Compliance Officer

Brickwork Ratings is actively looking to hire a Compliance Officer to head the legal and compliance division of the CRA, who will be responsible for its Regulatory, Legal, and Corporate compliances Role Summary As a Compliance Officer, you will be responsible for ensuring that all organizational operations and business processes of the credit rating agency...

Responsible for handling Compliance related function of the India Branches and assist / support LCO for overall Compliance Function in the Branches. - Issue Branch Circulars for all staff members of the Branch highlighting the regulatory requirements. - Conduct various Training (classroom Training, On Line training etc) to educate the branch staff and also...

Job Description Develop and execute a comprehensive compliance program.Draft a proposal for compliance policies and procedures, encompassing the institution's activities, operations, systems, and controls.Update the institution's policies on anti-money laundering and counter-terrorism financing, including preparing necessary evidence and procedures for...

Job Description Develop and execute a comprehensive compliance program.Draft a proposal for compliance policies and procedures, encompassing the institution's activities, operations, systems, and controls.Update the institution's policies on anti-money laundering and counter-terrorism financing, including preparing necessary evidence and procedures for...

Job Description Compliance Officer for PMS/AIF based at Mumbai.Key responsibilities:  Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandates Overseas transaction background check PMS / AIF online applications to SEBI and...

Job Description Open Position: Compliance, Senior Officer (Financial based Company) A Financial based Company is currently hiring a Compliance, Senior Officer to join them in the Kuala Lumpur office.Key responsibilities include: More than 3 years working experience within Compliance & Risk Management role. Implement and manage an effective legal compliance...

Stellenbeschreibung to support with the operation and furtherdevelopment of an adequate and risk-based Compliance Management System at DBRRTS according to standards of DB Group to minimize risks to reputation and assets of DBRRTS as a result of corruption and white-collar crime Responsibilities: In coordination with DB Group Compliance organization...

Job Description Compliance OfficerOnsite Work in Miami, FL180-220k total comp. Relo available.  Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance company...

Job Description Compliance OfficerOnsite Work in Miami, FL180-220k total comp. Relo available.  Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance company...

Tetra Consultants is a management consulting firm headquartered in Singapore. Our corporate advisory wing specializes in international business set up, financial license applications, merger & acquisition, and corporate banking solutions. In addition, our accounting and tax wing provides services such as international tax planning, bookkeeping and tax...

Job Description I'm recruiting for a financial services client who has an immediate need for a full-time Chief Compliance Officer (CCO).  This role is based out of their greater Salt Lake City, UT office and would require someone to be local or willing to relocate there to be considered. They are looking for someone with extensive experience in a FINRA/SEC...

Job Description I'm recruiting for a financial services client who has an immediate need for a full-time Chief Compliance Officer (CCO).  This role is based out of their greater Salt Lake City, UT office and would require someone to be local or willing to relocate there to be considered. They are looking for someone with extensive experience in a FINRA/SEC...

Job Description About the Company Our Client is a leading producer of industrial equipment and tools.ResponsibilitiesWe're looking for a meticulous and proactive Legal Compliance Officer to support compliance and legal matters across the company's operationsSupport senior management and stakeholders on legal and compliance issues by providing legal counsel...

Job Description About the Company Our Client is a leading producer of industrial equipment and tools.ResponsibilitiesWe’re looking for a meticulous and proactive Legal Compliance Officer to support compliance and legal matters across the company’s operationsSupport senior management and stakeholders on legal and compliance issues by providing legal...

Job Title: Legal and Compliance Officer Company: EazyDiner Private Limited Location: Gurugram Position Type: Full-time Job Description EazyDiner Private Limited, a leading player in the dining and restaurant industry, is seeking a highly skilled and motivated Legal and Compliance Officer to join our team in Gurugram. The ideal candidate will have strong...

Company Description Nine Star Broking Private Limited is a well-diversified financial broking house located in Jodhpur, India. With over a decade of experience, we offer a comprehensive range of investment avenues, including equity, derivatives, commodities, currencies, mutual funds, and wealth management. Our focus is on providing long-term value to our...

Job Description The Compliance Officer acts as a member of the Legal & Compliance Department (L&C). The Compliance Officer materially contributes to building, implementing, and managing the health care compliance and (if applicable) the distribution management program of our client in EMEA. The Compliance Officer acts as the first point of contact for...

We are seeking a meticulous and proactive Compliance Associate with at least 3 years of experience to join our team. The Compliance Assistant will be the first point of contact for collecting Know Your Customer (KYC) documentation for new clients. This role involves reviewing and ensuring the completeness of KYC documents, running initial compliance checks,...

Job Description Open Position: Compliance, Senior Officer (Financial based Company) A Financial based Company is currently hiring a Compliance, Senior Officer to join them in the Kuala Lumpur office.Key responsibilities include: More than 3 years working experience within Compliance & Risk Management role. Implement and manage an effective legal compliance...

Job Description Open Position: Compliance, Senior Officer (Financial based Company) A Financial based Company is currently hiring a Compliance, Senior Officer to join them in the Kuala Lumpur office.Key responsibilities include: More than 3 years working experience within Compliance & Risk Management role. Implement and manage an effective legal compliance...