., capital calls, distributions).
- Coordinate preparation of quarterly compliance certificates in collaboration with internal teams.
- Liaise with Client Services to manage lender access to the KKR portal.
- Prepare and review lender compliance deliverables, including both scheduled and ad hoc reports.
- Monitor and update borrowing base calculations across fund facilities.
- Collaborate with Legal, Fund Finance, and Investment teams to ensure completeness and accuracy of reporting data.
- Draft and maintain compliance certificates, ensuring alignment with facility terms and fund covenants, and manage organized record-keeping for audit purposes.
Re-allocation Review
- Conduct compliance oversight of investment re-allocations to ensure alignment with fund documentation and internal policies & procedures.
- Liaise with investment and legal teams to validate supporting documentation and approvals.
Restricted List & Trading List Management
- Support the maintenance of the Insurance Restricted List in collaboration with relevant functions.
- Assist with the oversight and periodic review of approved trading lists, particularly for the Private Credit business.
- Coordinate updates to restricted lists and communicate changes to impacted teams in a timely manner.
Private Markets Pre-Trading MNPI Review
- Review pre-trade requests to identify potential exposure to material non-public information (MNPI).
- Escalate any red flags and coordinate with various teams for resolution.
Private Markets & Real Assets Documentation QC
- Support quality control (QC) confirmation of Investment Committee (IC) documentation for Private Markets transactions.
- Review Real Assets allocation documentation for compliance with internal protocols and fund-specific guidelines.
Qualifications
Experience & Knowledge
- Minimum 2–3 years of experience in compliance or business operations.
- Familiarity with private markets, credit, loans, fixed income, and trading operations.
- Legal background is a plus, though not essential.
Skills & Competencies
- Strong project management and organizational skills.
- Excellent attention to detail with the ability to manage multiple priorities in a fast-paced environment.
- Effective written and verbal communication skills, including report writing and analysis.
- Strong interpersonal skills and ability to build relationships across teams.
- Comfortable with technology and open to learning new systems; able to explain technical concepts clearly.
Personal Attributes
- Proactive, motivated, and solution-oriented self-starter.
- High level of integrity and professionalism; maintains discretion and confidentiality.
- Collaborative team player with sound judgment and a structured, methodical approach.
Education
- Strong academic background with a master's degree or equivalent.
KKR is an equal opportunity employer. Individuals seeking employment are considered without regard to race, color, religion, national origin, age, sex, marital status, ancestry, physical or mental disability, veteran status, sexual orientation, or any other category protected by applicable law.
-
Compliance Assistant
24 hours ago
Gurugram, India Green Portfolio Full timeRole Objective: To support the Compliance Officer in ensuring adherence to SEBI regulations (PMS, RA, AIF) and provide secretarial assistance for smooth functioning of compliance and governance processes. Key Responsibilities: Assist in regulatory filings, record-keeping, and compliance checklists under SEBI guidelines. Maintain and update investor...
-
Compliance Manager
1 day ago
Gurugram, India TheHireHub Full timeCompliance Manager Location:Gurugram Experience:between 3-6 years Posted by:Athena Executive Search and Consulting (on behalf of our client) About the Organization Our client is a new-age, India-focused investment advisory and Portfolio Management Services (PMS) firm. It exclusively invests in high-quality listed Indian companies led by honest, competent...
-
Infrastructure and compliance
24 hours ago
Gurugram, India TECEZE Full timeTitle: Infrastructure Security and Compliance Experience: years Location: Gurugram Mode: Hybrid Roles and Responsibilities: JD (SAM) · Through understanding and knowledge of software asset management and its Lifecycle process. · Good Knowledge and understanding of various Software products and their licensing guidelines. E.g. Adobe , Microsoft , IBM, etc...
-
Gurugram, India KKR Full timeCompany OverviewKKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR...
-
IND Manager Compliance
24 hours ago
Gurugram, India Aon Full timeTitleManager- Compliance TeamLegal and Compliance Centre of Excellence (CoE) EducationGraduate in any stream, Professional Certifications -ACAMS, ICA in AML etc. will be given preference. Work Experience 7-9 years of previous prior experience, preferably in a corporate compliance environment. Previous experience in the insurance or financial sector is...
-
Compliance Manager
1 day ago
Gurugram, India NextHire (Part of Algotale Group) Full timeJob Title:Compliance Manager Location:Gurgaon (Work From Office) Experience: 4 to 5 Years ( Except Articleship) Joining:Immediate Joiners Preferred Qualification:Chartered Accountant (CA) If Interested Kindly fill the out the form : About the Role: We are seeking a meticulous and experiencedCompliance Managerto join our team in Gurgaon. The ideal candidate...
-
Compliance Manager
1 day ago
Gurugram, India J's Associates LLC Full timeA compliance officer ensures a company adheres to laws, regulations, and ethical standards by developing and implementing compliance programs, conducting audits, managing risks, and training employees on compliance protocols and regulatory changes. Key responsibilities include monitoring operations, identifying potential violations, reporting to management,...
-
Financial Crime Compliance Manager
23 hours ago
Gurugram, India AML RightSource Full timeJob Description:We are seeking an experienced and dynamic Manager – AML/FCC to lead and deliver high-quality compliance operations and advisory support for clients in the virtual asset and cryptocurrency industry.The role requires a deep understanding of AML/FCC processes, regulatory expectations, and the operational nuances of working with Virtual Asset...
-
Manager - Compliance
1 day ago
Gurugram, India Axis Max Life Insurance Full timeJob Summary: This position will be responsible for managing the Anti-Money Laundering (AML) framework across Axis Max Life Insurance along with other compliance related activities including business advisory, compliance training and awareness, culture building activities, etc. This role involves monitoring suspicious transactions, ensuring regulatory...
-
Global Finance
1 week ago
Gurugram, Haryana, India Kohlberg Kravis Roberts & Co. Full time**COMPANY OVERVIEW** KKR & Co. Inc., together with its subsidiaries, is a leading global investment firm that offers alternative asset management and capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in...