Audit Executive
6 days ago
Audit Executive for conducting audits of financial intermediaries like Stock Brokers and Depository Participants.
**Job Roles and Responsibilities**:
Verification of the following:
- KYC details of new clients and modifications therein
- Orders placed through members
- Contract notes dispatched
- Brokerage / DP charges levied
- DIP / DIS issued
- Submissions done to the Exchanges / Depositories
- Other similar matters as per the audit scope
- Preparing various reports.
**Qualification and Other Requirements**:
- Graduate of Commerce stream.
- Command over verbal and written communication skills.
- Working knowledge of MS office, especially MS Word and MS Excel.
- Able to work in a team.
- Analytical skills.
- Accurate Data Entry.
- Experience: 0-2 in Audit
**Work location**: Lower Parel / Thane.
**Timings**: Generally 10:00 a.m. to 6.30 p.m. (Most saturdays are WFH)
**Job Types**: Permanent, Full-time
**Salary**: ₹15,000.00 - ₹20,000.00 per month
**Benefits**:
- Commuter assistance
Schedule:
- Day shift
Supplemental pay types:
- Performance bonus
Ability to commute/relocate:
- Mumbai, Maharashtra: Reliably commute or planning to relocate before starting work (required)
**Education**:
- Bachelor's (required)
**Experience**:
- stock brokers / DP: 1 year (preferred)
License/Certification:
- NISM Certification (preferred)
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