Compliance: Retail Advisory

3 weeks ago

New Delhi, India Piramal Finance Full time

JOB OVERVIEW:Regulatory Advisory: Incumbent will be responsible for providing regulatory clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of the RBI and internal policies.KEY RESPONSIBILITIES:- Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital lending & LAP. - Review retail products, new initiatives, or processes and lead compliance advisory, queries, and clarifications for the retail business. - Review and update policies and procedures for the retail business. - Monitor regulatory developments and assess their impact on our operations. - Support the Chief Compliance Officer and the team in ensuring adherence to regulatory guidelines. - Play a key role in driving key assignments/projects, including automation relating to compliance, and support businesses and other functions/products involving compliance by supervising and being responsible for end-to-end completion and implementation. - Identify potential areas of compliance vulnerability and risks, and develop and implement corrective action plans for resolution. - Responsible for handling regulatory inspections, including pre- and post-inspection activities - Monitor and enforce compliance with internal policies and procedures across retail operations. - Foster effective relationships with internal and external stakeholders.QUALIFICATION:CA/CS/ LLB/MBA/Post-GraduateEXPERIENCE:- Proven and rich experience of 8+ years in compliance with Banks/NBFCs/HFC. - Practical knowledge of relevant regulatory requirements and guidelines related to retail lending. - Strong analytical skills with the ability to interpret regulations. - Team leader with excellent communication and interpersonal skills.

  • Compliance: Retail Advisory

    4 days ago

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