Associate, Control II

2 months ago


pune, India BNY Mellon Full time

Bring your ideas. Make history. 
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital. 

With over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about. 

We welcome you to apply When applying to this general posting, our expert BNY Mellon Talent Acquisition Team may also review your resume for consideration across other open roles within the company. 

 

You’ll make an impact in the following ways: 

  • Monitors overdrafts for all account types and regulations, including Regulation O and Regulation W to ensure WM and BNYM remain compliant with policies, procedures and regulatory requirements.
  • Identifies, analyzes, monitors, and completes control testing, control and risk education, and operational and risk support activities to the business.
  • Tests control systems and communicates the successful and efficient performance of control and business recovery procedures.
  •  Accumulates and reports various forms of Audit and Compliance review data to Senior Management each month to keep them apprised of review status, report ratings, passed due action plans, and potential negative trends.  
  • Monitor the receipt of and responses to weekly Audit status updates.  Additionally, monitor the status of action plans recently coming due.  
  • Proactively works with Internal Audit to identify employees with exceptions included in Audit reports.  Quarterly reporting is developed and provided to Senior Management for consideration as part of the noted employees’ performance management assessments.
  • Track and follow up on any temporary exceptions granted on behalf of WM Control to ensure completion.
  • Completes surveillance routines on various Wealth Management functions.
  • Risk-based reporting, analysis and meeting tight deadlines, sometimes regulatory-driven.
  • No direct reports Contributes to the achievement of team objectives. Supports moderately complex projects.

Qualifications:

  • Bachelors degree or equivalent combination of education and work experience required3-5 years of total work experience preferred. 
  • Expert in Microsoft Office capabilities, mainly Excel. 

 

Our Benefits: 

BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter. 

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.


BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.

Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.



  • Pune, India THE BANK OF NEW YORK MELLON CORPORATION Full time

    Associate, Compliance & Control II Bring your ideas. Make history.  BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of...


  • Pune, Maharashtra, India The Bank of New York Mellon Corporation Full time

    Associate, Compliance & Control II **_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of...


  • Pune, India BNY Mellon Full time

    Associate, Compliance & Control IIBring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks”...

  • Associate, Control Ii

    8 hours ago


    Pune, India The Bank of New York Mellon Corporation Full time

    **_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top...


  • Pune, India BNY Mellon Full time

    Overview Senior Analyst - Control Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks”...


  • Pune, India BNY Mellon Full time

    Overview Senior Analyst - Control - 44382 Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of...


  • Pune, India The Bank of New York Mellon Corporation Full time

    Senior Analyst - Control **_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” -...


  • Pune, India The Bank of New York Mellon Corporation Full time

    **Senior Analyst - Control - 44382** **_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank...


  • Pune, India TIAA Full time

    Financial Control Analyst II The Financial Control Analyst II, India plays a key role in the compliance and audit coordination through continual testing of internal finance controls. This job assists with remediating gaps found through the testing process, while also working with external auditors to ensure the organization is compliant with government...

  • Associate, Control Ii

    1 month ago


    Pune, Maharashtra, India The Bank of New York Mellon Corporation Full time

    Control - IC1Works with more senior Control professionals to provide control testing, control and risk education, operational risk support, and regulatory support across the business. May coordinate data gathering/research regarding policies and practices for more senior colleagues.Assists in analyzing control and risk management processes and creating...

  • Associate, Control Ii

    4 weeks ago


    Pune, Maharashtra, India The Bank of New York Mellon Corporation Full time

    **_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top...


  • Pune, India THE BANK OF NEW YORK MELLON CORPORATION Full time

    Associate, Fund Reporting II Bring your ideas. Make history.  BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of...


  • pune, India THE BANK OF NEW YORK MELLON CORPORATION Full time

    Associate, Fund Reporting II Bring your ideas. Make history.  BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of...


  • Pune, India BNY Mellon Full time

    Overview Associate, Compensation Advisory II Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank...


  • Pune, India THE BANK OF NEW YORK MELLON CORPORATION Full time

    Associate, Fund Reporting Representative - II Bring your ideas. Make history.  BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the...


  • pune, India THE BANK OF NEW YORK MELLON CORPORATION Full time

    Associate, Fund Reporting Representative - II Bring your ideas. Make history.  BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the...


  • Pune, India BNY Mellon Full time

    Associate, Technology Control Management – Cyber Security AnalystBring your ideas. Make history.BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration....

  • Associate, Compliance

    2 months ago


    Pune, India BNY Mellon Full time

    Under direct supervision, contributes to the compliance efforts of the assigned business unit. Helps with assessment activities to ensure the business units are in compliance with standard regulatory and policy requirements,, reviews work for accuracy with more experienced professionals. May assist with drafting of documentation when control changes are...

  • Associate, Compliance

    2 months ago


    pune, India BNY Mellon Full time

    Under direct supervision, contributes to the compliance efforts of the assigned business unit. Helps with assessment activities to ensure the business units are in compliance with standard regulatory and policy requirements,, reviews work for accuracy with more experienced professionals. May assist with drafting of documentation when control changes are...


  • Pune, India BNY Mellon Full time

    Associate, Technology Control Management – Cyber Security AnalystBring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration....