Director, Compliance
3 days ago
The Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Director is responsible for delivering quality results, providing compliance advice to lines of business as a subject matter expert, and executing or participating in corporate processes. The Compliance Advisor Director supports the line of business by : Providing input on business regulatory requirements Providing guidance on business policies, standards, and procedures Developing and leading department training, as appropriate Providing compliance advice on complex projects Providing guidance on controls over regulatory requirements and line of business monitoring of those controls Reviewing business controls and providing guidance on identified risks Responsibilities: Review Complaints generated from lines of business and provide guidance on remediation, escalate and facilitate with subject matter experts Identify trends in data and proactively advise on identified external and internal risks Maintain subject matter expertise of applicable laws and regulations Perform and review control assessments executed by peers for accuracy and adherence to test procedures Evaluate Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts Provide effective challenge and guidance on compliance risks and support risky business areas through various interactions and forum engagements Advise lines of business on application of compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation Assist lines of business in the development and maintenance of the Compliance Program, such as how to monitor, report, and train on areas of potential risk Support lines of business through expert advice, including change management of processes, procedures, and controls Conduct targeted validations and reviews on controls for applicable regulations Active involvement with compliance testing and third party compliance Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management Participate in reporting activities used by Senior Leadership Basic Qualifications : Bachelor’s Degree Experience in legal, compliance, audit, or relevant experience at a financial institution Preferred Qualifications : Bachelor of Law (LLB) or Master of Law (LLM) Degree Experience in regulatory compliance, reporting, and monitoring At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
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Director, Compliance
5 days ago
Bangalore Urban, India Capital One Full timeThe Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Director is responsible for delivering quality results,...
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Director, Compliance
5 days ago
bangalore, India Capital One Full timeThe Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Director is responsible for delivering quality results,...
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Director, Compliance
4 days ago
Bangalore, India Capital One Full timeThe Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Director is responsible for delivering quality results,...
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Director, Compliance
5 days ago
Bangalore, India Capital One Full timeThe Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Director is responsible for delivering quality results,...
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Analyst - GRC (Governance, Risk & Compliance)
3 weeks ago
Bangalore Urban, India Amagi Full timePurpose of the roleThis role has been established to support the business in building sustainable governance andcompliance practices at Amagi. The basic factor required to be successful in this role warrants a good understanding of the company's vendor landscape and compliance requirements. The focus is on building repeatable internal compliance validation...
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Analyst - GRC (Governance, Risk & Compliance)
3 weeks ago
Bangalore Urban, India Amagi Full timePurpose of the role This role has been established to support the business in building sustainable governance andcompliance practices at Amagi. The basic factor required to be successful in this role warrants a good understanding of the company's vendor landscape and compliance requirements. The focus is on building repeatable internal compliance validation...
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Loan Operations/ Servicing
5 days ago
Bangalore Urban, India Acuity Knowledge Partners Full timeKey Responsibilities : Loan Operations/ Servicing (Associate Director)Facilitate teams to critically review and manage Loans (bi-lateral and syndicates loans), Treasury & Cash Management Services and Trade Finance Operations for efficiency, effectiveness and simplification.Manage large teams, ensure overall governance from processing, training and learning &...
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Loan Operations/ Servicing
3 days ago
Bangalore Urban, India Acuity Knowledge Partners Full timeKey Responsibilities : Loan Operations/ Servicing (Associate Director) Facilitate teams to critically review and manage Loans (bi-lateral and syndicates loans), Treasury & Cash Management Services and Trade Finance Operations for efficiency, effectiveness and simplification. Manage large teams, ensure overall governance from processing, training and learning...
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Bangalore Urban, India Peak XV Partners Full timeOne of our early-stage AI SaaS portfolio is looking for a Director of Finance to join the business and help the Founder scale the finance function.ResponsibilitiesOwn and execute all financial operations like payroll processing, vendor payouts and collections(accounts receivables).Oversee and ensure adherence to all statutory compliance requirementsDevelop...
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Bangalore Urban, India Peak XV Partners Full timeOne of our early-stage AI SaaS portfolio is looking for a Director of Finance to join the business and help the Founder scale the finance function. Responsibilities Own and execute all financial operations like payroll processing, vendor payouts and collections(accounts receivables). Oversee and ensure adherence to all statutory compliance requirements...
