Manager -Sales Compliance Auto Loan Pune

4 months ago


pune, India Paradise Placement Consultancy Full time

Job Description:

To implement an effective Compliance Management
Framework to ensure operational risks and controls
are being managed appropriately at the Business level
in a proactive and disciplined manner to meet
external, internal and regulatory requirements.
? Process Compliance Reviews and Review of Internal
Controls on ongoing basis while improvising the
existing processes through a structured Audit
Framework.
? Design, streamline & institutionalize a strong
Compliance / Governance framework for B2C Secured
& Unsecured Business.
? Design, review of Policies on Compliance issues & high
risk manual processes for stronger governance in B2C
Unsecured/Secured Business.
? Follow-up on open issues & exceptions for
remediation & closure.
? Train & educate all employees on Sales Compliance,
Code of Conduct Policy & other key legal aspects in
B2C Function to build strong risk culture.
? Ongoing liaising with IT, Sales, RCU and Audit teams to
ensure all policies, processes, data flow are working
efficiently and all required changes are build and
implemented suitably
? Project Management – Run and Support Various
Compliance projects. Work with specific business units
to enable them to deploy solutions
? Advisory services for new projects and processes for
proactive risk & compliance management.
? Partner with RCU & audit specialists to conduct RCA to
eliminate repeat occurrences.
? Project Management – Run and Support Various Risk
and Compliance projects. Work with specific business
units to enable them to deploy solutions.

Key Skills :

Auto Loan

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