Investment compliance

4 days ago


Gurugram, India T D Newton & Associates Full time

Job Title: Analyst/Senior Analyst Location: Gurgaon, India


Job Description:


Candidates will gain exposure to a wide range of industries and investment structures. As a result of the breadth of the experience, candidates will develop a unique understanding of companies, capital structures, and credit markets. This candidate will work directly with the Specialty Finance investment team within the Blackstone Insurance Structure.


Responsibilities:


• Analyzing investment guidelines and interpret them to build logic-based rules to implement into automated investment compliance system for monitoring.

• Deliver daily/monthly/quarterly compliance reports to PM team for the new violations across all investment policies.

• Support onshore team by assisting them in post trade compliance monitoring activities across all the investment strategies.

• Assist in identifying the data governance and data reconciliation issues.


Qualifications:

• Bachelor’s degree with a preference to advanced degree or progression towards CFA/FRM/CAIA

• 1+ years of relevant experience in investment compliance monitoring with an exposure towards rule coding.

• Knowledge of guideline monitoring or coding in compliance systems e.g., Charles River, Bloomberg, LZ Sentinel, Aladdin or Clearwater Analytics would be an added advantage.

• Good to have experience in querying database and analyzing large data sets



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