Compliance Manager
2 days ago
ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.
OMR Supervisory Analyst
ACA’s Outsourced Marketing Review team (OMR) assists clients by reviewing marketing materials to help ensure they are consistent with applicable regulatory requirements. The individual in this position will have supervisory, training, and subject matter expertise responsibilities with respect to marketing review. Supervisory Analysts expected to review marketing material, keep up to date on all regulatory developments, and advise clients on industry best practices associated with the products and services they engage in.
Job Duties:
- Supervise analysts and provide guidance with respect to assignments, work quality, and development opportunities- Review marketing materials to identify potential regulatory issues- Train analysts to review client materials to identify potential regulatory risks- Review analyst findings and edit client deliverables- Liaise with internal OMR staff to finalize comments to provide to the client- Tailor marketing reviews to reflect client preferences, as applicable- Work within quick turnaround times to ensure that client deadlines are met- Understand ACA’s proprietary workflow tool, ComplianceAlpha, as well as third-party proprietary systems- Track progress of assigned work using project management software tools- Participate in internal calls to discuss review results
To qualify for the role, you must have:
- Strong verbal and written communication skills- Strong organizational and problem-solving skills with attention to detail- Ability to work in a fast-paced, small team environment- Proficient with Microsoft Office and Adobe Acrobat applications and comfortable working in a tech-enabled environment- Full fluency in English language
What working at ACA offers:
We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. Our Total Rewards package includes medical coverage fully funded by ACA for employees and their family as well as access to Maternity & Fertility and Wellness programs. ACA also provides Personal Accident Insurance, Group Term Life Insurance, Employee Discount programs and Employee Resource Groups. You’ll be granted time off for designated ACA Paid Holidays, Privilege Leave, Casual/Sick Leave, and other leaves of absence to support your physical, financial, and emotional well-being.
What we commit to:
ACA is firmly committed to a policy of nondiscrimination, which applies to recruiting, hiring, placement, promotions, training, discipline, terminations, layoffs, transfers, leaves of absence, compensation and all other terms and conditions of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability or protected veteran status, or any other legally protected status.
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