Vice President, Compliance

1 month ago


pune, India THE BANK OF NEW YORK MELLON CORPORATION Full time

With minimal guidance, contributes to the compliance efforts of the assigned business units. Helps to bring the business units into compliance with standard regulatory and policy requirements. Helps the business units respond to and develop compliance reporting, as directed. Based on assessments of controls, works with business units to implement improvements and develop documentation when control changes are made. As directed, analyzes existing legislation, regulatory announcements and industry practices in order to ensure the assigned business is in compliance with current requirements.Contributes to projects and program tasks intended to improve compliance and enhance the control environment. Analyzes control processes to ensure they are in compliance with all applicable laws, rules and regulations. Reviews the appropriateness of control processes and may help guide the assigned business units in implementing improvements. Continues to build working relationships with outside regulators, government officials and business unit managers in order to facilitate the timely delivery of information and increase the likelihood of favorable conditions for compliance activities. With minimal guidance, contributes to assessments of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations and policies affecting BNY Mellon businesses. Continues to gain experience preparing risk based reviews of existing and emerging regulatory requirements, concerning issues and control gaps. Contributes to the preparation of time sensitive reporting and appropriately escalates issues to more experienced professionals. No direct reports.Contributes to the achievement of team objectives. Modified based upon local regulations/requirements.Bachelor‘s degree or the equivalent combination of education and experience is required. Business or Finance degree preferred. - years of total work experience preferred. Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred..



  • Pune, Maharashtra, India iServe Financial Full time

    Apply for Assistant Vice President, Career Progress Consultants in Pune for 0 - 3 Year of Experience on


  • Pune, India iServe Financial Full time

    Apply for Assistant Vice President, Career Progress Consultants in Pune for 0 - 3 Year of Experience on TimesJobs.com.

  • Senior Vice President

    24 hours ago


    Pune, Maharashtra, India ICERTIS Full time

    Apply for Senior Vice President Product Management Apps And Copilots Ecosystem, Career Progress Consultants in Pune for Year of Experience on

  • Vice President

    3 weeks ago


    Pune, India TresVista Full time

    About TresVistaTresVista is a global enterprise offering a diversified portfolio of services that enables its clients to achieve resource optimization through leveraging an offshore capacity model. TresVista's services include investment diligence, industry research, valuation, fund administration, accounting, and data analytics.TresVista has more than 1,500...


  • Pune, India Qualys Full time

    Come work at a place where innovation and teamwork come together to support the most exciting missions in the world! Come work at a place where innovation and teamwork come together to support the most exciting missions in the world! We are seeking a dynamic and strategic Vice President, Corporate IT and Operations to lead our global technology...


  • pune, India Qualys Full time

    Come work at a place where innovation and teamwork come together to support the most exciting missions in the world! Come work at a place where innovation and teamwork come together to support the most exciting missions in the world! We are seeking a dynamic and strategic Vice President, Corporate IT and Operations to lead our global technology...

  • Vice President

    3 weeks ago


    Pune, India TresVista Full time

    About TresVistaTresVista is a global enterprise offering a diversified portfolio of services that enables its clients to achieve resource optimization through leveraging an offshore capacity model. TresVista's services include investment diligence, industry research, valuation, fund administration, accounting, and data analytics. TresVista has more than...

  • Vice President

    3 weeks ago


    Pune, India TresVista Full time

    About TresVista TresVista is a global enterprise offering a diversified portfolio of services that enables its clients to achieve resource optimization through leveraging an offshore capacity model. TresVista's services include investment diligence, industry research, valuation, fund administration, accounting, and data analytics. TresVista has more than...

  • Vice President

    3 weeks ago


    Pune, India TresVista Full time

    About TresVistaTresVista is a global enterprise offering a diversified portfolio of services that enables its clients to achieve resource optimization through leveraging an offshore capacity model. TresVista's services include investment diligence, industry research, valuation, fund administration, accounting, and data analytics. TresVista has more than...


  • Pune, India Genpact Full time

    Genpact (NYSE: G) is a global professional services and solutions firm delivering outcomes that shape the future. Our 125,000+ people across 30+ countries are driven by our innate curiosity, entrepreneurial agility, and desire to create lasting value for clients. Powered by our purpose – the relentless pursuit of a world that works better for people –...

  • Vice President

    2 weeks ago


    Pune, India Genpact Full time

    Genpact (NYSE: G) is a global professional services and solutions firm delivering outcomes that shape the future. Our 125,000+ people across 30+ countries are driven by our innate curiosity, entrepreneurial agility, and desire to create lasting value for clients.Powered by our purpose - the relentless pursuit of a world that works better for people - we...

  • Vice President

    2 weeks ago


    pune, India Genpact Full time

    Genpact (NYSE: G) is a global professional services and solutions firm delivering outcomes that shape the future. Our 125,000+ people across 30+ countries are driven by our innate curiosity, entrepreneurial agility, and desire to create lasting value for clients.Powered by our purpose - the relentless pursuit of a world that works better for people - we...

  • Vice President

    7 days ago


    Pune, India TresVista Full time

    About TresVistaTresVista is a global enterprise offering a diversified portfolio of services that enables its clients to achieve resource optimization through leveraging an offshore capacity model. TresVista's services include investment diligence, industry research, valuation, fund administration, accounting, and data analytics.TresVista has more than 1,500...


  • pune, India Genpact Full time

    Genpact (NYSE: G) is a global professional services and solutions firm delivering outcomes that shape the future. Our 125,000+ people across 30+ countries are driven by our innate curiosity, entrepreneurial agility, and desire to create lasting value for clients. Powered by our purpose – the relentless pursuit of a world that works better for people –...


  • Pune, India Genpact Full time

    Genpact (NYSE: G) is a global professional services and solutions firm delivering outcomes that shape the future. Our 125,000+ people across 30+ countries are driven by our innate curiosity, entrepreneurial agility, and desire to create lasting value for clients. Powered by our purpose – the relentless pursuit of a world that works better for people –...


  • Pune, India Genpact Full time

    Genpact (NYSE: G) is a global professional services and solutions firm delivering outcomes that shape the future. Our 125,000+ people across 30+ countries are driven by our innate curiosity, entrepreneurial agility, and desire to create lasting value for clients. Powered by our purpose - the relentless pursuit of a world that works better for people - we...


  • pune, India Genpact Full time

    Genpact (NYSE: G) is a global professional services and solutions firm delivering outcomes that shape the future. Our 125,000+ people across 30+ countries are driven by our innate curiosity, entrepreneurial agility, and desire to create lasting value for clients. Powered by our purpose - the relentless pursuit of a world that works better for people - we...


  • Pune, India Chat360 Full time

    VP of SalesCompany OverviewChat360 is a funded technology startup that offers omnichannel conversational commerce for enterprises across geographies. It leverages Chatbots and AI-powered solutions with a powerful analytics engine to help businesses generate more leads, enhance customer retention, and automate customer support and marketing initiatives...

  • Senior Vice President

    4 weeks ago


    Pune, Maharashtra, India Winfort Full time

    About the client:- Company Name: A Global Bank - Industries: Banking / Financial Services / Broking, Strategy / Management Consulting Firms, Investment Banking / Venture Capital / Private Equity - Company Type: Forbes Global 2000 - Funding Stage: Other - Headquarter Location: UK - Nature of Offering: Captive - Founding Year: 1900 - No of Employees: 10000+...

  • Senior Vice President

    1 month ago


    Pune, India Winfort Full time

    About the client: - Company Name: A Global Bank - Industries: Banking / Financial Services / Broking, Strategy / Management Consulting Firms, Investment Banking / Venture Capital / Private Equity - Company Type: Forbes Global 2000 - Funding Stage: Other - Headquarter Location: UK - Nature of Offering: Captive - Founding Year: 1900 - No of...