Regulatory Reporting

Regulatory Reporting - CREQ191275 Description Excellent communication skills, approachable and good at forming relationships with people of all levels within the businessExcellent knowledge in financial market and financial products is a mustExperience of working on systems and process engineering projects within Capital Markets domainExperience in...

Description The role is to lead several key functions that support and control the business in complying with a number regulatory requirements within Loans reporting (specifically SFTR, MMSR, BoE jurisdictions). The lead is responsible for process and people management, controls, and continuous improvement for regulatory transaction reporting....

Job Responsibilities: We are looking for an experienced operations professional at an Associate level to work in the reporting team within AM Operations, India. Responsibilities include: Responsibility for the preparation of daily, monthly, and quarterly summary reports for key Americas/EMEA/Asia regulators, exchanges and other stakeholders...

Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in the Regulatory Operations team to partner with the Business. As a Regulatory Operations - Regulatory Reporting - Associate within the Regulatory Operations CoE, you will cater to private...

Looking for the CA/MBA qualified professionals with 4-6 years of experience in US regulatory reports. The Senior Associate in this role will be responsible for supporting the preparation of daily, monthly, quarterly and annual reporting to multiple regulators as part of Large Shareholders reporting Compliance and MonitoringWhat you will be responsible forAs...

Functional Job Title                       : Officer/ ManagerReports to                                        : AVP for Regulatory Reporting   ...

Responsibilities Daily validation and submission of regulatory reporting to nationalpetent authorities Exception management Maintenance of adequate operational procedures applicable to the role Review of controls, and reconciliations to identify areas of improvement and ensure continued relevance Identification of processes in need of...

Functional Job Title : Manager (10-12 years) Reports to : Functional Lead for UK Regulatory Reporting Department/ Division : Report Preparation (UK Reporting Team) Basic Purpose of Job: The team member will support the Regulatory Reporting team in the production of all Prudential & Statistical Regulatory Returns for State Street’s...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our...

Functional Job Title : Officer/Manager (7-10years)Reports to : AVP (4-8 years) for Regulatory ReportingDepartment/ Division : Regulatory ReportingBasic Purpose of Job:The Senior Associate in this role will be responsible for supporting the preparation of daily, monthly, quarterly and annual large shareholder monitoring & reporting to different regulators...

Functional Job Title : Officer/Manager (7-10years)Reports to : AVP (4-8 years) for Regulatory ReportingDepartment/ Division : Regulatory ReportingBasic Purpose of Job:The Senior Associate in this role will be responsible for supporting the preparation of daily, monthly, quarterly and annual large shareholder monitoring & reporting to different regulators...

Functional Job Title : Officer/Manager (7-10years)Reports to : AVP (4-8 years) for Regulatory ReportingDepartment/ Division : Regulatory ReportingBasic Purpose of Job:The Senior Associate in this role will be responsible for supporting the preparation of daily, monthly, quarterly and annual large shareholder monitoring & reporting to different regulators...

Looking for the CA/MBA qualified professionals with 4-6 years of experience in US regulatory reports. The Senior Associate in this role will be responsible for supporting the preparation of daily, monthly, quarterly and annual reporting to multiple regulators as part of Large Shareholders reporting Compliance and Monitoring What you will be responsible for...

Functional Job Title: Manager (9-10 years)Reports to: Functional Lead for UK Regulatory ReportingDepartment/ Division: Report Preparation (UK Reporting Team)Basic Purpose of Job:The team member will support the Regulatory Reporting team in the production of all Prudential & Statistical Regulatory Returns for State Street’s UK, Middle East and Ireland...

Functional Job Title: Manager (9-10 years) Reports to: Functional Lead for UK Regulatory Reporting Department/ Division: Report Preparation (UK Reporting Team) Basic Purpose of Job: The team member will support the Regulatory Reporting team in the production of all Prudential & Statistical Regulatory Returns for State Street’s UK, Middle East and Ireland...

Functional Job Title: Manager (9-10 years)Reports to: Functional Lead for UK Regulatory ReportingDepartment/ Division: Report Preparation (UK Reporting Team)Basic Purpose of Job:The team member will support the Regulatory Reporting team in the production of all Prudential & Statistical Regulatory Returns for State Street’s UK, Middle East and Ireland...

The Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controller’s Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Basel, Comprehensive Capital Analysis and Review (CCAR), and areas...

The Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controller’s Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Basel, Comprehensive Capital Analysis and Review (CCAR), and areas...

Job Description: State Street Corporation is seeking a Senior Associate join the Regulatory Reporting Governance (RRG) team. The RRG team is responsible for the governance and oversight over Global regulatory reporting. Some of the key responsibilities for the RRG team include creating process documentation, enhancing internal controls, change management for...

You are a strategic thinker passionate about driving solutions in Reporting . You have found the right team Regulatory Operations CoE caters to private clients globally with offices in the US, Europe and Asia. The team is part of the Asset & Wealth Management LoB and works closely with clients and our onshore partners, on clients’ and regulators’...