SOX IT Control Testing Analyst

4 weeks ago

Mumbai, India ShieldByte Infosec Pvt. Ltd. Full time

SOX IT Control Testing Analyst

Position
: SOX IT Control Testing Analyst

Experience
: 3–4 years

Location
: Mumbai

Employment Type
: Full-time

Role Overview

We are seeking a detail-oriented and experienced professional with 3–4 years of expertise in IT controls and SOX compliance. The role involves performing SOX IT Control Testing for key applications, Information Produced by Entity (IPE) validation, and Audit Trail Testing, ensuring adherence to the IT General Controls (ITGC) framework.

Key Responsibilities

  • Conduct
    SOX IT Control Testing
    for critical business applications.
  • Perform
    Information Produced by Entity (IPE) testing
    for SOX, validating completeness and accuracy of system-generated reports.
  • Execute
    Audit Trail Testing
    for key IT applications, ensuring traceability and compliance.
  • Evaluate ITGC processes covering:
  • Policy & Procedures
    – Review and validate compliance with organizational standards.
  • IT Operations
    – Audit trail, IT incidents, batch jobs, interface monitoring, and backup procedures.
  • Change Management
    – Assess the effectiveness of controls over system changes.
  • User Access Management
    – Review access provisioning, de-provisioning, and periodic access reviews.
  • Test and document results of
    IPE reports
    (system/vendor-generated) relied upon by control operators.
  • Collaborate with internal stakeholders and auditors to ensure control gaps are addressed in a timely manner.
  • Prepare audit documentation and provide recommendations for remediation.

Required Skills & Experience

  • 3–4 years of hands-on experience in
    SOX ITGC testing, IPE validation, and IT audit processes
    .
  • Strong understanding of
    SOX framework, IT General Controls (ITGCs), and application control testing
    .
  • Experience in evaluating
    IT operations, access management, change management, and backup processes
    .
  • Proficiency in
    testing IPEs
    with a focus on completeness and accuracy.
  • Familiarity with IT risk management, internal controls, and audit methodologies.
  • Strong documentation, analytical, and reporting skills.
  • Ability to work independently while collaborating with cross-functional teams.

Preferred Qualifications

  • Certifications such as
    CISA, CIA, or SOX-specific credentials
    are an advantage.
  • Exposure to
    audit tools
    and GRC platforms.
  • Prior experience working with external auditors and large enterprises.

What We Offer

  • Opportunity to work on complex SOX ITGC frameworks across industries.
  • Professional development and growth in IT audit and compliance.
  • Collaborative and inclusive work environment.

  • SOX IT Control Testing Analyst

    7 days ago

    Mumbai, Maharashtra, India ShieldByte Infosec Pvt. Ltd. Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    SOX IT Control Testing AnalystPosition: SOX IT Control Testing AnalystExperience: 3–4 yearsLocation: MumbaiEmployment Type: Full-timeRole OverviewWe are seeking a detail-oriented and experienced professional with 3–4 years of expertise in IT controls and SOX compliance. The role involves performing SOX IT Control Testing for key applications, Information...

  • Avp -sox/ifc Compliance

    5 days ago

    Mumbai, India Riverforest Connections Full time

    Job Responsibilities(JR): **Job Purpose** SOX & IFC compliance for the Bank as required under Sarbanes Oxley Act & Indian Companies Act 2013. **Responsibilities**: - SOX & IFC Regulatory update - Assist in complying with internal control over financial reporting under SOX 404 - Planning - Assessment of accounts to be scoped in SOX based on confirmation...

  • Avp Sox Program Office

    2 weeks ago

    Mumbai, India Citi Full time

    The SOX Program Office Assistant Vice President role supports the SOX Compliance Program Lead in managing the core operations of Citi’s SOX program, covering control scoping and risk assessment, control documentation, assessment, issues evaluation and other program activities, working closely with cross divisional stakeholders across the...

  • C&ORC Business Control Assurance SOX Tester

    2 weeks ago

    Mumbai, Maharashtra, India UBS Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Your role Do you have a knack for SOX Audit? Are you at your best when supporting others? We're looking for someone like that to: - perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines - maintain high quality testing documentation - address and clear any review points...

  • Central SOX

    3 days ago

    Mumbai, India HDFC Bank Full time

    Assist in complying with internal financial controls as required under SOX/ companies act. Review of Process flow & Risk Control Matrix Detail walkthrough of processes to cater dynamic changes due to migration of systems/automation/digitalization of products. Identification and reporting documentation and design deficiencies to senior management. Enhancing...

  • ITGC & Controls Analyst

    1 day ago

    Mumbai, Maharashtra, India Kantar Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Role OverviewAs the ITGC & Compliance Analyst, you will play a key role in implementing, testing, and supervising financial and IT General Controls (ITGCs) across Kantars APAC operations. Reporting directly to the Senior Control Manager India KBS, you will support the controls assurance programme, driving consistency, governance, and compliance across...

  • C&orc Business Control Assurance Sox Tester

    4 days ago

    Mumbai, Maharashtra, India UBS Full time

    India - Risk - Group Functions **Job Reference #** - 305979BR **City** - Mumbai, Pune **Job Type** - Full Time **Your role** - Do you have a knack for SOX Audit? Are you at your best when supporting others? We’re looking for someone like that to: - perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology...

  • Central SOX

    3 weeks ago

    Mumbai, India HDFC Bank Full time

    - Assist in complying with internal financial controls as required under SOX/ companies act. - Review of Process flow & Risk Control Matrix - Detail walkthrough of processes to cater dynamic changes due to migration of systems/automation/digitalization of products. Identification and reporting documentation and design deficiencies to senior management. -...

  • C&ORC Business Control Assurance SOX Tester

    4 weeks ago

    Mumbai, India UBS Full time

    India Risk Group Functions Job Reference # BR City Mumbai, Pune Job Type Full Time Your role Do you have a knack for SOX Audit? Are you at your best when supporting others? We're looking for someone like that to: perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines maintain high quality...

  • Senior Analyst Internal Controls

    3 weeks ago

    Mumbai, India Mondelez Full time

    Job Description As aSenior Analyst Internal Controls, you will play a critical role in enhancing the internal control environment within the organization. Under the guidance of your manager, you will collaborate with local financial and operational managers to identify, assess, and mitigate risks, ensuring operational efficiency, financial accuracy, and...