Principal Officer Compliance

2 days ago

Delhi, India Suncrypto Full time
Job description Principal Officer (Director of Compliance )
Department: Compliance
Reports To: Board of Directors
Employment Type: Full-Time
Preferred: Prior Working Experience with FIU-IND or any Govt. regulatory body.
Job Summary
The Principal Officer for Anti-Money Laundering (AML) , Compliance and Know Your Customer (KYC) Compliance is responsible for overseeing the company’s AML ,Compliance and KYC programs to ensure compliance with all relevant laws and regulations. This role involves the development, implementation, and maintenance of policies and procedures, risk assessment, overall company compliance and reporting to senior management and regulatory bodies. The Designated Director acts as the key point of contact for regulatory authorities and internal stakeholders regarding AML/KYC matters.
Key Responsibilities
Leadership and Oversight
· Lead and manage the AML/KYC compliance team.
· Develop and implement the company’s AML/KYC policies and procedures.
· Ensure the AML/KYC framework is in line with current laws, regulations, and industry best practices.
Risk Assessment and Management
· Conduct regular risk assessments to identify potential AML/CFT risks.
· Implement and manage risk-based approaches to AML/KYC compliance.
· Monitor and report on the effectiveness of AML/KYC controls.
Compliance Monitoring and Reporting
· Oversee the monitoring and investigation of suspicious activities.
· Ensure timely and accurate reporting of suspicious transactions to relevant authorities (e.g., FIU).
· Prepare and present regular compliance reports to the senior management and board of directors.
Training and Awareness
· Develop and deliver AML/KYC training programs for employees.
· Foster a culture of compliance and awareness throughout the organization.
Regulatory Liaison
· Act as the primary point of contact for regulatory bodies and auditors.
· Manage and respond to regulatory inquiries and inspections.
· Keep abreast of regulatory changes and update the company’s compliance programs accordingly.
Internal Controls and Audits
· Collaborate with internal audit to ensure effective internal controls are in place.
· Address audit findings and implement corrective actions promptly.
Policy Development and Review
· Regularly review and update AML/KYC policies and procedures.
· Ensure policies reflect current regulatory requirements and industry best practices.
Qualifications and Experience
Education: Bachelor’s degree in Finance, Business Administration, Law, or related field. Advanced degree preferred.
Certifications: CAMS (Certified Anti-Money Laundering Specialist) or equivalent certification like ICA preferred.
Experience: Minimum of 3-5 years of experience in AML/KYC compliance, with at least 3 years in compliance Managerial Role or Principal Officer.
Knowledge: In-depth knowledge of AML laws and regulations, including the Bank Secrecy Act, USA PATRIOT Act, FIU-IND , Travel Rule and FATF recommendations.
Skills:
· Strong analytical and risk assessment skills.
· Conducting meeting with regulators and government bodies like (FIU-IND) to ensure compliance and regulation part.
· Build good relations with regulators and active with all the updates of company and compliance part.
· Monitoring Regulatory Changes and offering new alternative approaches
· Excellent leadership and team management capabilities.
· Effective communication and presentation skills.
· Ability to work under pressure and meet tight deadlines.
· Proficiency in compliance software and tools.
· Attention to Detail,
· Collaboration as in Ability to work effectively with various stakeholders, both internal and external.
· Primarily office-based, with some travel required for regulatory meetings and conferences.
May involve long hours during critical periods of compliance review and reporting

  • Suncrypto | Principal Officer Compliance

    1 day ago

    delhi, India Suncrypto Full time

    Job description Principal Officer (Director of Compliance )Department: ComplianceReports To: Board of DirectorsEmployment Type: Full-TimePreferred: Prior Working Experience with FIU-IND or any Govt. regulatory body.Job SummaryThe Principal Officer for Anti-Money Laundering (AML) , Compliance and Know Your Customer (KYC) Compliance is responsible for...

  • Suncrypto | Principal Officer Compliance | india

    2 days ago

    Delhi, India Suncrypto Full time

    Job descriptionPrincipal Officer (Director of Compliance )Department:ComplianceReports To:Board of DirectorsEmployment Type:Full-TimePreferred: Prior Working Experience with FIU-IND or any Govt. regulatory body.Job SummaryThe Principal Officer for Anti-Money Laundering (AML) , Compliance and Know Your Customer (KYC) Compliance is responsible for overseeing...

  • Compliance and Trustee Officer

    3 weeks ago

    Delhi, Delhi, India Capitalmind Full time

    About UsCapitalmind is a registered portfolio management company and Alternative Investment Fund (AIF). We strive for innovation and excellence in the financial services industry, with a focus on expansion into the Mutual Fund licensing realm.We have received an in-principal approval from SEBI to launch a mutual fund in August 2024 and are actively working...

  • Compliance Executive

    6 months ago

    Delhi, India Ammbition Payroll & Compliance Services Pvt Ltd Full time

    Job Title: HR Statutory Compliance Executive Job Overview: As an HR Statutory Compliance Executive, you will be responsible for ensuring that the organization complies with all relevant employment laws, regulations, and statutory requirements. Your role will play a crucial part in maintaining the company's ethical and legal standing, safeguarding employee...

  • Principal

    4 weeks ago

    delhi, India School Serv (India) Solutions Private Limited Full time

    We are looking to induct the Principal for one of our upcoming CBSE school in Harda, Madhya-Pradesh, India . Role and Responsibilities: As the Principal, you will serve as the chief academic and administrative officer, responsible for providing visionary leadership and strategic direction. Your pivotal role will encompass a broad range of...

  • Principal

    4 weeks ago

    delhi, India School Serv (India) Solutions Private Limited Full time

    We are looking to induct thePrincipalfor one of ourupcoming CBSE schoolinHarda, Madhya-Pradesh, India .Role and Responsibilities:As the Principal, you will serve as the chief academic and administrative officer, responsible for providing visionary leadership and strategic direction. Your pivotal role will encompass a broad range of responsibilities,...

  • Principal

    4 weeks ago

    Delhi, India School Serv Full time

    We are looking to induct the Principal for one of our upcoming CBSE school in Harda, Madhya-Pradesh, India.Role and Responsibilities:As the Principal, you will serve as the chief academic and administrative officer, responsible for providing visionary leadership and strategic direction. Your pivotal role will encompass a broad range of responsibilities,...

  • Compliance Officer- Delhi

    3 weeks ago

    Delhi, Delhi, India Jhpiego Full time

    Overview: hpiego is a non-profit global health leader and a Johns Hopkins University affiliate that is saving lives, improving health and transforming futures. We partner with governments, health experts, and local communities to build the skills and systems that guarantee a healthier future for women and families. Jhpiego translates the best science and...

  • Compliance Officer

    3 months ago

    Delhi, Delhi, India Edgeconnect global Pvt.Ltd. Full time

    Hi, We are looking for compliance officer for a law firm in dwarka location. Payroll exp is add on. Minimum 6 month in above skill is mandate. immediate joiner prefer. connect HR - 8076343304 **Job Types**: Full-time, Permanent Schedule: - Day shift Work Location: In person

  • Compliance Officer

    5 months ago

    Okhla, Delhi, Delhi, India Mudra RTA Ventures Private Limited Full time

    to be appointed as compliance officer for maintaining compliance and co-ordinating with SEBI for smooth working of company **Job Types**: Full-time, Permanent **Salary**: ₹30,000.00 - ₹50,000.00 per month Schedule: - Day shift **Experience**: - total work: 1 year (preferred) Ability to Commute: - Okhla, Delhi, Delhi (required) Ability to...

  • Compliance Officer

    2 days ago

    Delhi, India Grobiz Professionals LLP Full time

    Job Profile : Compliance Officer Company Profile : Grobiz Professionals LLP is an Investment Manager of Grobiz SME Opportunities FundAbout Grobiz SME Opportunities Fund: Grobiz SME Opportunities Fund is a CAT III fund pioneering the emerging SME investing landscape in India. Spearheaded by a team of seasoned professionals with a stellar track record...

  • Compliance Officer

    2 weeks ago

    Delhi, India SKS Enterpprises - Human Resource Planning and Management Full time

    Position Name - Compliance OfficerLocation - MumbaiExperience Range - 5+ years post qualificationMandatory Requirement:- Proficient in managing core secretarial functions with a strong ability to review and interpret legal documentation effectively.- Ensuring fund compliance, taking ownership of fund operations and Stakeholder and Regulatory EngagementJob...

  • Compliance Officer

    3 weeks ago

    Delhi, Delhi, India Karma Management Global Consulting Solutions Private Limited Full time

    Job OverviewWe are seeking a highly skilled Compliance Officer to join our team at KAO & CRM in Delhi. As a key member of our compliance department, you will be responsible for ensuring all compliance-related activities are managed effectively and efficiently.

  • Compliance Officer

    2 weeks ago

    New Delhi, India Topline Solutions Pvt Ltd Full time

    Company DescriptionTopLine Solutions Pvt Ltd is a company that specializes in helping and assisting investors and their family members across India and the Globe in reclaiming their unclaimed financial investments. They work PAN India and abroad, serving clients in various cities in India and overseas.Role DescriptionThis is a full-time on-site role for a...

  • Vice Principal

    6 months ago

    Bawana, Delhi, Delhi, India Assignedge Network Pvt Ltd Full time

    **Key Responsibilities**: - Assist the Principal in the administration and supervision of the school. - Oversee daily school operations and ensure a safe and productive learning environment. - Support the development and implementation of the school’s academic programs and curriculum. - Evaluate and mentor teachers and staff, providing feedback and...

  • Strategic Compliance Officer

    2 weeks ago

    Delhi, Delhi, India GSSK & Co. Full time

    At GSSK & Co., we are seeking a highly skilled Strategic Compliance Officer to join our team. This role is responsible for ensuring seamless FEMA and RBI compliance, drafting key agreements, managing corporate secretarial functions, and providing strategic regulatory advisory to mitigate risks and enhance corporate governance.About the RoleThis is an...

  • Chief Compliance Officer

    19 hours ago

    Delhi, Delhi, India Altoura Full time

    About Altoura, a Pioneer in Spatial ComputingAltoura is a trailblazer in spatial computing, offering the industry's only no-code platform for creating immersive experiences across training, collaborative design, and sales. Our cutting-edge solutions operate in augmented reality (AR) and virtual reality (VR), empowering hybrid workers to collaborate, train,...

  • Office Administrator

    6 months ago

    Delhi, Delhi, India JR COMPLIANCE AND TESTING LABS Full time

    **Job Description: Administrative Executive** Location: Paschim Vihar JR Compliance seeks a dynamic and highly skilled **Administrative Executive** to join our team. This role is an integral part of our organization, ensuring seamless operations and fostering a positive and productive work environment. **Key Responsibilities**: - **Office Management**:...

  • Principal Officer(PE/VC firm)

    4 weeks ago

    delhi, India SKS Enterpprises - Human Resource Planning and Management Full time

    Position Name – Principal OfficerLocation - Gift City-AhmedabadExperience Range – 5 yearsMandatory Requirement:Experience using tools used in the venture capital industryJob Roles and Responsibilities:Will be responsible to ensure that all the activities of the fund management entity are in accordance with the provisions of regulations and various...

  • Company Secretary

    3 months ago

    Delhi, India Drishti IAS Full time

    Job Title: Company Secretary & Compliance Officer Experience: 10+ years Job Summary: Key Responsibilities: - Act as the Company Secretary and Compliance Officer of the company - Ensure compliance with applicable laws, regulations, and standards - Provide guidance on company secretarial practices, governance, and risk management - Prepare and file...