Compliance Officer
5 days ago
Officer - Compliance Insurance Regulatory SubmissionKey Responsibilities- Regulatory Submissions – Ensuring all the regulatory submissions are periodically uploaded in IRDA portal post concurrence with relevant stakeholders (Ops, customer care, business products, finance, PO & Insurers) - Aware of the process of submission of regulations which include new business submissions, schedules submissions, SP submissions, complaints submissions, financial statements submissions, compliance certificate as applicable and to submit the same to regulator with the stipulated timelines - Registers Maintenance – to track, align, ensure and coordinate with respective business units, BIUteams for regulatory registers are maintained in appropriate format and needs to be submitted to IRDAI - Communication to regulators as per regulations – All communications including branch opened & closed data, directorship change, regulatory charges levied etc to be notified. - IIB Envoy Portal Update – All the salespersons, SP details needs to be uploaded, tracked and reviewed periodically - IRDAI CA/ISNP/Envoy License Renewal – to ensure all the applicable licenses are availed, procured and renewed with the applicable timelines as per guidelines and to coordinate with relevant stakeholders on the licensing applicability, repository maintenance - NOC issuance & Detagging Pan in IRDAI portal – Issuing NOC for exited SP’s and Detagging the PAN from IRDA & Envoy along with record keeping - Telemarketer License – Application of telemarketing license as per guidelines and submission of regulatory data to IRDAI as per stipulated guidelines. - Renewal ofIRDAI CA license, PO, ISNP, Envoy, any other licenses to be kept in track and to be renewed along with PO & relevant stakeholders - Regulatory Checklist maintenance – Tracking the regulatory checklist (IRDAI Data maintenance, Registers, timely submissions, grievances, etc.,) completely along with stakeholders - Reconciliations Tracking – To Coordinate with finance, product teams & insurers for reconciliation sign off every month. Ensuring the gaps identified in recon are followed up. - Agreements maintenance – to maintain and track the agreements of insurers, SLA’s of insurers, Commission structure of insurers - Grievance tracking/Data maintenance – to Track the grievances from grievance team, insurers and coordinating the resolution with insurers, business, product and branch team. To maintain the grievance register as per regulatory requirement. - Audit Initiation for Branch & Tracking – To provide the Audit Checklist & To Coordinate with functional audit team and track the audit resolution for branches. - Compliance check on AML – To provide the checklist to compliance team of MFL and to coordinate and track AML cases with internal & external stakeholders. - Legal/Litigation Tracking – Bookkeeping the Litigation of insurance cases, open cases, updating the regulator as needed - Any other activity as delegated by the management & supervisor from time to timeExpeirence : 4- 8 years in a similar domain
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Compliance Officer
5 days ago
New Delhi, India TerraGiG Full timePosition DetailsPosition Title:Compliance Officer Department:Statutory Compliance Location:Karol BaghRole Overview As a Compliance Officer, you will play a key role in ensuring adherence to regulatory requirements, internal policies, and statutory obligations. This role involves monitoring compliance risks, conducting audits, and fostering a culture of...
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Compliance Officer
2 weeks ago
New Delhi, India Signature Global Comtrade Full timeResponsibilities and Requirements for Compliance Officer in leading stock broking house Signature Global Comtrade Pvt. Ltd. We are a product focussed, engineering-heavy, high-ownership company with a culture of close-knit, hardworking, and supportive colleagues ready to help in challenging work. - Tracking, dissemination and implementing circulars of SEBI,...
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Compliance Officer
15 hours ago
New Delhi, India Google Full timeMinimum qualifications: - Master’s degree in Accountancy, Law, Technology, or equivalent practical experience. - 10 years of experience building and leading compliance/risk management programs. - 3 years of experience in a leadership role. Preferred qualifications: - Ability to maintain flexibility and willingness to work on a broad variety of matters...
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Compliance Officer
7 days ago
Delhi, India TerraGiG Full timePosition Details- Position Title: Compliance Officer- Department: Statutory Compliance- Location: Karol BaghRole OverviewAs a Compliance Officer, you will play a key role in ensuring adherence to regulatory requirements, internal policies, and statutory obligations. This role involves monitoring compliance risks, conducting audits, and fostering a culture of...
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Compliance Officer
6 days ago
Delhi, India TerraGiG Full timePosition Details- Position Title: Compliance Officer- Department: Statutory Compliance- Location: Karol BaghRole OverviewAs a Compliance Officer, you will play a key role in ensuring adherence to regulatory requirements, internal policies, and statutory obligations. This role involves monitoring compliance risks, conducting audits, and fostering a culture of...
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Compliance Officer
3 weeks ago
Delhi, India Booming Bulls Finserv Full timeJob Title: Compliance Officer – SEBI Registered Research Analyst (Remote)Company Overview:We are a SEBI-registered Research Analyst firm delivering high-quality equity and market research to our clients across India. Our commitment to transparency, ethics, and compliance forms the foundation of our work.Position Overview:We are seeking an experienced...
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Compliance Officer
1 week ago
Delhi, India TerraGiG Full timePosition DetailsPosition Title: Compliance OfficerDepartment: Statutory ComplianceLocation: Karol BaghRole OverviewAs a Compliance Officer, you will play a key role in ensuring adherence to regulatory requirements, internal policies, and statutory obligations. This role involves monitoring compliance risks, conducting audits, and fostering a culture of...
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Compliance Officer
1 week ago
Delhi, India TerraGiG Full timePosition DetailsPosition Title: Compliance OfficerDepartment: Statutory ComplianceLocation: Karol BaghRole OverviewAs a Compliance Officer, you will play a key role in ensuring adherence to regulatory requirements, internal policies, and statutory obligations. This role involves monitoring compliance risks, conducting audits, and fostering a culture of...
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Compliance Officer
2 weeks ago
New Delhi, India NISG (National Institute for Smart Government) Full timeFrom 5 to 9 year(s) of experience ₹ Not Disclosed by Recruiter - New Delhi **Roles and Responsibilities** **About NHA**: **National Health Authority (NHA)**is the apex body responsible for implementing India’s flagship public health insurance/assurance scheme called “Ayushman Bharat Pradhan Mantri Jan Arogya Yojana” & has been entrusted with the...
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Compliance Officer
3 weeks ago
Delhi, India CIMA OOH Full timeCompany Description CIMA OOH – Cef International Media and Advertising is a premier provider of Out-of-Home (OOH) and Digital Out-of-Home (DOOH) advertising solutions, specializing in impactful media campaigns. With a commitment to excellence and cutting-edge technology, CIMA bridges traditional and digital platforms to maximize brand exposure. Driven by a...
