Avp -sox/ifc Compliance

4 days ago

Mumbai, India Riverforest Connections Full time

Job Responsibilities(JR):
**Job Purpose**

SOX & IFC compliance for the Bank as required under Sarbanes Oxley Act & Indian Companies Act 2013.

**Responsibilities**:

- SOX & IFC Regulatory update
- Assist in complying with internal control over financial reporting under SOX 404
- Planning
- Assessment of accounts to be scoped in SOX based on confirmation received from various departments
- Documentation
- Assisting process owners in updation of process flows and RCM?s
- Assisting in preparation of new process flows and RCMs
- Review of SOX processes
- Review of Process flow & Risk Control Matrix for processes mapped against trial balance.
- Identification of deficiencies for processes tested and improvements in business function across different functions and reporting documentation and design deficiencies to senior management.
- Coordination
- Coordination with Internal Audit/External Audit & process owner for resolution of deficiencies arising out of control testing.

**Key Skills**

Good Auditing skills
- Good communication skills

**Experience**
- Minimum experience in years ? 4 yrs
- Exposure to banking preferable

**Major Stakeholders**

Branch Banking Team

Operations

Credit

Product Team

IT team

BTG

**Skills Required**:
compliance;FATCA;CRS;Accounting;Due deligence

**Location**

Mumbai / Mumbai Suburban

**Years Of Experience**

4 to 9 Years

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