Risk Compliance Analyst

2 weeks ago

Mumbai, Maharashtra, India Apollo Global Management, Inc. Full time

Position Overview

Apollo Global Management, Inc. is seeking a skilled Risk Compliance Analyst to join our team. In this role, you will work closely with junior and senior members of the risk compliance team to implement and monitor investment guideline compliance for various Funds, CLOs, and Separate Accounts managed by Apollo.

Key Responsibilities

  • Assist in drafting, maintaining, and implementing policies and procedures.
  • Facilitate set up and maintenance of compliance tests in trading systems.
  • Review various funds' investment guideline compliance results generated through trading systems.
  • Perform ongoing validation checks of investment guideline test results.
  • Respond to inquiries from traders and portfolio managers related to guideline compliance results.
  • Research issues with the fund operations team to validate position and other security-related data.
  • Complete reconciliations of compliance results with CLO Trustee on a regularly scheduled cadence.
  • Ad-hoc analysis and reporting on a variety of compliance metrics.

Requirements

  • Bachelor's degree with an excellent record of academic achievement, preferably in Finance or a related field.
  • 1-3 years of relevant compliance experience within a financial services organization.
  • Knowledge of both United States and United Kingdom financial markets.
  • Experience with investment guideline compliance required; familiarity operating within order management systems, e.g., Everest, Aladdin, thinkFolio, Charlse River, etc.
  • Base-level understanding of various financial instruments, including bank loans, corporate bonds, and collateralized loan obligations across a broad range of investment platforms.
  • Understanding that work schedule will require partial overlap with New York (EST) business hours.
  • Ability to collaborate with colleagues while exercising independent judgment.
  • Ability to multitask and prioritize competing demands to meet deadlines.
  • Thrives in a fast-paced, dynamic, and collaborative environment.
  • Strong oral and written communication skills.
  • High ethical standards.
  • Advanced Microsoft Excel skills required, proficiency in VBA preferred.
  • Experience with Everest and VPM preferred.

Equal Employment Opportunity

Apollo Global Management, Inc. provides equal employment opportunities regardless of age, disability, gender reassignment, marital or civil partner status, pregnancy or maternity, race, colour, nationality, ethnic or national origin, religion or belief, veteran status, gender/sex or sexual orientation, or any other criterion or circumstance protected by applicable law, ordinance, or regulation.

  • Risk Compliance Analyst

    3 weeks ago

    Mumbai, Maharashtra, India Apollo Global Management, Inc. Full time

    Role OverviewApollo Global Management, Inc. is seeking a highly skilled Risk Compliance Analyst to join our team. As a Risk Compliance Analyst, you will be responsible for implementing and monitoring investment guideline compliance for various Funds, CLOs, and Separate Accounts managed by Apollo.Key Responsibilities:• Assist in drafting, maintaining, and...

  • Compliance Risk Analyst

    4 weeks ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Job Summary:Citi is seeking a highly skilled Compliance Risk Analyst to join our team. As a key member of our Compliance Independent Assessment (CIA) team, you will be responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense.Key Responsibilities:Develop and implement compliance monitoring/testing programs...

  • Compliance Risk Analyst

    2 weeks ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Job Title:Compliance Analytics Intermediate AnalystJob Summary:Utility and compliance risk management are key to business success. As a Compliance Analytics Intermediate Analyst, you will be responsible for analyzing and aggregating compliance risk for the franchise, establishing key measurement methods for the assessment of Compliance Risk within the...

  • Compliance Risk Monitoring Analyst

    2 weeks ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Compliance Risk Monitoring at CitiCiti is a global bank with a strong commitment to compliance and risk management. We are seeking a skilled Compliance Risk Monitoring Analyst to join our team.Key Responsibilities:Develop and implement compliance monitoring programs to identify and mitigate risks.Conduct regular reviews and assessments of compliance controls...

  • Compliance Risk Analyst Senior

    1 month ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Job Title: AVP - Compliance Testing Sr. Analyst - C12 - MumbaiAt 12542 Citicorp Services India Private Limited, we are seeking a highly skilled and experienced Compliance Risk Management Specialist to join our team. As a Senior Compliance Risk Management Specialist, you will play a critical role in assessing and mitigating compliance risks across our...

  • Risk and Compliance Business Lead Analyst

    2 weeks ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Risk and Compliance Business Lead AnalystCiticorp Services India Private Limited is seeking a Risk and Compliance Business Lead Analyst to join its team. This role is responsible for contributing to the governance and facilitation of the execution of the Manager Control Assessment (MCA) as required by the MCA Standard.The ideal candidate will have 10+ years...

  • Senior Compliance Risk Analyst

    2 weeks ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Serves as a senior compliance risk analyst for Independent Compliance Risk Management's (ICRM) Compliance Independent Assessment (CIA) team, responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense. The CIA Sr. Analyst performs risk-based testing and monitoring of Citi's compliance risks to assess the...

  • Compliance Risk Analyst

    4 days ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Job OverviewCiticorp Services India Private Limited is seeking a highly skilled Compliance Risk Analyst to join its team in Mumbai. As a key member of the Independent Compliance Risk Management group, you will be responsible for analyzing and aggregating compliance risk for the franchise through applicable analytical methods and models.About the RoleThe...

  • Compliance Risk Analyst

    4 weeks ago

    Mumbai, Maharashtra, India Apollo Global Management, Inc. Full time

    About the RoleApollo Global Management, Inc. is seeking a highly skilled Compliance Analyst to join its team. As a Compliance Analyst, you will play a critical role in ensuring the firm's compliance with regulatory requirements across its global investment platform.Key ResponsibilitiesConduct thorough reviews of electronic communications to identify...

  • Compliance Risk Analyst

    7 days ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    At 12542 Citicorp Services India Private Limited, we are looking for a highly skilled Compliance Risk Analyst to join our team. This role is based in Mumbai and offers an exciting opportunity to work with our global organization.OverviewOur company is a leading financial institution with a strong commitment to compliance and risk management. As a Compliance...

  • Compliance Risk Analyst Senior

    2 weeks ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Job SummaryCiticorp Services India Private Limited seeks a Compliance Risk Analyst Senior to join our team in Mumbai. As a key member of the Compliance Independent Assessment (CIA) team, you will be responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense.Key ResponsibilitiesDevelop, implement, and...

  • Compliance Risk Management Senior Analyst

    4 weeks ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense. The CIA Sr. Analyst performs risk-based testing and monitoring of Citi's compliance risks in order to assess the design and effectiveness of key controls,...

  • Compliance Risk Management Senior Analyst

    4 weeks ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense. The CIA Sr. Analyst performs risk-based testing and monitoring of Citi's compliance risks in order to assess the design and effectiveness of key...

  • Compliance Risk Management Senior Analyst

    4 weeks ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The Compliance Independent Assessment Sr. Analyst performs risk-based testing of Citi’s compliance...

  • Compliance Risk Analyst

    2 weeks ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Job Description: Serves as a compliance risk analyst for the Independent Compliance Risk Management (ICRM) Global Surveillance team responsible for the design, implementation, and oversight of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures.The ICRM Global Surveillance platform encompasses a...

  • Compliance Risk Management Senior Analyst

    4 weeks ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Job Summary:We are seeking a highly skilled Compliance Risk Management Senior Analyst to join our team at 12542 Citicorp Services India Private Limited. The successful candidate will be responsible for assessing compliance risks and controls implemented by our first and second line of defense.Key Responsibilities:Develop and implement compliance...

  • Compliance Risk Analyst

    1 month ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Job SummaryServes as a key member of the Independent Compliance Risk Management (ICRM) Surveillance team, responsible for designing, implementing, and overseeing a suite of surveillances to detect behaviors that may violate regulatory rules or internal policies and procedures.Responsibilities:Reviews and analyzes surveillance alerts and/or reports relating...

  • Compliance Risk Management Senior Analyst

    1 month ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Job SummaryCiti is seeking a highly skilled Compliance Risk Management Senior Analyst to join our team. As a key member of our Compliance Independent Assessment (CIA) team, you will be responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense.Key ResponsibilitiesDevelop and implement compliance...

  • Financial Risk Analyst

    1 month ago

    Mumbai, Maharashtra, India Axis Bank Full time

    Job Title: Financial Risk AnalystThe Financial Risk Analyst will be responsible for analyzing the financial and business risk profile of companies in various industries. This includes preparing conclusive credit proposals and detecting potential risk triggers. The analyst will also interact with companies to stay updated on sector developments and their...

  • Senior Compliance Risk Analyst

    1 month ago

    Mumbai, Maharashtra, India 23443 Citibank N.A. India - INR CCY Full time

    Job Title: Assistant Vice President- Compliance Regulatory TestingCiti is seeking a highly skilled and experienced professional to join our team as Assistant Vice President- Compliance Regulatory Testing. This role is responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense.Key Responsibilities:Develops,...