Head of Compliance

1 week ago

Jaipur, India Suncrypto Full time

Head of Compliance (Director of Compliance )

Department: Compliance

Reports To: Board of Directors

Employment Type: Full-Time

Preference - Prior Experience with FIU-IND or worked with any Govt regulatory body.

Job Summary

The Princip Officer for Anti-Money Laundering (AML) , Compliance and Know Your Customer (KYC) Compliance is responsible for overseeing the company’s AML ,Compliance and KYC programs to ensure compliance with all relevant laws and regulations. This role involves the development, implementation, and maintenance of policies and procedures, risk assessment, overall company compliance and reporting to senior management and regulatory bodies. The Designated Director acts as the key point of contact for regulatory authorities and internal stakeholders regarding AML/KYC matters.

Key Responsibilities

Leadership and Oversight

·       Lead and manage the AML/KYC compliance team.

·       Develop and implement the company’s AML/KYC policies and procedures.

·       Ensure the AML/KYC framework is in line with current laws, regulations, and industry best practices.

 

Risk Assessment and Management

·       Conduct regular risk assessments to identify potential AML/CFT risks.

·       Implement and manage risk-based approaches to AML/KYC compliance.

·       Monitor and report on the effectiveness of AML/KYC controls.

 

Compliance Monitoring and Reporting

·       Oversee the monitoring and investigation of suspicious activities.

·       Ensure timely and accurate reporting of suspicious transactions to relevant authorities (e.g., FIU).

·       Prepare and present regular compliance reports to the senior management and board of directors.

 

Training and Awareness

·      Develop and deliver AML/KYC training programs for employees.

·      Foster a culture of compliance and awareness throughout the organization.


Regulatory Liaison

·      Act as the primary point of contact for regulatory bodies and auditors.

·      Manage and respond to regulatory inquiries and inspections.

·      Keep abreast of regulatory changes and update the company’s compliance programs accordingly.


Internal Controls and Audits

·      Collaborate with internal audit to ensure effective internal controls are in place.

·      Address audit findings and implement corrective actions promptly.


Policy Development and Review

 

·      Regularly review and update AML/KYC policies and procedures.

·      Ensure policies reflect current regulatory requirements and industry best practices.


Qualifications and Experience

Education: Bachelor’s degree in Finance, Business Administration, Law, or related field. Advanced degree preferred.

Certifications: CAMS (Certified Anti-Money Laundering Specialist) or equivalent certification like ICA preferred.

Experience: Minimum of 3-5 years of experience in AML/KYC compliance, with at least 3 years in compliance Managerial Role or Principal Officer.

Knowledge: In-depth knowledge of AML laws and regulations, including the Bank Secrecy Act, USA PATRIOT Act, FIU-IND , Travel Rule and FATF recommendations.

Skills:

·      Strong analytical and risk assessment skills.

·      Conducting meeting with regulators and government bodies like (FIU-IND) to ensure compliance and regulation part.

·      Build good relations with regulators and active with all the updates of company and compliance part.

·      Monitoring Regulatory Changes and offering new alternative approaches

·      Excellent leadership and team management capabilities.

·      Effective communication and presentation skills.

·      Ability to work under pressure and meet tight deadlines.

·      Proficiency in compliance software and tools.

·      Attention to Detail,                          

·      Collaboration as in Ability to work effectively with various stakeholders, both internal and external.

·      Primarily office-based, with some travel required for regulatory meetings and conferences.

May involve long hours during critical periods of compliance review and reporting

  • Head of Compliance

    1 week ago

    Jaipur, India Suncrypto Full time

    Head of Compliance (Director of Compliance )Department:ComplianceReports To : Board of DirectorsEmployment Type : Full-TimePreference - Prior Experience with FIU-IND or worked with any Govt regulatory body.Job SummaryThe Princip Officer for Anti-Money Laundering (AML) , Compliance and Know Your Customer (KYC) Compliance is responsible for overseeing the...

  • Head of Compliance

    3 days ago

    Jaipur, India Suncrypto Full time

    Head of Compliance (Director of Compliance )Department:ComplianceReports To : Board of DirectorsEmployment Type : Full-Time , Hybrid ModePreference - Prior Experience with FIU-IND or worked with any Govt regulatory body.Job SummaryThe Princip Officer for Anti-Money Laundering (AML) , Compliance and Know Your Customer (KYC) Compliance is responsible for...

  • Head of Compliance

    1 week ago

    Jaipur, Rajasthan, India Suncrypto Full time

    Head of Compliance (Director of Compliance ) Department: ComplianceReports To: Board of DirectorsEmployment Type: Full-TimePreference - Prior Experience with FIU-IND or worked with any Govt regulatory body.Job SummaryThe Princip Officer for Anti-Money Laundering (AML) , Compliance and Know Your Customer (KYC) Compliance is responsible for overseeing the...

  • Head of Compliance

    1 week ago

    Jaipur, India Suncrypto Full time

    Head of Compliance (Director of Compliance ) Department: ComplianceReports To: Board of DirectorsEmployment Type: Full-TimePreference - Prior Experience with FIU-IND or worked with any Govt regulatory body.Job SummaryThe Princip Officer for Anti-Money Laundering (AML) , Compliance and Know Your Customer (KYC) Compliance is responsible for overseeing the...

  • Head of Compliance

    1 week ago

    jaipur, India Suncrypto Full time

    Head of Compliance (Director of Compliance ) Department: Compliance Reports To : Board of Directors Employment Type : Full-Time Preference - Prior Experience with FIU-IND or worked with any Govt regulatory body. Job Summary The Princip Officer for Anti-Money Laundering (AML) , Compliance and Know Your Customer (KYC) Compliance is responsible for...

  • Head of Compliance

    4 days ago

    Jaipur, India Suncrypto Full time

    Head of Compliance (Director of Compliance ) Department: ComplianceReports To: Board of DirectorsEmployment Type: Full-Time , Hybrid Mode Preference - Prior Experience with FIU-IND or worked with any Govt regulatory body.Job SummaryThe Princip Officer for Anti-Money Laundering (AML) , Compliance and Know Your Customer (KYC) Compliance is responsible for...

  • Head of Compliance

    4 days ago

    jaipur, India Suncrypto Full time

    Head of Compliance (Director of Compliance ) Department: Compliance Reports To : Board of Directors Employment Type : Full-Time , Hybrid Mode Preference - Prior Experience with FIU-IND or worked with any Govt regulatory body. Job Summary The Princip Officer for Anti-Money Laundering (AML) , Compliance and Know Your Customer (KYC) Compliance is...

  • Head of Compliance

    19 hours ago

    Jaipur, India Suncrypto Full time

    Head of Compliance (Director of Compliance ) Department: ComplianceReports To: Board of DirectorsEmployment Type: Full-Time , Hybrid ModePreference - Prior Experience with FIU-IND or worked with any Govt regulatory body.Job SummaryThe Principal Officer for Anti-Money Laundering (AML) , Compliance and Know Your Customer (KYC) Compliance is responsible for...

  • Head of Compliance

    6 hours ago

    Jaipur, India Suncrypto Full time

    Head of Compliance (Director of Compliance ) Department: Compliance Reports To : Board of Directors Employment Type : Full-Time , Hybrid Mode Preference - Prior Experience with FIU-IND or worked with any Govt regulatory body. Job Summary The Principal Officer for Anti-Money Laundering (AML) , Compliance and Know Your Customer (KYC) Compliance is...

  • Head of Call Center

    3 weeks ago

    Jaipur, India A leading Listed NBFC Full time

    Job Title: Call Centre HeadCompany Overview:We are a leading Non-Banking Financial Company (NBFC) committed to providing innovative financial solutions to our diverse clientele. With a strong focus on customer satisfaction and service excellence, we are seeking a dynamic and experienced professional to join our team as Call Centre Head.Position Overview:As...

  • Head of Call Center

    2 months ago

    Jaipur, India A leading Listed NBFC Full time

    Job Title: Call Centre HeadCompany Overview:We are a leading Non-Banking Financial Company (NBFC) committed to providing innovative financial solutions to our diverse clientele. With a strong focus on customer satisfaction and service excellence, we are seeking a dynamic and experienced professional to join our team as Call Centre Head.Position Overview:As...

  • Head of Call Center

    1 week ago

    Jaipur, Rajasthan, India A leading Listed NBFC Full time

    Job Title: Call Centre HeadCompany Overview:We are a leading Non-Banking Financial Company (NBFC) committed to providing innovative financial solutions to our diverse clientele. With a strong focus on customer satisfaction and service excellence, we are seeking a dynamic and experienced professional to join our team as Call Centre Head.Position Overview:As...

  • Formulation Head

    1 week ago

    Jaipur, Rajasthan, India Om Sai Global HR Service Full time

    Job OverviewWe are looking for a Formulation Head - Agrochemical role at out client place based at Jaipur, Rajasthan. It is a senior position requiring more than 12 years of experience in Formulation Development. Its a Full-Time employment opportunity with competitive salary range.Roles and ResponsibilitiesLead and manage the formulation team in developing...

  • Head Operations Full-Time

    1 month ago

    jaipur, India HyreFox Consultants Full time

    School Adminstrator  Position Overview The School Adminstrator / Head of School for Operations is expected to demonstrate a thorough knowledge and understanding of all aspects of a school's operations and finances, from strategic visioning and planning to detailed systems development and legal compliance to ensure that the academic leadership is...

  • Head Operations Full-Time

    1 week ago

    Jaipur, Rajasthan, India HyreFox Consultants Full time

    School Adminstrator Position Overview The School Adminstrator / Head of School for Operations is expected to demonstrate a thorough knowledge and understanding of all aspects of a school's operations and finances, from strategic visioning and planning to detailed systems development and legal compliance to ensure that the academic leadership is...

  • Head Operations Full-Time

    3 weeks ago

    jaipur, India HyreFox Consultants Full time

    School Adminstrator  Position Overview The School Adminstrator / Head of School for Operations is expected to demonstrate a thorough knowledge and understanding of all aspects of a school's operations and finances, from strategic visioning and planning to detailed systems development and legal compliance to ensure that the academic leadership is...

  • Head of Call Center

    3 weeks ago

    Jaipur, India A leading Listed NBFC Full time

    Job Title: Call Centre HeadCompany Overview: We are a leading Non-Banking Financial Company (NBFC) committed to providing innovative financial solutions to our diverse clientele. With a strong focus on customer satisfaction and service excellence, we are seeking a dynamic and experienced professional to join our team as Call Centre Head.Position Overview: As...

  • Head of Call Center

    3 weeks ago

    Jaipur, India A leading Listed NBFC Full time

    Job Title: Call Centre Head Company Overview: We are a leading Non-Banking Financial Company (NBFC) committed to providing innovative financial solutions to our diverse clientele. With a strong focus on customer satisfaction and service excellence, we are seeking a dynamic and experienced professional to join our team as Call Centre Head. Position...

  • Head of Call Center

    3 weeks ago

    Jaipur, India A leading Listed NBFC Full time

    Job Title: Call Centre HeadCompany Overview: We are a leading Non-Banking Financial Company (NBFC) committed to providing innovative financial solutions to our diverse clientele. With a strong focus on customer satisfaction and service excellence, we are seeking a dynamic and experienced professional to join our team as Call Centre Head.Position Overview: As...

  • Head of Call Center

    2 months ago

    Jaipur, India A leading Listed NBFC Full time

    Job Title: Call Centre HeadCompany Overview: We are a leading Non-Banking Financial Company (NBFC) committed to providing innovative financial solutions to our diverse clientele. With a strong focus on customer satisfaction and service excellence, we are seeking a dynamic and experienced professional to join our team as Call Centre Head.Position Overview: As...