Compliance Officer

3 days ago

New Delhi, India Intellectual Capital HR Consulting Pvt. Ltd. Full time

Job Title:Manager - AIF Cat III & Fund Management Entity (FME) / Compliance Officer Location:GIFT City, Gujarat Reporting to:Group CFO Key Responsibilities: 2. Compliance & Regulatory Reporting Ensure ongoing compliance with SEBI AIF Regulations, IFSCA (Fund Management) Regulations, Companies Act, FEMA, and other applicable GIFT City guidelines. File periodic reports, including monthly, quarterly, and annual filings with IFSCA Assist in drafting and maintaining compliance manuals, SOPs, and internal policies. Ensure timely submission of regulatory forms, including AIF returns, KYC, and AML reporting. Coordinate with auditors, legal advisors, tax consultants, and regulators. 4. Others Manage documentation including board minutes, investor communications, and vendors & service provider agreements. Support in organizing board and investor meetings, keeping minutes, and ensuring necessary resolutions are passed and filed. Maintain physical and digital filing systems for statutory and operational documents. Candidate Profile:CA / CFA / CS / MBA Finance with 5 years+ experience (relevant experience is preferred)

  • Compliance Officer

    1 week ago

    New Delhi, India TerraGiG Full time

    Position Details- Position Title: Compliance Officer - Department: Statutory Compliance - Location: Karol BaghRole OverviewAs a Compliance Officer, you will play a key role in ensuring adherence to regulatory requirements, internal policies, and statutory obligations. This role involves monitoring compliance risks, conducting audits, and fostering a culture...

  • Compliance Officer

    2 weeks ago

    New Delhi, India TerraGiG Full time

    Position DetailsPosition Title:Compliance Officer Department:Statutory Compliance Location:Karol BaghRole Overview As a Compliance Officer, you will play a key role in ensuring adherence to regulatory requirements, internal policies, and statutory obligations. This role involves monitoring compliance risks, conducting audits, and fostering a culture of...

  • Compliance Officer

    6 days ago

    New Delhi, India GramPro Business Services Pvt. Ltd. Full time

    We are hiring for leading NBFC client based in Kochi.Key ResponsibilitiesDesign, execute, and oversee the company’s AML & CTF compliance program Perform ongoing risk assessments for money laundering and financial crime Monitor customer transactions and flag unusual or suspicious activity Review and escalate Suspicious Activity Reports (SARs) to MLRO or...

  • Compliance Officer

    6 days ago

    New Delhi, India Prudent Corporate Advisory Services Ltd. Full time

    Prudent Corporate Advisory Services Ltdis urgently hiring for the post ofCompliance Officer .Location :AhmedabadExperience required :Min 2 YearsJob Description: Compliance with various regulations governing Mutual funds, Bonds, Insurance, NPS and other financial products; Liaise with external legal and regulatory authorities, Drafting & vetting of agreements...

  • Compliance Executive

    2 days ago

    Delhi, India Ammbition Payroll & Compliance Services Pvt Ltd Full time

    Job Title: HR Statutory Compliance Executive Job Overview: As an HR Statutory Compliance Executive, you will be responsible for ensuring that the organization complies with all relevant employment laws, regulations, and statutory requirements. Your role will play a crucial part in maintaining the company's ethical and legal standing, safeguarding employee...

  • Compliance Officer

    7 hours ago

    New Delhi, India Signature Global Comtrade Full time

    Responsibilities and Requirements for Compliance Officer in leading stock broking house Signature Global Comtrade Pvt. Ltd. We are a product focussed, engineering-heavy, high-ownership company with a culture of close-knit, hardworking, and supportive colleagues ready to help in challenging work. - Tracking, dissemination and implementing circulars of SEBI,...

  • Payroll and Compliance Officer

    1 week ago

    New Delhi, India Rambhajo by Advit Jewels Ltd. Full time

    Pay Range -30,000-40,000Company DescriptionRambhajo by Advit Jewels Ltd. is a distinguished jewelry business established in 1921 in Jaipur, Rajasthan. Specializing in Jadau or Polki, Kundan, Meena, Rosecuts, and Diamond Jewels, we have proudly served over 1.15 million customers across five continents. Our dedication to crafting high-quality authentic jewelry...

  • Compliance Officer

    6 days ago

    New Delhi, India SKS Enterpprises - Human Resource Planning and Management Full time

    Job Title: Compliance Officer – AIF/PMSLocation: Mumbai (Andheri)Experience Required: 6–7 yearsAbout the Role:We are looking for an experienced Compliance Officer to manage and oversee compliance for our Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) business. The role involves ensuring adherence to SEBI regulations, internal...

  • Compliance Officer

    1 week ago

    New Delhi, India SKS Enterpprises - Human Resource Planning and Management Full time

    Job Title:Compliance Officer – AIF/PMS Location:Mumbai (Andheri) Experience Required:6–7 yearsAbout the Role: We are looking for an experienced Compliance Officer to manage and oversee compliance for our Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) business. The role involves ensuring adherence to SEBI regulations, internal...

  • Compliance Officer

    2 weeks ago

    New Delhi, India Muthoot Fincorp Ltd. Full time

    Officer - Compliance Insurance Regulatory SubmissionKey Responsibilities- Regulatory Submissions – Ensuring all the regulatory submissions are periodically uploaded in IRDA portal post concurrence with relevant stakeholders (Ops, customer care, business products, finance, PO & Insurers) - Aware of the process of submission of regulations which include new...