Lead - Compliance Officer

3 weeks ago

Jaipur, India SK Finance Ltd Full time
  • Assist in developing and implementing compliance model required to operate within acceptable standards
  • Owning & managing the compliance requirements and ensuring adherence to the requirements
  • Liaison with stakeholder/senior management to ensure proper implementation of established compliance policies
  • Review business policies to ensure they are aligned as per regulatory requirements
  • Collaborate with other departments such as the risk management or internal audit unit to forward compliance issues for investigation
  • Conduct reviews to identify gaps in the overall compliance processes within and outside the department & ensure identification of staff accountability for requisite action
  • Ensure adherence to timelines for various compliance activities as assigned by regulator/ Board/ top or senior management
  • Review the policies/ products/ processes to ensure compliance with regulatory & statutory laws.
  • Carry out assessments to identify areas of potential compliance risks in order to implement preventive/corrective strategies to address compliance issues
  • Provide reports on a regular basis to senior management to keep them updated on progress of compliance operations
  • Organize compliance programs to educate the staff on recent and already existing compliance requirements

  • Lead - Compliance Officer

    6 days ago

    Jaipur, Rajasthan, India SK Finance Ltd Full time

    Assist in developing and implementing compliance model required to operate within acceptable standardsOwning & managing the compliance requirements and ensuring adherence to the requirementsLiaison with stakeholder/senior management to ensure proper implementation of established compliance policiesReview business policies to ensure they are aligned as per...

  • Lead Compliance Officer

    1 month ago

    Jaipur, India SK Finance Ltd Full time

    Assist in developing and implementing compliance model required to operate within acceptable standards Owning & managing the compliance requirements and ensuring adherence to the requirements Liaison with stakeholder/senior management to ensure proper implementation of established compliance policies Review business policies to ensure they are aligned as per...

  • Lead - Compliance Officer

    6 days ago

    Jaipur, Rajasthan, India SK Finance Ltd Full time

    Assist in developing and implementing compliance model required to operate within acceptable standards Owning & managing the compliance requirements and ensuring adherence to the requirements Liaison with stakeholder/senior management to ensure proper implementation of established compliance policies Review business policies to ensure they are aligned as per...

  • Lead - Compliance Officer

    2 months ago

    jaipur, India SK Finance Ltd Full time

    Assist in developing and implementing compliance model required to operate within acceptable standardsOwning & managing the compliance requirements and ensuring adherence to the requirementsLiaison with stakeholder/senior management to ensure proper implementation of established compliance policiesReview business policies to ensure they are aligned as per...

  • Lead - Compliance Officer

    3 weeks ago

    jaipur, India SK Finance Ltd Full time

    Assist in developing and implementing compliance model required to operate within acceptable standardsOwning & managing the compliance requirements and ensuring adherence to the requirementsLiaison with stakeholder/senior management to ensure proper implementation of established compliance policiesReview business policies to ensure they are aligned as per...

  • Lead - Compliance Officer

    2 months ago

    Jaipur, India SK Finance Ltd Full time

    Assist in developing and implementing compliance model required to operate within acceptable standards Owning & managing the compliance requirements and ensuring adherence to the requirements Liaison with stakeholder/senior management to ensure proper implementation of established compliance policies Review business policies to ensure they are aligned as per...

  • Lead - Compliance Officer

    6 days ago

    Jaipur, Rajasthan, India SK Finance Ltd Full time

    Assist in developing and implementing compliance model required to operate within acceptable standards Owning & managing the compliance requirements and ensuring adherence to the requirements Liaison with stakeholder/senior management to ensure proper implementation of established compliance policies Review business policies to ensure they are aligned as...

  • Lead - Compliance Officer

    2 months ago

    jaipur, India SK Finance Ltd Full time

    Assist in developing and implementing compliance model required to operate within acceptable standards Owning & managing the compliance requirements and ensuring adherence to the requirements Liaison with stakeholder/senior management to ensure proper implementation of established compliance policies Review business policies to ensure they are aligned as...

  • Lead - Compliance Officer

    3 weeks ago

    Jaipur, India SK Finance Ltd Full time

    Assist in developing and implementing compliance model required to operate within acceptable standards Owning & managing the compliance requirements and ensuring adherence to the requirements Liaison with stakeholder/senior management to ensure proper implementation of established compliance policies Review business policies to ensure they are aligned as per...

  • Lead - Compliance Officer

    3 weeks ago

    Jaipur, India SK Finance Ltd Full time

    Assist in developing and implementing compliance model required to operate within acceptable standardsOwning & managing the compliance requirements and ensuring adherence to the requirementsLiaison with stakeholder/senior management to ensure proper implementation of established compliance policiesReview business policies to ensure they are aligned as per...

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    Jaipur, Rajasthan, India A.L. PAPER HOUSE LLP Full time

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  • SK Finance

    1 week ago

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    Job Description:Developing and Implementing Compliance Models:- Assist in the development and implementation of compliance models necessary to operate within acceptable standards.Ownership and Management of Compliance Requirements:- Take ownership of compliance requirements and ensure strict adherence to established standards.Liaison with Stakeholders and...

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