Compliance Officer

20 hours ago


Kolkata, India Craving Alpha Full time

Key Responsibilities


• Liaise between RTA, FA, Client Onboarding, and Legal teams to ensure smooth compliance and data flow for regulatory filings.


• Assist Legal in collating, verifying, and preparing required data for filings with MCA, SEBI, and other regulatory bodies.


• Prepare investor communication drafts and participate in dissemination of updates and notices.


• Support coordination for onboarding new clients, ensuring all documentation aligns to compliance standards.


• Maintain and update digital and physical corporate records for filings and disclosures.


• Track regulatory changes, update compliance calendars, and assist in secretarial audits.


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