Compliance Analyst Domestic Compliance

JobDescription andResponsibilities:The ideal candidatehas some regulatory compliance experience working for an exchange aregulatory organization a BrokerDealer (BD) or a similarorganization. Other acceptable experience would include internalaudit legal accounting or other control functions of a financialservices firm or regulator. Responsible forinteracting...

About the RoleWe are seeking a highly motivated and detail-oriented Compliance Analyst to join our team at Ares Management Corporation. The successful candidate will be responsible for supporting the development and implementation of our Corporate Compliance program, including the administration of policies and procedures.Key ResponsibilitiesSupport the...

About UsApollo Global Management, Inc. is a global alternative asset manager that seeks to provide clients with excess return at every point along the risk-reward spectrum from investment grade to private equity.Our Purpose and Core ValuesWe strive to be the leading provider of retirement income solutions to institutions, companies, and individuals, the...

Job Description and Responsibilities: The ideal candidate has some regulatory compliance experience working for an exchange a regulatory organization a BrokerDealer (BD) or a similar organization. Other acceptable experience would include internal audit legal accounting or other control functions of a financial services firm or regulator. Responsible...

Job Description and Responsibilities: The ideal candidate has some regulatory compliance experience working for an exchange a regulatory organization a BrokerDealer (BD) or a similar organization. Other acceptable experience would include internal audit legal accounting or other control functions of a financial services firm or regulator. Responsible...

Role OverviewApollo Global Management, Inc. is seeking a highly skilled Risk Compliance Analyst to join our team. As a Risk Compliance Analyst, you will be responsible for implementing and monitoring investment guideline compliance for various Funds, CLOs, and Separate Accounts managed by Apollo.Key Responsibilities:• Assist in drafting, maintaining, and...

Position Overview ABOUT APOLLO Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investment grade to private equity with a focus on three investing strategies: yield, hybrid, and equity. For more than three...

Job Summary:Citi is seeking a highly skilled Compliance Risk Analyst to join our team. As a key member of our Compliance Independent Assessment (CIA) team, you will be responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense.Key Responsibilities:Develop and implement compliance monitoring/testing programs...

Job SummaryCiti is seeking a skilled Compliance Surveillance Intermediate Analyst to join our team. As a key member of our Independent Compliance Risk Management (ICRM) Surveillance team, you will be responsible for designing, implementing, and overseeing surveillances to detect behaviors that may violate regulatory rules or internal policies and...

Job Description:We are seeking a highly skilled AML and Compliance Analyst to join our team at DBS Bank. As a key member of our Group Legal, Compliance & Secretariat department, you will be responsible for ensuring the bank's interests are protected and maintained through effective AML and compliance practices.Key Responsibilities:Monitor and review AML...

Job SummaryGlobal Industrial is seeking a highly skilled Sr. Compliance Program Analyst, IT to join our team. As a key member of our IT department, you will be responsible for ensuring the effective implementation of our compliance policies and procedures.Key ResponsibilitiesPerform compliance evidence gathering and review of IT operational activities in...

About the RoleApollo Global Management, Inc. is seeking a highly skilled Compliance Analyst to join its team. As a Compliance Analyst, you will play a critical role in ensuring the firm's compliance with regulatory requirements across its global investment platform.Key ResponsibilitiesConduct thorough reviews of electronic communications to identify...

Position OverviewApollo Global Management, Inc. is seeking a skilled Risk Compliance Analyst to join our team. In this role, you will work closely with junior and senior members of the risk compliance team to implement and monitor investment guideline compliance for various Funds, CLOs, and Separate Accounts managed by Apollo.Key ResponsibilitiesAssist in...

Job Title:Compliance Analytics Intermediate AnalystJob Summary:Utility and compliance risk management are key to business success. As a Compliance Analytics Intermediate Analyst, you will be responsible for analyzing and aggregating compliance risk for the franchise, establishing key measurement methods for the assessment of Compliance Risk within the...

At Infotree Global Solutions, we are seeking a highly skilled Compliance Officer to join our team. This individual will be responsible for executing the firm's AML, anti-bribery, and sanctions compliance programs.Key Responsibilities:Perform enhanced due diligence and sanctions screening.Engage in surveillance and investigations to detect and prevent...

About ApolloApollo Global Management, Inc. is a leading global alternative investment manager with a strong commitment to innovation and excellence. Our team is dedicated to providing exceptional investment solutions to our clients, and we are seeking a talented Compliance Analyst to join our Regulatory Compliance team.Job SummaryThe Compliance Analyst will...

Apollo Global Management, Inc. is seeking a highly motivated and detail-oriented Compliance Analyst to join its Legal, Tax, and Compliance team. The successful candidate will work closely with the team to ensure compliance with regulatory requirements imposed by the SEC, FINRA, and other non-US regulators. Key responsibilities include reviewing and approving...

Job Title: Compliance Analyst - Legal ExpertAt Apollo Global Management, Inc., we are seeking a highly skilled Compliance Analyst - Legal Expert to join our team. As a key member of our Investment Compliance Team, you will play a critical role in ensuring the firm's investment and trading activities are compliant with regulatory requirements, portfolio...

Compliance Risk Monitoring at CitiCiti is a global bank with a strong commitment to compliance and risk management. We are seeking a skilled Compliance Risk Monitoring Analyst to join our team.Key Responsibilities:Develop and implement compliance monitoring programs to identify and mitigate risks.Conduct regular reviews and assessments of compliance controls...

Job Title: AVP - Compliance Testing Sr. Analyst - C12 - MumbaiAt 12542 Citicorp Services India Private Limited, we are seeking a highly skilled and experienced Compliance Risk Management Specialist to join our team. As a Senior Compliance Risk Management Specialist, you will play a critical role in assessing and mitigating compliance risks across our...