Audit Executive
1 day ago
The Role: Role: Authorised Person Audit Individuals are responsible for conducting audits of Authorized Persons (AP) of stockbrokers. Meaning of AP: It is an individual or entity appointed by a registered stockbroker to facilitate trading and related activities on their behalf. They act as an intermediary between the stockbroker and clients. Key Responsibilities: Review and understand the audit requirements for Authorized Persons (APs) in accordance with SEBI and stock exchange regulations. Plan the audit route and finalize arrangements of outstation routes Develop a structured audit plan, prioritizing key compliance areas. Coordinate with the Authorized Person for scheduled audits Conduct examination of scheduled AP’s whether they are adhering to regulatory guidelines. Identify non-compliance issues and recommend corrective actions. Ensure proper documentation of the audit executed The role involves traveling outside Maharashtra for two weeks each month. All expenses associated with it, will be borne by the company. Planning and executing business risk and other audits activities across various business units. Preparing, scheduling, planning, executive and reviewing internal audits according to the annual audit plans in conjunction with various stakeholders. Evaluating the effectiveness of internal controls to address financial, operational, external, and other relevant risks. Recommending ways to improve internal controls and governance processes. Presenting periodic reports and audit findings to the senior management. Deliver quality auditing services and helping clients meet their reporting requirements by providing an independent verification of their compliance with accounting principles. Reporting audit findings and recommending improvements. Developing and maintaining productive working relationships with clients. Ideal Profile: You have at least 0-1 year experience within a AP Audit External Audit or Internal Audit role, ideally within the Brokerage /Securities Exchange industry. You are adaptable and thrive in changing environments You are a strong team player who can manage multiple stakeholders You are a strong networker & relationship builder You are willing to undertake more than 60% travel. What's on Offer? Attractive Salary & Benefits
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Statutory Audit Manager
3 days ago
Navi Mumbai, Maharashtra, India Alpine Executive Search Full time ₹ 6,00,000 - ₹ 18,00,000 per yearJob DescriptionA reputed CA firm in Mulund, Mumbai is looking for an Audit Manager to lead Statutory and Tax Audit engagements for mid to large-size clients across multiple industries. This role offers independent client handling and team leadership exposure.Key ResponsibilitiesLead a team of 3 Chartered Accountants and 4-5 interns, allocate tasks, and...
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Feasibility Study and Internal Audit
3 days ago
Mumbai Central, Mumbai, Maharashtra, India Excellence Audit and Accounting Services Full time**Job Title**: Feasibility Study specialist / Internal Control Auditor **Location**: Remote **Reports to**: Managing Director **Employment Type**: Hybrid/ Remote The Feasibility Study/Internal Control Auditor is responsible for conducting thorough analyses of business projects and evaluating the effectiveness of internal controls to support informed...
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Audit Executive
4 days ago
Mumbai, India UNIMAX Full timeJob Title- Audit Executive- Gender Preference- Male- Number Of Vacancy- 1- Industry Area- Accounting / Auditing / Taxation- Key Skills- Accounting,Finance,Indirect Taxation,Bank Audit,Internal Audit- Qualification- CA- Salary (Per Month)- Not Disclosed- Work Experience- 2 - 3 Years- Job Requirement- Interview for the post of Audit Executive - CA Inter - Job...
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Audit Executive
1 week ago
Mumbai, Maharashtra, India Ramee Group of Hotels Full timeKindly read job discription and note carefully. Required Document - **Passport Mandatory**. **Audit Executive - Responsibilities**: - Supporting the accounting and auditing team in their daily functions. - Preparing and managing audit budgets. - Verifying company financial information. - Planning and performing company financial audits. - Creating and...
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Audit Executive
2 days ago
Mumbai, Maharashtra, India Integrated Personnel Services Full time ₹ 4,00,000 - ₹ 8,00,000 per yearDesignation :- Audit ExecutiveQualification :- B Com/CA studentHaving experience from CA firmsLocation :- Mumbai (Central, Western, Harbor line)Experience- Minimum 3-4 yearsRoles & ResponsibilitiesAssist in the development of the audit plan and audit programs.Preparation of Financial Statements.Prepare audit reports with findings, conclusions, and...
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Audit Executive
1 week ago
Mumbai, Maharashtra, India XpressEdu Full time ₹ 9,00,000 - ₹ 12,00,000 per yearYou will be responsible for preparing audit reports, conducting financial analysis, and ensuring compliance with Goods and Services Tax (GST) regulations. Your tasks will include examining financial statements, assessing financial operations, and identifying areas for improvement. Additionally, you will be presenting audit findings to senior management and...
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IT Audit Executive
2 weeks ago
Mumbai, Maharashtra, India Kotak Mahindra Bank Full time ₹ 8,00,000 - ₹ 12,00,000 per yearAudit Executive-SUPPORT SERVICES-Internal Audit Job Description Team Member – IT Audits Grade: M3/M4 Location: Mumbai Job Role • Responsible to deliver multiple IT Audit assignments including IT Application and Infrastructure Audits, Application Security Assessments, Vendor Audits, Concurrent Audits, Thematic Assignments, Regulatory...
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Audit Executive
1 week ago
Mumbai, Maharashtra, India Credence Fintech Consultancy Full time ₹ 4,00,000 - ₹ 12,00,000 per yearRole & responsibilities:Must have exposure to Accounting, Internal audit system and ability to analyze financial data.Analysis of Draft Financial statements.Adhere to the guidelines suggested.Inputs for proper closure of audit issues.Ensure smooth coordination with team members.Knowledge of Accounting software Tally.Overall monitoring of audit...
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Audit Executive
1 week ago
Mumbai, Pune, India B. D. Jokhakar & Co Full time ₹ 8,00,000 - ₹ 12,00,000 per yearJob descriptionPosition / Title: Audit ExecutiveQualification:Chartered AccountantsExperience: 1-3 years Statutory Audit under the companies act, 2013 or Internal Audit of CompaniesResponsible for: Audit and Assurance Assignments i.e. Statutory Audit, Tax Audits, Internal Audit, Transfer Pricing Audit, Certification, Group Reporting, Consolidation,...
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Audit Executive
2 weeks ago
Mumbai, India Vidatree TechnoVentures Private Limited Full timeAudit Executive for conducting audits of financial intermediaries like Stock Brokers and Depository Participants. **Job Roles and Responsibilities**: Verification of the following: - KYC details of new clients and modifications therein - Orders placed through members - Contract notes dispatched - Brokerage / DP charges levied - DIP / DIS issued -...