Director, Compliance
2 days ago
The Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Director is responsible for delivering quality results, providing compliance advice to lines of business as a subject matter expert, and executing or participating in corporate processes. The Compliance Advisor Director supports the line of business by :Providing input on business regulatory requirementsProviding guidance on business policies, standards, and proceduresDeveloping and leading department training, as appropriateProviding compliance advice on complex projectsProviding guidance on controls over regulatory requirements and line of business monitoring of those controlsReviewing business controls and providing guidance on identified risksResponsibilities:Review Complaints generated from lines of business and provide guidance on remediation, escalate and facilitate with subject matter expertsIdentify trends in data and proactively advise on identified external and internal risksMaintain subject matter expertise of applicable laws and regulationsPerform and review control assessments executed by peers for accuracy and adherence to test proceduresEvaluate Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impactsProvide effective challenge and guidance on compliance risks and support risky business areas through various interactions and forum engagementsAdvise lines of business on application of compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulationAssist lines of business in the development and maintenance of the Compliance Program, such as how to monitor, report, and train on areas of potential riskSupport lines of business through expert advice, including change management of processes, procedures, and controlsConduct targeted validations and reviews on controls for applicable regulationsActive involvement with compliance testing and third party complianceAssist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk ManagementParticipate in reporting activities used by Senior LeadershipBasic Qualifications:Bachelor’s DegreeExperience in legal, compliance, audit, or relevant experience at a financial institutionPreferred Qualifications: Bachelor of Law (LLB) or Master of Law (LLM) DegreeExperience in regulatory compliance, reporting, and monitoringAt this time, Capital One will not sponsor a new applicant for employment authorization for this position.
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Director, Compliance
2 days ago
bangalore, India Capital One Full timeThe Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Director is responsible for delivering quality results,...
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Director, Compliance
1 day ago
Bangalore, India Capital One Full timeThe Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Director is responsible for delivering quality results,...
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Director, Compliance
6 hours ago
Bangalore, India Capital One Full timeThe Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Director is responsible for delivering quality results,...
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Analyst - GRC (Governance, Risk & Compliance)
3 weeks ago
Bangalore Urban, India Amagi Full timePurpose of the roleThis role has been established to support the business in building sustainable governance andcompliance practices at Amagi. The basic factor required to be successful in this role warrants a good understanding of the company's vendor landscape and compliance requirements. The focus is on building repeatable internal compliance validation...
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Analyst - GRC (Governance, Risk & Compliance)
3 weeks ago
Bangalore Urban, India Amagi Full timePurpose of the role This role has been established to support the business in building sustainable governance andcompliance practices at Amagi. The basic factor required to be successful in this role warrants a good understanding of the company's vendor landscape and compliance requirements. The focus is on building repeatable internal compliance validation...
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Loan Operations/ Servicing
2 days ago
Bangalore Urban, India Acuity Knowledge Partners Full timeKey Responsibilities : Loan Operations/ Servicing (Associate Director)Facilitate teams to critically review and manage Loans (bi-lateral and syndicates loans), Treasury & Cash Management Services and Trade Finance Operations for efficiency, effectiveness and simplification.Manage large teams, ensure overall governance from processing, training and learning &...
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Bangalore Urban, India Peak XV Partners Full timeOne of our early-stage AI SaaS portfolio is looking for a Director of Finance to join the business and help the Founder scale the finance function.ResponsibilitiesOwn and execute all financial operations like payroll processing, vendor payouts and collections(accounts receivables).Oversee and ensure adherence to all statutory compliance requirementsDevelop...
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Bangalore Urban, India Peak XV Partners Full timeOne of our early-stage AI SaaS portfolio is looking for a Director of Finance to join the business and help the Founder scale the finance function. Responsibilities Own and execute all financial operations like payroll processing, vendor payouts and collections(accounts receivables). Oversee and ensure adherence to all statutory compliance requirements...
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Director Research
4 weeks ago
Bangalore, India Subharti University Full timeJob Title: Director (Research) Location: Meerut, Uttar Pradesh Institution: Swami Vivekanand Subharti University About the Role: Swami Vivekanand Subharti University (SVSU), a leading multidisciplinary university committed to academic excellence and innovation, invites applications for the position of Director (Research). The Director will lead the...
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Commercial Real Estate_CRE
3 weeks ago
Bangalore Urban, India Acuity Knowledge Partners Full timeCommercial Real Estate_CRE (Assistant & Associate Director), BangaloreWe are looking for a passionate, energetic individual to join our lending services division at a senior position. You will be leading delivery team members engaged with end-to-end lending life cycle activities across CRE products.You shall also actively involved in expanding our CRE...
