Surveillance Supervisor
2 months ago
Electronic Communication, Surveillance, Trade Surveillance, Voice Surveillance, Chat Surveillance, Email Surveillance.
In this role, you will:
- Participate and consult regarding policies and procedures, controls, tools and training- Identify opportunities for additional synergies and to maximize efficiencies within the private client group- Review and analyze controls to manage high risk investment strategies and complex products- Evaluate resources to monitor risk and exercise independent judgment to guide process changes, process improvements, and technology enhancements- Present recommendations for resolving complex analysis in search of current and best practices- Gather and analyze data, identify trends and present analysis through meaningful statistics- Develop expertise in firm, compliance and regulatory policies and procedures- Collaborate and consult with Financial Advisors, Regional and more experienced- Management, Private Client Group, Branch Managers, Operation Managers, Supervision Managers, and varying Business Units
Experience- 2-10 yrs
Roles- Associate/ Specialist/ Senior Specialist
Job Location
Hyderabad
The role give you an opportunity to work in a Multicultural environment and a true Multinational experience. The work timings are aligned accordingly as 1.30 PM to 10.30 PM IST
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