Assistant Manager Compliance
4 weeks ago
Job Purpose- Manage and provide assistance to the Compliance Manager in the day-to-day operations of the Embedded Compliance Function, ensuring compliance to Bank’s AML/KYC policies/procedures and regulatory requirements. - Maintain ongoing awareness/knowledge of all regulations set by the Central Bank of the UAE - Role of the Assistant Manager- Compliance is to assist business areas to achieve their business goal while adequately addressing compliance related issues so that the bank is not exposed to regulatory, reputational or other risks. Extend support to business units by providing compliant and workable solutions to regulatory requirements and intervene where necessary to stop a transaction/process/business proposal. - Support Compliance Manager in implementation of compliance initiatives in RBG – as may be determined / guided by HO- Compliance from time to timeKey result Areas- Maintain ongoing awareness/current knowledge of all applicable internal/external compliance requirements and existing/emerging legal/statutory/regulatory environment – identifying any issues that could impact the bank. - Assist the Compliance manager to ensure Bank’s internal procedures/policies remain compliant with regulations/changes providing guidance/advice to business units as necessary. - Assist in maintaining pro-active relationships with business, facilitating timely involvement to ensure compliant solutions to business issues. - Assist in AML/Compliance training programs to all business group staff on an on-going basis as required/necessary to raise awareness and ensure all staff understand their responsibly/obligations with regards to Corporate/AML policies and regulatory/legal/statutory requirements. - Provide support for the enhanced due diligence process followed on businesses classified as high risk prior to account opening proposals and provide decisions accordingly. Review proposals on high risk relationships especially cases that are escalated to senior management/business group head and ensure that all risks are appropriately highlighted for sign off. - Review the eName checker referrals from branches/enabling functions/operation and provide compliance feedback in accordance with the bank policies/CB regulations. - Assist in preparation of all reports/MIS on issues relating to Compliance/AML and ensure that same are provided in a timely manner to Compliance Manager. - Assist in responding in a timely manner to audit/ assurance queries - Represent compliance in any ad hoc projects as directed by Compliance Manager such as support compliance-related projects or system implementations - Cross-Functional Collaboration: Work closely with Audit and Business Units/ Governance for compliance related matters - To develop excellent working relationships with all stakeholders without compromising on independence and professionalism.Knowledge, Skills and Experience- Graduate with 5-7 years of banking experience in the field of KYC/EDD - Experience in handling KYC/ EDD review of HNI/UHNI clients and Business Entities clients. - Computer literate and good command over spoken and written English is mandatory. Knowledge of Arabic will be added advantage. - Knowledge of UAE regulations is an added advantage. - Good presentation skills and Excel Skills. - Efficient and logical approach to problem solving. - Good decision-making ability.
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Assistant Manager Legal and Compliance
7 days ago
New Delhi, India MyShubhLife Full timeCompany Description MyShubhLife, India’s largest embedded finance platform, has been providing affordable credit to millions via its end-to-end financial services platform since 2006. The company employs a four-pronged strategy to embedded finance - Robust Technology, Deep Data Science, Contextual Products, and RBI compliant NBFC. Through partnerships with...
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New Delhi, India Ignite Education Group Full timeCompany DescriptionIgnite Education Group aims to cultivate a transformative learning environment that empowers individuals to reach their full potential and become lifelong learners, critical thinkers, and responsible global citizens. By fostering a culture of inclusivity, innovation, and collaboration, students are inspired to explore their passions,...
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Assistant Manager
4 weeks ago
New Delhi, India Perfect Accounting & Shared Services Pvt. Ltd. Full timeAssistant Manager / Manager – Accounting & Compliance Location:Delhi, India Qualification:CA (Final Dropout) Experience:4–6 years CTC:As per Industry standardsPerfect Accountingis looking for an experienced professional to join ourAccounting & Complianceteam. If you have strong accounting skills, hands-on experience in managing compliances, and enjoy...
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Regulatory Compliance Manager
3 weeks ago
New Delhi, India Analytics Saves at Work Full timeJob Overview:We are seeking a detail-oriented and proactiveLegal and Compliance Professional(Assistant Manager / Deputy Manager / Manager – based on relevant experience) to support the organization’s legal, regulatory, and compliance functions. The position isbased in Gandhinagar, GIFT City. The ideal candidate should hold anLLB or CS qualification . P...
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Manager / Assistant Manager — Compliance
5 days ago
New Delhi, India Tradeswift Group Full timeWe’re Hiring: Compliance (Manager/Asst. Manager)Trust is our first KPI. AtTRADESWIFT , we’re looking for aCompliance (Manager/Asst. Manager)to keep our Broking & PMS operations watertight—translating regulations into clear processes and building a culture of “do it right, every time.”You’ll contribute:regulatory monitoring & reporting...
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Compliance manager
4 weeks ago
New Delhi, India FIRSTavenue Full timeJob Title: Compliance Manager Position Type: Full Time, PermanentDepartment: ComplianceLocation: Gurgaon, New DehliReporting to: Global Head of ComplianceJob SummaryWe are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance.This role...
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Compliance Manager
4 weeks ago
New Delhi, India FIRSTavenue Full timeJob Title: Compliance ManagerPosition Type: Full Time, PermanentDepartment: ComplianceLocation: Gurgaon, New DehliReporting to: Global Head of ComplianceJob SummaryWe are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance.This role...
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Compliance Manager
4 weeks ago
New Delhi, India FIRSTavenue Full timeJob Title: Compliance ManagerPosition Type: Full Time, PermanentDepartment: ComplianceLocation: Gurgaon, New DehliReporting to: Global Head of ComplianceJob SummaryWe are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance.This role...
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Compliance Manager
4 weeks ago
New Delhi, India FIRSTavenue Full timeJob Title: Compliance ManagerPosition Type: Full Time, PermanentDepartment: ComplianceLocation: Gurgaon, New DehliReporting to: Global Head of ComplianceJob SummaryWe are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance.This role...
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Compliance Manager
4 weeks ago
New Delhi, India FIRSTavenue Full timeJob Title: Compliance Manager Position Type: Full Time, Permanent Department: Compliance Location: Gurgaon, New Dehli Reporting to: Global Head of Compliance Job Summary We are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance. This...
