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Surveillance Supervisor

4 months ago

Hyderabad, India Randstad Sourceright Full time

An exciting and challenging opportunity with 1 of the leading Multinational investment bank. In this role you will be required to

Electronic Communication, Surveillance, Trade Surveillance, Voice Surveillance, Chat Surveillance, Email Surveillance.

In this role, you will:

Participate and consult regarding policies and procedures, controls, tools and training
Identify opportunities for additional synergies and to maximize efficiencies within the private client group
Review and analyze controls to manage high risk investment strategies and complex products
Evaluate resources to monitor risk and exercise independent judgment to guide process changes, process improvements, and technology enhancements
Present recommendations for resolving complex analysis in search of current and best practices
Gather and analyze data, identify trends and present analysis through meaningful statistics
Develop expertise in firm, compliance and regulatory policies and procedures
Collaborate and consult with Financial Advisors, Regional and more experienced
Management, Private Client Group, Branch Managers, Operation Managers, Supervision Managers, and varying Business Units

Experience- 2-10 yrs
Roles- Associate/ Specialist/ Senior Specialist
Job Location
Hyderabad

The role give you an opportunity to work in a Multicultural environment and a true Multinational experience. The work timings are aligned accordingly as 1.30 PM to 10.30 PM IST