Regulatory Reporting

3 weeks ago


Bangalore, India State Street Full time

Functional Job Title : Officer/Manager (7-10years)
Reports to : AVP (4-8 years) for Regulatory Reporting
Department/ Division : Regulatory Reporting
Basic Purpose of Job:
The Senior Associate in this role will be responsible for supporting the preparation of daily, monthly, quarterly and annual large shareholder monitoring & reporting to different regulators including SEC.

Responsibilities & Tasks Include:

⢠Complete and accurate preparation of daily, quarterly and annual reporting of large shareholder reporting
⢠Prepare initial schedules and reports, including primary data provider capture point and work paper preparations
⢠Analyze financial data in order to complete filings, understand fluctuations and uncover potential inaccuracies
⢠Perform edit check reviews and follow up on applicable discrepancies
⢠Perform reconciliations across products, reports and schedules
⢠Execute source system data reconciliation versus source systems
⢠Prepare monthly management reports

⢠Stay informed of regulatory changes and work with management to develop processes for implementation of new reporting requirements
⢠Maintain detailed procedures and documentation for the above processes

Job Requirements:
Education and Experience
⢠CA / CPA / MBA with 4-8 yrs. of experience in banking or financial services or MBA with a relevant experience
⢠Excellent communication, documentation and organizational skills
⢠Proven track record of successful project execution
⢠Ability to multi-task and work under high pressure deadlines
⢠Ability to reprioritize timely
⢠Strong attention to detail



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